UjU' oo/^ asbestos An Information Resource U.S. Department of Health, Education, and Welfare Public Health Service National Institutes of Health BRG 0863 #S4 Moreover, asbestos has been linked with gastro-intestinal, oropharyngeal, and laryngeal cancer According to the U.S. Public Health Service, one million persons now living in the United States either work or have worked in the 1 BRG 0875 asbestos product manufacturing industry. This figure does not include those employed in mining and milling asbestos; those whose work may involve installation, modification, or repair of asbestos products; persons exposed indirectly to asbestos in the course of their work such as at shipyards or in the construction industry; persons living in the neighborhood of an asbestos product factory; or consumer users of asbestos materials. What is "Asbestos?" To the mineralogist, asbestos is the generic name for a group of naturally occurring hydrated mineral silicates of the amphibole or serpentine series that are characterized by fibers or bundles of fine single crystal fibrils. Naturally occurring asbestos fibers typically have length-to-width ratios of the order of 100 and higher. Included in this definition are the following minerals: r • Chrysotile • Crocidolite • Amosite, and • The fibrous varieties of anthophyllite, tremolite, and actinolite.* All of these minerals may occur in a nonfibrous form, in which case they are not classified as asbestos. Commercially, chrysotile is the form of asbestos used most. Crocidolite, amosite, and anthophyllite also have some commercial significance. It is important to note that identification of asbestos fibers is relatively simple with macroscopic samples that clearly show the fibrous nature and other unique characteristics of these minerals. Positive identification is based on morphology, crystallographic structure, color, hardness, optical properties, and appearance. However, in the case of microscopic samples, positive identification becomes increasingly difficult, even when special microanalytical techniques are used. The identification of asbestos is complex because many of the min­ erals that are chemically almost identical to different varieties of asbestos (e.g., grunerite to amosite, serpentine to chrysotile) exhibit Crocidolite, amosite, anthophyllite, tremolite, and actinolite are derived from the amphibole series and may be referred to as "amphiboles." perfect prismatic cleavage (the ability to break along well-defined crystallographic planes), so that physical degradation often leads to the formation of minute cleavage fragments that are chemically as well as physically indistinguishable from asbestos fibers. Recent compre­ hensive studies at the U.S. Bureau of Mines have concluded that there is currently no absolute way to distinguish between finely divided asbestos and certain other minerals of similar composition.6 Some minerals other than asbestos that may exhibit fibrous structure are listed in Appen­ dix A. On the other hand, recent biological studies suggest that, in terms of carcinogenic activity, mineral shape and size may be more important than chemical nature.^ The question of asbestos carcino­ genicity can, therefore, be viewed as part of a broader issue—i.e., tissue modification caused by mineral fibers. Occurrence of Asbestos / All forms of asbestos develop through several stages of geologic processes (paragenesis) from parent rocks that are transformed into asbestos. Parent rocks of asbestos minerals include basic constituents normally found in ultramafic, dolomitic, or limestone rocks. Transfor­ mation may occur under localized conditions of temperature and pressure which lead to recrystallization of other in-situ minerals (metamorphism). It may occur as a result of the action of hot mineral solutions that can dissolve or otherwise alter some minerals to form others (hydrother­ mal processes). In all of the commercial asbestos deposits, the geologic conditions have been favorable to the development of fibers of sufficient quality and concentration to warrant their extraction. (The same conditions may operate in other mineral deposits but yield asbestos fibers that are too disseminated or scarce to be of commercial interest.) Minerals and rocks that can contain asbestos are listed in Appen­ dix A. A favorable mineral association is not a sufficient condition for the formation of asbestos—it will form only if special structural and other geologic conditions are met. If asbestos presence is, in fact, established, the minerals and rocks listed in Appendix A would be significant sources of contamination for humans, since they include important raw materials for industry and are mined in commercial quan­ tities, worldwide. The areas of the United Stated having basic geologic constituents associated with the formation of asbestos are shown in Figure 1. Again, this graphic does not necessarily depict actual asbestos occurrence but, 3 BRG 0877 BRG 0878 FIGURE 1 — . .................................... . DISTRIBUTION OF ULTRABASIC AND METAMORPHIC ROCK FORMATIONS IN THE UNITED STATES rather, is an overview of the areas that are more likely than others to provide the geologic setting associated with formation of asbestos. Although deposits of asbestos may be found throughout the United States, asbestos is commercially mined and milled at only five loca­ tions, in the states of California, Arizona, and Vermont. (Most of the asbestos consumed in the United States is imported, nearly all of it from Canada.) In addition to commercial mining and milling of asbestos, human-created occurrences of asbestos fiber may result from the mining and milling of mineral ores associated with asbestos; from the inadver­ tent disturbance of asbestos deposits by activities such as fanning and road building; from the transportation of asbestos ore, milled fiber, products, and wastes; from the manufacture, use, repair, and demolition of asbestos-containing products; and from the disposal of asbestos wastes. All are discussed in succeeding chapters of this monograph. Regulation of Asbestos-Fiber Emissions A recommendation for limiting exposure to asbestos in U.S. industry was made in 1938 by the U.S. Public Health Service.® The recommended limit, an airborne concentration of less than 5 million particles per cubic foot, was formally recognized in 1964—as a guideline issued by the Bureau of Labor Standards. No legal regulations were established until passage of the Occupational Safety and Health Act of 1970 and establishment of the Occupational Safety and Health Administration (OSHA). Occupational Exposure OSHA regulations apply directly to all private employers, including federal government contractors, but not to federal, state, or local government agencies. Federal agencies are required to establish their own occupational safety and health programs consistent with the stand­ ards of the Act and subsequent OSHA regulations. States are encouraged by the Act to develop programs and regulations, for private employers, that are at least as effective as OSHA regulations and can, under these conditions, assume responsibility for enforcing standards—at the time of this writing, 24 states have programs of their own.9 The current OSHA limit on occupational exposure to asbestos fibers is an 8-hour time-weighted average of 2 fibers per milliliter, no longer than 5 micrometers, with a length-to-width ratio of at least 3:1, detected by a method using phase-contrast (optical) microscopy. The permissible levels of occupational exposure to asbestos con­ tained in all federal regulations (and one proposal) are summarized in tabular form in Appendix B. Also, the provisions of these regula­ tions for method of compliance, monitoring, medical surveillance, edu­ cation, and the keeping of records are summarized there. 5 BRG 0879 Emissions to Air and Water, Disposal of Solid Waste, Transportation A national air emission standard for asbestos, first published in 1973,10 requires either the institution of specified air-cleaning meth­ ods or else no visible emissions (except water) to be released to the outside air. The standard applies to the milling of asbestos (but not to adjacent storage depots); manufacturing or processing of specified products; renovating or demolishing certain buildings (but not ships) containing more than a specified amount of friable asbestos insulation; and to wastes containing commercial asbestos or products of asbestos mining and milling. Friable or spray-on insulating materials, except when applied to equipment or machinery, must contain no commercial asbestos; however, spray-on paints, decorative materials, and weather­ proofing are not regulated. >; .J :&:>! Under the terms of guidelines and standards promulgated in 1974 and 1975, certain asbestos-manufacturing operations were to achieve, by July 1, 1977, wastewater effluent limitations requiring application of the best practicable control technology currently available; and by July 1, 1983, except for operations involving solvent recovery, there is to be no discharge of wastewater pollutants to navigable waters.H I | \ i f Federal agencies are directed by two Executive Orders to monitor, evaluate, and control their activities so as to protect and enhance the quality of the environment and to conform to air and water quality standards of the Clean Air Act and the Federal Water Pollution Control Act. Food, Drugs, Consumer Products i i■! The Food and Drug Administration (FDA) has reviewed several com­ mercial practices that may result in asbestos contamination of food and drugs and, in January of 1976, revoked approval for use in foods of sodium chloride (salt) produced by the electrolytic diaphragm process. In the absence of more-reliable data on background concentrations of asbestos in water and the contribution of asbestos filters to levels of asbestos found in ingestible products, the FDA has not regulated the use of asbestos filters for filtering edible foods, beverages, and nonparenteral drugs.13 The agency has, however, enacted regulations to limit asbestos and other fibrous materials in parenteral drugs.^ The FDA has approved (1) the use of asbestos as a component of various types of food-contact articles in which contamination of food is not 6 BRG 0880 likely to occur, and (2) the use of talc, in which asbestos is a possible impurity, in cosmetics.* The Consumer Product Safety Commission has banned general-use garments containing asbestos. The use of asbestos in special garments such as fire-fighting suits is permitted, but only if they are con­ structed so that asbestos fibers will not become airborne under normal conditions of use.^^t Constraints on Monitoring and Measuring Asbestos Levels As will be brought out later in this monograph, it is simply not known what attributes of asbestos it is that constitute a health hazard—size, shape, mass, type etc.—nor is it known what amount is hazardous or over what period of time. The U.S. federal occupational standards are, perforce, an attempt to optimize what is known about the health hazard with the technical and economic practicalities of measuring the substance. For example, by using phase-contrast optical microscopy, rather than the higher resolution electron microscop/, it is not possible to count all the fibers and not always possible to even distinguish between asbestos and other fibers (as noted previously); electron microscopy, on the other hand, is time-consuming and expen­ sive. The difficulties of measuring and identifying are of such pro­ portions that there are extreme variations in the measurement of a sample, both within a laboratory and among laboratories. As a consequence, the reader should always bear in mind the pos­ sible grossness of measurements referred to throughout this document, even when they are expressed in terms that bespeak of precision—e.g., the decimal point. At the same time, the fact remains that asbestos is a human carcinogen and that, as such, is a suitable subject for treat­ ment in this document, the prime purpose of which is helping man control cancer. The constraint on monitoring and measuring asbestos is such, nevertheless, that it is the subject of more extensive treatment in Appendix C of this document. Talc is listed as a "generally recognized as safe" (GRAS) substance for use in paper, paperboard, and cotton food packaging materials; as an anticaking agent for forms used in molding various food shapes and in chewing gum base; and to coat polished nonenriched rice, as a free­ flow agent, and as a vehicle for enrichment formulas.15 An FDA ruling on talc as a direct food or drug additive has been deferred until an acceptable analytic method can be developed.^ Full attainment of the desired result of regulation inevitably requires adequate means of enforcement. Legal powers of enforcement as well as de facto enforcement practices differ widely among the various govern­ ment agencies having statutory authority. See Reference 17 for an ex­ ample of divergence of enforcement practice in just one regulatory agency from what is required by law. 7 BRG 0881 ***** Summarized in the next four chapters are: production and uses of asbestos fiber and fiber-containing products; the biological effects, carcinogenic and noncarcinogenic, of exposure to asbestos; occupational and nonoccupational exposures and exposure levels. In the final three chapters, strategies and programs for the control of the health hazard represented by human exposure to asbestos are set forth. • s aSUtimWiMllKpait. V « / 8 BRG 0882 Chapter II PRODUCTION AND USE OF ASBESTOS FIBERS AND PRODUCTS Although some exposure of humans to asbestos fibers in air and water is always possible as a result of the weathering of asbestoscontaining rock, it is man's large-scale commercialization of the mineral that has engendered greater health risk. In this chapter, the major facets of such commercialization in the United States are reviewed— consumption and production volumes; categories of manufactured goods; and processes for raining, milling, transporting, and manufacturing asbestos and asbestos-containing products.* U.S. Consumption of Asbestos Fibers .......... ............. ------------------------------------------------ —iT ^ tT During the five years ending in 1975 the amount of asbestos fiber apparently consumed^ in the United States averaged some 800,000 tons annually, although between 1974 and 1975 apparent consumption declined 27% from 856,000 to 629,000 tons.t It is expected that consumption will have recovered to about 820,000 tons in 1976. The sharp decline between 1974 and 1975 reflects not only a market affected by a sharp recession, but also a substantial interruption of supply associated with work stoppages, a landslide at a major mine, and a serious fire at an asbestos mill in Quebec, Canada. The estimated U.S. apparent consumption of asbestos fiber for the 1971-75 period is shown in Table 1. It can be seen in Table 1 that most of the asbestos fiber used in the United States is imported (about 90%). Nearly all of this imported asbestos is chrysotile fiber that comes from Canada (96.5% in 1974). The This chapter includes information obtained through a special survey of industry carried out in the Fall of 1976 by the Mineral and Metals Center, SRI International. ^"Apparent" consumption—i.e., production plus imports, plus net ship­ ments from government stockpiles if any, less exports. Apparent con­ sumption figures do not take into account any changes in inventory levels of manufacturers and therefore differ from "actual" consumption figures (an example of which is found in Table 4 in this chapter). ^Volumes in this chapter are expressed in short tons (2,000 pounds) in accordance with industry practice. 9 BRG 0883 Table 1 APPARENT U.S. CONSUMPTION OF ASBESTOS FIBER (Thousands of Short Tons) 1971 1972 1973 1974 1975 Production 131 132 150 113 100 Imports 681 736 792 776 575 Stockpile releases 10 13 7 29 4 Exports 54 59 66 62 50 768 822 883 856 629 Apparent consumption Source: U.S. Bureau of Mines, Commodity Data Summaries, 1-976. Republic of South Africa accounted for some 3% of the U.S. imports in 1974 (crocidolite and amosite fibers), and a number of countries sup­ plied the remainder. A substantial portion of Canadian output is pro­ duced there by U.S. companies that manufacture asbestos products. It should be noted that in addition to importing both crude and milled fibers, the United States imports products manufactured from asbestos. In 1974, for example, the value of products exported from Canada to the United States was as shown below:^ Canadian Dollars (millions) Brake linings and clutch facings $0.9 Building materials 3.7 Other products 3.2 Total $7.8 However, the value of imported products is not large compared with U.S. domestic shipments, which, for example, totalled $742.6 million in 1972.2 The U.S. Bureau of Mines has estimated that U.S. demand for asbes­ tos in the year 2000 will range between 1.0 million and 1.8 million tons.^ It is also possible, however, that substitution of other 10 '■ rt vi -wj fl-1 PBBPffjWIgiBg BRG 0884 materials for asbestos could result in a lower level of demand. substitution could occur for a number of reasons such as: • More rapid price increases for asbestos than for its competitive products. • Health and safety considerations. • Lack of availability (an industry expert has estimated that by 1980 supply could fall short of potential world demand by about 500,000 tons, or about 10% of world demand). This U.S. Production and Producers of Asbestos Fibers The volume and value at the mines of asbestos fiber production in the United States during recent years is shown in the tabulation that follows: Production (Thousands of Short Tons) Value Per Ton Total Value (Millions of Dollars) 1971 131 $ 93 $12.2 1972 132 102 13.5 1973 150 121 18.2 1974 113 158 17.9 1975 100 182 18.2 The decline in production volume from the all-time peak of 150,( in 1973 resulted primarily from the closing or reduction in output of several mines such as GAF Corporation's Lowell Vermont mine (acquired by the Vermont Asbestos Group), Pacific Asbestos Corporation's mine near Copperopolis, California (later reopened by Calaveras Asbestos Limited), and the Christie mine of Coalinga Asbestos Company, Inc., at Coalinga, California (a 15,000-ton-per-year mine that has remained closed). The average domestic production of only 125,000 tons annually during the 1971-75 period is a relatively small fraction of the nearly 800,000 tons consumed annually in the United States during those years. As a result of an increase in the production volume and average value per ton in 1976, the value of U.S. asbestos fiber production could be in the range of $25-30 million in 1976 (11-13% of the mine/mill value of all asbestos likely to be consumed during the year). U.S. asbestos mines and mills, their locations, output, and employ­ ment are shown in Table 2. The current total mill capacity is on the 11 BRG 0885 order of 143,000 tons per year (all in the form of chrysotile fibers). California mines and mills account for about 70% of total U.S. output. It is difficult to predict changes in U.S. asbestos output because such changes will be a function of costs, including environmental costs, in the United States as compared with costs in Canada and other sources of supply. Neither current nor projected costs are published. End Uses of Asbestos The high tensile strength, flexibility, heat and chemical resis­ tance, and favorable frictional properties of asbestos fiber make it adaptable to a large number of uses. Depending on the length of fibers and other characteristics, asbestos can be: m m m m m m m m rn m Carded, spun, or woven Used as structural reinforcement of materials such as cement, plastic and asphalt * Laid and pressed to form paper. Some authorities, such as the U.S. Bureau of Mines, state that there are more than 2,000 discrete uses of asbestos; others, such as the Asbestos Information Association and Canada's Department of Energy, Mines and Resources, suggest that there are upwards of 3,000 uses. A selected few of the many applications are shown in Table 3. The properties of asbestos fibers determine the uses to which the fibers are put. Properties of major importance are length distribution, bundle diameter distribution, harshness, tensile strength, and surface activity. Other considerations include color and content of iron and dust. The relative-strength standard developed for chrysotile asbestos by the mining industry in Quebec is a convenient basis for delineating some major uses. For example: * • Long fibers (Groups 1 and 2 and 3) are used in textiles, electrical insulation, filtration media, and maximumstrength asbestos cement products. • Medium length fibers (Groups 4, 5, 6) are used as rein­ forcing fillers in asbestos cement products, in friction materials such as brake linings and clutch facings, in paper, and in pipe covering. No. 1 crude is 3/4 inch staple and longer (to nearly 6 inches). No. 2 crude is 3/8 to 3/4 inch staple. Other groups are milled fibers. 13 BRG 0887 O 00 >* M 3 a -h cu a a. «-» iH 3 CL « 00 u U LI M C -H U U] iH B HI CA W iH w ai cl HI 4J -«H 0 3 3 U G *a g m c H -H £ u *Ha H. au of til 6 *a 6 60 -h HI Pl Q Z UJ X M 60 X £ x u a. w O iH CA C O W 3 ■r4 o 3 i—4 6 o M Ll CL a. G O co iH U 00 U to a -H U U iH *H G O «-H G G ^ o e rH co O cn bl -J u •o -o c c 3 o CO 0 cl 3 CO M 60 CO 6 H C 60 o >*. CO 4J 60 iH O CO c LI G o t4 O G X G 6 >% o ”0 CM L) u o O tO 3 X O o. X < T a b le Q cn 60 c CA T-t u u 3 G <0 0 rH o G 0) « CO cn T3 C 3 l4 CO tO 04 01 3 e 4) C 60 Q U Li U 0 C IJ 1H H U CO L X J5 G 3 3 *■» M 0) 4 3 C O t3 U £ O 4) ' Lj 3) 4) W T3 U in V CL w P i-4 u CL 3 to O G CO OS C § G CM G e u <4-1 -a G H o 0 e x G G Li G 60 *H o o tO •t-4 CA LI G a. o a i-i 3 60 Li U G 3 04 C G LI to U > a G —^ G •—( G G LI G •H ■H G G LI »—4 rH G > G 60 3 CL ^ G s c rH 3 G CL CL H 3 3 0 -H a rH E G O G G cn (0 M (0 O M O O (A r-4 o cm rH M CM O O r—4 G G CM •M U G 3 G M G G G TJ c •r4 •r4 >4-1 £ CO CM O G O o X CO LI 3 G 3 O CL CA G rH iH 4-1 X G H s -o 3 o c g CA O LI CO G £i V) < E 4 0) L 4 u 4) r l oi v f4 L U U . o l u a O O E O G G A s b e s to s In fo r m a tio n A s s o c ia tio n /N o r th A m e ric a . on u cn CO OrH O-H G O G rH iH G G u r^H£3 as o x U n) H 14 BRG 0888 • Short fibers (Groups 7, 8) are used as reinforcing filters in plastics, floor tile, and asphalt and in paints and oil-well drilling muds. The consumption pattern for asbestos fiber in the United States is shown in Table 4. The construction industry—including new building, renova­ tion, and maintenance—accounts for an estimated 70%-80% of total U.S. consumption. The first four uses shown in Table 4, which are constructionindustry related, account for only 65% of the total use, but a portion of some of the other uses is associated in various ways with the con­ struction industry. Several other aspects of Table 4 are noteworthy: • Chrysotile fiber accounts for a very high proportion of total asbestos use (94% in 1974) . • About 98% of the crocidolite is used in the production of asbestos cement pipe, because of (1) its hardness, brittleness, and high tensile strength, which add to the rigidity of the end product, and (2) its superior fil-^ tration qualities, which enhance the drainage of water, permitting the cement to dry more rapidly. • Asbestos cement pipe and sheets account for a large pro­ portion of total use (38% in 1974). • A very large proportion of total asbestos use is accounted for by the shorter-length fibers (Quebec Grade 7 chrysotile alone accounted for nearly 40% of the total use in 1974). The transportation industry uses about 14% of all the asbestos con­ sumed. The applicance industry uses some 5%-6% of the total.^ Handling of Fiber and Products During Their Production Producing the many asbestos-containing products that are used involves mining asbestos ore; milling, or hand-separating, the fibers from the ore and from each other; transporting both ore and fiber; and manufacturing the products themselves. These four general processes are reviewed briefly in the sections that follow. Mining Most asbestos ore is mined in surface operations. Of the five U.S. mines in operation, four are surface mines and one is underground.* Each operating mine is associated with a mill that processes the ore. For a description of each mine and a discussion of the mining, milling, and dust-control procedures, see National Environmental Research Center, Characterization and Control of Asbestos Emissions from Open Sources, North Carolina, September, 1974. 15 In three cases, the mine and mills are at the same location, but two mines send their ore by truck to mills 32 and 55 miles away. (See Table 2.) The methods used to mine asbestos ore in the United States are described below. Area strip mining, as practiced in the California operations, entails removal of the ore by earth-moving equipment from shallow deposits—in one instance without even the need for blasting. Generally, a shallow overburden with low concentrations of asbestos fiber must be removed. Open pit mining, as practiced in the Vermont operation, similar to area strip mining operations except that to follow the veins, the workings are much deeper. Blasting and removal of ore primarily on the sides of the pit along terraces that spiral down the sides of the pit toward the bottom. is fiber occur around Underground mining, as practiced in the Arizona operation, entails following the veins of ore with shafts, galleries, and dtifts, using blasting and earth-moving equipment. This operation is followed by transporting ore to the surface, where it is processed further. At the typical asbestos mine, coarse ore is crushed by a jaw or gyratory crusher to a size that can be accommodated by the mill. Oversize rock is separated by rotating cylindrical trommel screens and is crushed in a secondary crusher, usually of a conical type. The ore streams are conveyed to driers—rotary kilns in larger installations— where moisture in the ore (up to 30% by weight) is removed. The dried ore is then stored, with large amounts being held to allow for varia­ tions in fiber demand and mine production over time. Prior to milling, dried ore is conveyed to an additional crushing step. Milling Milling, done primarily by hammer mills (fiberizers) or crushers, serves to free the fibers from the rock and separate the fibers from each other. In general, longer-length fibers in the final mix bring higher prices. Hence, it is desirable to hold the mechanical working or fibers to a minimum since, although the fibers have very high ten­ sile strength, they are so fine that they are easily broken. The most expensive grades of fiber are not mechanically milled at all; rather, they are hand-separated ("cobbed") from the surrounding rock into bundles of relatively long fibers with lengths of 3/4" or more. Such fiber is valued for manufacturing asbestos textiles. The solution to the problem of maximizing the recovery of fibers other than hand-cobbed, in all but one of the asbestos mills in the United States, is to use mechanical means to free the fiber bundles from the rock, but to use air aspiration systems to separate and convey the 17 fibers. In these systems, the ore is shaken on progressively finer screens through which small rocks and fiber bundles pass for further treatment while larger rocks are retained for further crushing or for conveyance to tailing dumps. The fibers freed are removed by the flow of air through powerful suction hoods. Separated fibers are caught in dry cyclones and conveyed to screens that separate them according to size. After sizing, the fibers are sent to bins for storage. Subse­ quent operations include removing the fibers from the storage bins, blending in fibers of different sizes to produce the desired final shipping specification, and bagging for shipment. The one exception to the air-aspiration milling system is found in a California mill that processes the loose fiber ore by a wetseparation system. Transportation Conveyors and trucks are used at mine and mill sites to/move ore from mines to mills. Asbestos fibers typically are shipped from the mills in 100-pound, multiwall, paper or plastic bags.* (One producer reports the use of a stronger, woven, polyvinyl bag for some shipments.) Bags are pressurepacked to reduce bulk, damage, and dust. It is customary to tape rip­ ped or punctured bags when the damage is discovered; yet the fact that the fibers are tightly packed may often prevent them from escaping even if the damaged area is not repaired. The technology is now available to pack asbestos even more tightly—i.e., to form blocks with twice the density of fiber shipped in conventional bags, a 100-pound block having a volume of about one cubic foot. Palletizing is used almost universally, with the bags glue-locked to each other or shrink-wrapped to the pallet (wrapped with a film of plastic which is then shrunk) to stabilize the load. Much of the asbes­ tos shipped is further unitized by being loaded into sealed railroad boxcars or shipping containers. Sometimes the asbestos is made into pellets, which, rather than being packed in bags, are loaded on and off railroad boxcars by gravity flow through pipes. The majority of Canadian chrysotile fiber is shipped into the United States in conventional sealed railroad boxcars in which the con­ tents are protected by inflated-rubber bags. The modern damage-free bulkhead cars are being used as they become available. The cars are routed directly from the Canadian mills to the U.S. manufacturing plants. Smaller proportions of chrysotile imports from Canada are received in containers, either by rail or by ship via the Atlantic Some manufacturers can add the bags, along with the fibers, to their product mix without even opening them. 18 BRG 0892 All fiber from South Africa, the source of all U.S. imports of crocidolite, arrives by ship in containerized bags at Gulf Coast ports. Ocean. U.S. exports of fiber, virtually all of which are from California and destined for Mexico, Central America, and the Far East, leave the mills by both rail and truck. Containerized ocean shipments leave from ports such as Stockton, Sacramento, Oakland, and San Francisco. Although 100-pound bags are by far the most widely used in the industry, one of the California mills, for the convenience of its customers, ships all of its fibers in bags weighing from 10 to 50 pounds. One company plans to shrink-wrap each paper bag individually, for added protection, since some users buy in less-than-pallet lots. A representative of one of the world's largest shippers of asbestos reports that about 2% of the bags shipped sustain some damage. Manufacture of Asbestos-Containing Products Production processes used in thg consumption of asbestos are/ high­ lighted below for selected products. Asbestos cement products use the largest amount of asbestos of any product category (about 317,000 tons, or 38% in 1974). Specific products include wallboard, pipe, shingles, and blocks. Advantages of the products over their nonasbestos counterparts are better tensile strength, strength-to-weight ratio, strength under heat stress, resis­ tance to acid, and smoothness of finished surface (critical to ensure laminar flow in pipe used for transport of liquids). Asbestos fiber (primarily chrysotile, but also others to a limited extent) is mixed, either wet or dry, with portland cement and silica in proportions ranging from 10% to 70% of the total material. If themixing is done dry, the mixture is generally metered in a flat layer onto an open surface, where the requisite water is applied by over­ head spray. The resulting layer, much thinner than the final product, is then wound onto mandrels in a spiral mat (for pipe) until the requi­ site thickness is built up, or is layered flat (for wallboard or shingle forms). The same winding or layering process may be used for wet-mixed products, or the mixture may be cast. Finishing processes for the dried cement products vary with performance requirements and type, and may Include grinding, drilling, sawing, or cutting. Asbestos can be made into the full range of textile products— from nonwoven lap and felt, through yarn and cord, to woven cloth, rope, and tube. The asbestos fibers required for textiles are significantly different from those used for other asbestos products; they must be quite :k For a more detailed discussion of the manufacture of asbestos-containing products, see U.S. Environmental Protection Agency, "Development Docu­ ment for Effluent Limitations, Guidelines and Standards of Performance: Asbestos Manufacturing," Washington, D.C., 1973. 19 long to be spinnable. Spinnable fiber is sometimes obtained by textile producers in hand-cobbed, "crude," form—i.e., as unopened, rock-free fiber blocks or bundles—since, as noted previously, it is difficult to protect fiber length during milling operations. If the fibers are received as crude, they are opened in edge (knife) mills into small bundles and then milled into extremely fine flexible fibers. The resultant fibers, as well as being more delicate and breakable, are also more "floatable," leading to a greater emission potential per unit weight. Once the fibers have been adequately opened and fluffed, they may be blended with up to 20% of a cellulosic fiber such as cotton, the specific material chosen depending upon the appli­ cation of the final product. The subsequent processes, such as carding, lapping, roving, spinning, and weaving or braiding (as required) are all performed on equipment essentially identical to standard textile machinery. Asbestos is used in vinyl and asphalt floor tiles as a filler and reinforcement to provide strength and stability without/reducing flexibility and compressibility. Very short fibers are used, compris­ ing 8-30% of the total weight. In the case of vinyl tile, for example, polyvinyl chloride resin serves as the binder, limestone and other materials are used as fillers, and pigments and chemical stabilizers make up the rest of the typical mix. The manufacturing process is typically a 24-hour operation that includes weighing, mixing, heating to about 150°C, decorating, calendering, cooling, waxing, stamping, inspec­ ting and packaging. Friction products and gaskets typically contain 30-80% asbes­ tos, generally in some sort of organic binder. In friction products, the asbestos is used for its unique combination of strength, compaction characteristics, friction properties, and stability at high temperatures. Asbestos is used in these products in two different ways: (1) the asbestos, as loose fiber, is mixed with the binder; or (2) the asbestos, as either matted or woven textile, is impregnated with the binder. The low total volume of the latter process is because it is used only in special situations, generally in gaskets, where dimensional stability and elasticity are of significance. Asbestos paper has essentially the same properties as the usual cellulose-based paper, except that it has superior thermal insula­ tion properties and fire resistance. It is used primarily as building paper (roofing and flooring) although it has been reported that the above-mentioned qualities also find use in high-quality-bond document papers. Asbestos paper is made using the same processes as those used for standard woodpulp papers, but the raw materials mix, by weight, might be 70-90% asbestos fibers (typically short in length), china clay and starch (or sodium silicate) as the binders, plus other constituents that provide special properties. 20 BRG 0894 Chapter III BIOLOGICAL EFFECTS OF ASBESTOS FIBERS As noted in the Introduction to this monograph, asbestos fibers are known to cause cancer. In this chapter, (1) a summary of what is known about the disposition of these fibers in the body is followed by (2) a description of the carcinogenic effects of the fibers, based on human studies as well as animal experimentation; also included is (3) a dis­ cussion of the noncarcinogenic effects of asbestos fibers. Disposition of Fibers in the Body Technical difficulties associated with the assay of biological tissues for asbestos have limited the amount of information avaiiable about the disposition of asbestos. Almost all data have come from animal experiments in which asbestos was monitored by electron micro­ scopy or radiotracers. Asbestos fibers typically enter the body by Inhalation or ingestion. Inhaled Asbestos The disposition of asbestos fibers entering the respiratory tract is not fully understood. Certainly some fibers are ultimately deposited in the airways and-lung tissue. Some could also be expectorated or con­ veyed to the gastrointestinal tract by airway clearance mechanisms and possibly some to the pleural and peritoneal cavities via lymphatic drainage. Of asbestos fibers found at autopsy in human lungs, a majority are less than 5 ym in lengthseldom do they exceed lengths of 200 pm or diameters of 3.3 ym.3 One autopsy study of persons with occupational exposure demonstrated that all asbestos fibers examined in the lung were less than 0.5 ym in diameter.2 This preponderance of small fibers in part reflects their ability to remain suspended in air for longer per­ iods than larger fibers, but it is also a function of their deposition and clearance characteristics once they enter the respiratory tract. It is also possible that some fibers may be fragmented as the result of biological activity within pulmonary tissues. Longer fibers are screened more effectively by the nasal hairs. Inside the upper respiratory tract, fibers are deposited through the forces of gravitational sedimentation and impaction at points where the air stream changes direction; and these depositions depend largely on fiber diameters.3>4 In the small airways, especially at airway branch points, the collision cross-sectional area, which is a function of fiber length, is of greater importance.3 As a result of these obstacles, a greater proportion of fibers reaching the gas-exchange surface of the alveoli may be small, compared with fibers entering the upper respira­ tory tract. Studies with mammalian cells in culture indicate that these shorter fibers (usually less than 5 pm) may be engulfed by alveolar macrophages and transported to lymphatic channels or the mucociliary blanket for excretion. Longer fibers may be only partially engulfed or may be engulfed by several macrophages at once.*7 Data from autopsies of humans have suggested that some fibers may enter alveolar lymphatic channels and be carried to hilar and mediastinal lymph nodes.® Numerous fibers can be found in the pleura, a serous membrane which covers the surface of the lungs, thoracic diaphragm, and chest wall; how they gain access to the pleura is not known. Generally, the concentration of fibers in the pleura is less than in th£ lung it­ self, but in some areas of the pleura, fiber concentrations similar to those within the lung tissue have been observed.9 Ingested Asbestos Most asbestos fibers entering the gastrointestinal tract are prob­ ably excreted with the feces. Although it has been reported in one study that there is little evidence of asbestos fibers^ penetrating the walls of the gastrointestinal tract, there have been animal studies showing such penetration. In a study reported in 1965, chrysotile fibers were found in the lining of the colon in rats fed a diet contain­ ing a massive amount (6%) of chrysotile asbestos.^ In another study, fibers of amosite asbestos suspended in saline, when placed into an isolated segment of rat jejunum in vivo, were found penetrating and within the jejunal wall.l^ one recent study of rats fed 250-300 mg of asbestos per week for a year did indicate that if penetration of the gastrointestinal tract lining does indeed occur, the number of In an experiment with rats, about one-third of inhaled asbestos (crocidolite) was deposited on the surface of the respiratory tract. Half the amount deposited at inhalation was found immediately afterward in the gastrointestinal tract, nose, pharynx, and larynx; clearance from these latter respiratory tissues to the gastrointestinal tract was practically complete within an hour. Of the remaining crocidolite deposited in the lungs, one-quarter had been evacuated at the end of the month.5 In another study of rats exposed to amphibole asbestos for six months, 41%— 74% of the asbestos found in the lungs immediately after exposure had been removed within 18 months.^ 22 penetrating fibers would be very small (90% probability of less than 1500 fibers). Injected Asbestos Asbestos injected into the bloodstream is rapidly removed and deposited in various tissues, with highest concentrations observed in lungs, liver, and spleen.14*15 Limited evidence suggests that asbestos in the blood may be transported across the placenta of rats.16 In mice, asbestos injected subcutaneously migrates along lymphatic pathways from the injection sites. Fibers accumulate in lymphoid tis­ sues, particularly in regional lymph nodes, and are usually contained within macrophages. Small numbers of fibers may be found in the spleen, pleura, liver, kidneys, and brain.17 "Asbestos Bodies" / Approximately 10% to 30% of the fibers retained by human lungs (usually longer than 5 pm) become coated with mucopolysaccharide and hemosiderin to form yellow-to-brown rod-shaped structures with clubbed ends, often beaded along their length.1® These structures were first called "asbestos bodies," but now they are frequently referred to by the more general term, "ferruginous bodies," since identical structures may result from the coating of fibers other than asbestos. It has been hypothesized that this coating, laid down by engulfing macrophages, renders the fibers biologically less active. It is thought that a certain balance is achieved between the forma­ tion of asbestos bodies and their•dissolution or excretion.19,20 Asbestos bodies found in the sputum are strong presumptive evidence of asbestos exposure. Occupational exposure as brief as one day and as long ago as ten years has been shown to produce sputa containing asbes­ tos bodies.20 Asbestos bodies in lung smears or tissue (unlike those in sputum) are commonly found among residents of urban areas who may never have been exposed to asbestos in the workplace.21-23 Asbestos bodies or fibers have been detected in extra-pulmonary tissues of persons occupationally exposed to asbestos: in tonsils, thoracic and abdominal lymph nodes, pleura, peritoneum, liver, spleen, pancreas, kidney, adrenals, and small intestine. The numbers found appear to be far fewer than in the lung.®>24 Carcinogenic Effects—Human Studies The many observations, both case reports and epidemiologic studies, of cancerous effects among humans exposed to asbestos fibers could be looked at from a number of points of view, but the ones used here are: types of cancer; fiber type; dose-response relationship; latency; age at first exposure; smoking; indirect occupational exposure; household expo­ sure; and residential exposure. The section on human carcinogenic effects is followed by a summary discussion of animal experiments and asbestosrelated cancer. High rates of lung cancer have been observed in asbestos workers exposed to all commercial asbestos types. Among some groups of asbestos workers, approximately 20% of all deaths are caused by lung cancer where the proportion of deaths expected from this cause would be only about 5%.25 Pleural and peritoneal mesotheliomas* are a frequent occurrence among occupational groups exposed to chrysotile, crocidolite, and amosite. Estimates for certain occupational groups suggest that as many as 8%-ll% of deaths may be due to mesothelioma, a relatively rare cause of death in the general population.26 Some occupational groups exposed to asbestos have, furthermore, demonstrated an excess of other cancers, especially of the larynx and gastrointestinal tract. / Asbestos exposure leading to an excess of cancer may occur among groups exposed indirectly, as in shipyard workers or in groups mining other minerals that may contain asbestos as a contaminant. Mesothelioma also has occurred among persons living in the homes of asbestos workers or in the vicinity of asbestos facilities. Both cigarette smoking and occupational asbestos exposure individ­ ually increase the risk of lung cancer but, together, they act to pro­ duce a risk of lung cancer that exceeds the sum of their separate risks. Evidence of Lung Cancer The evidence that asbestos is a cause of lung cancer is over­ whelming. Lung cancer was first linked with exposure to asbestos in 1935, when three cases of asbestosis and carcinoma of the lungs were found at autopsy in asbestos textile workers.27,28 other case reports followed. In 1949 the Chief Inspector of Factories of England and Wales examined 225 deaths from asbestosis or in which asbestosis had been proved at autopsy. Cancer of the lung or pleura was found in 31, or 13.2%. This was not characteristic of other pneumoconioses; among 6,884 deaths with silicosis at autopsy, for example, only 91, or 1.32% had cancer of the lung or pleura.29 Further evidence implicating asbestos in the etiology of lung can­ cer came from a matched-pair case-control study published in 1954. Upon classifying by 5 years or more employment in occupations Mesothelioma is a term used to refer to a tumor made up of cells from the pleura or peritoneum. 24 involving asbestos exposure (steam fitters, boilermakers and asbestos workers), 10 patients with lung cancer but only one control had been so employed.30 In a study reported one year later, 11 of 113 workers employed in an asbestos textile factory in the United Kingdom for at least 20 years were found to have died from lung cancer. By applying to this group age-specific mortality rates for lung cancer in the general population, 0.8 deaths would have been expected. The ratio of observed to expected deaths, therefore, was greater than 13.31 Continued study of workers at this factory has shown a reduced risk of lung cancer, although still two- to three-fold in excess, among workers first employed after 1933, when regulations for control of asbestos exposure in the United Kingdom had gone into effect.32,33 Numerous other studies have independently confirmed an increased risk of lung cancer in various occupational groups exposed to asbestos.25,34-39 Evidence of Mesothelioma There is also overwhelming evidence that asbestos is a cause of pleural and peritoneal mesothelioma. Cases have been described in per­ sons with occupational and nonoccupational exposures. The first case report of a pleural neoplasm related to asbestos exposure appeared in 1933.^0 Additional cases were noted in the 1940s, ^3.-43 ancj in 1954 a peritoneal tumor was reported.However, it was not until 1960, with the publication of a series of cases from South Africa, that the asso­ ciation between mesothelioma and asbestos exposure was generally recog­ nized. Of 33 South African patients with mesothelioma, 32 gave a history of occupational exposure to asbestos or residence in a crocidolite min-ing area.^3 Subsequently, a plethora of individual case reports, case series, case-control studies, and studies of the mortality of occupa­ tional groups have related the occurrence of mesothelioma to a history of exposure to asbestos.^5,39,46-53 The ratio of pleural to peritoneal tumors varies considerably in different studies, but peritoneal tumors seem to be associated with heavier exposures and with asbestosis.34-56 Laryngeal Cancer The evidence casually linking asbestos and laryngeal cancer is highly suggestive. In a study of 119 patients with squamous carcinoma of the larynx and age- and sex-matched controls, 33 with laryngeal can­ cer, but only 3 controls, gave a history of occupational exposure to asbestos .37,58 This difference was striking, and the suggested increased risk has since been confirmed by similar case-control studies,39 and studies of occupational cohorts.30,61 Digestive System Cancer An excess risk of cancers of the digestive system attributable to occupational asbestos exposure has been suggested by a number of epide­ miological studies.^5>54>55,60,62-69 ^ major problem with these studies has been the inclusion of peritoneal mesothelioma cases among all observed cases, making it difficult to document an increased risk of any one digestive system cancer independent of that for mesothelioma. In occupational cohort mortality studies where peritoneal mesothe­ liomas were separated from other cancers of the digestive system, excess cancers of some sites have been observed. Among 933 amosite asbestos factory workers who were first employed between 1941 and 1945, there were 11 deaths from stomach cancer by 1971 (vs. 4.58 expected); 15 deaths from cancer of the colon or rectum (vs. 7.05 expected), and none from cancer of the esophagus (vs. only 1.23 expected).25 of 1.779 deaths through 1974 among a cohort of 17,800 insulation workers there were observed 15 deaths from oropharyngeal cancer (vs. 7.87 expected); 14 deaths from cancer of the esophagus (vs. 5.35 expected); 18 from stomach cancer (vs. 11.23 expected), and 47 from cancer of the colon or rectum (vs. 28.63 expected).25,60 other studies of groups exposed to asbestos examining the risk of these specific cancers after excluding mesotheliomas are needed to further elucidate the role of asbestos in cancers of the digestive system. Other Cancers Studies of women asbestos workers have suggested possible increases in cancers of the ovary and uterine cervix. Among a group of female English asbestos worker, 4 and possibly 6 deaths from ovarian cancer were observed while only 2.1 had been expected.55 Investigators from the Soviet Union have reported significantly increased rates of cervical cancer among older female asbestos workers; however, the numbers of per­ sons in the study populations were not indicated.55 Findings in these reports need confirmation elsewhere. Association of Effects with Fiber Type* • There are few studies of persons exposed to a single type of asbestos, and the studies that are available often lack information on potential confounding factors such as cumulative exposure, smoking history, and physical characteristics of airborne fibers. It is there­ fore exceedingly difficult to assign a scale of relative pathogenicity to different types of asbestos. For example: • Crocidolite mined in theNorthern Cape Province of South Africa and in Western Australia is frequently associated with pleural mesotheliomas, whereas fewer cases have been reported for crocidolite from the South African Transvaal. 26 BRG 0900 It has been proposed that this apparent difference in risk may relate to a difference in physical characteristics of fibers from these areas—crocidolite fibers from the Transvaal are thicker and longer. • As asbestos proceeds from mine to mill to manufacturing plant, it can become subdivided (and fractured), pro­ ducing fibers of smaller diameter and length, with pos­ sibly greater or smaller attendant biological risk. • Asbestos thought to be of one type may be "contaminated" with asbestos of another type. Lung tissue from men employed in Canadian chrysotile mining has been observed to contain tremolite and other amphiboles, often more than the amount of chrysotile.71 All types of commercial asbestos have been related to high rates of lung cancer in asbestos workers, and in occupational groups exposed to chrysotile, crocidolite, and amosite, pleural and peritoneal mesothe­ liomas have been observed.72 Studies of anthophyllite miners i^i Finland have shown a slight excess of lung cancer, but no mesotheliomas.36,37 The lack of mesotheliomas may be due to the small size of the cohort studied; however, none has been reported from the communities in the mining area.^3 There is some information suggesting that chrysotile may not be as hazardous as other types of asbestos.38•>74-78 The mortality experi­ ence of a cohort of workers employed at an asbestos paper and millboard manufacturing plant that used only chrysotile asbestos would seem to bear this out.79 Pleural and peritoneal tumors, as well as excess lung cancer, have been found in the mortality experience of workers who had mined and milled New York State talc.80.8! This talc may contain large quanti­ ties of tremolite asbestos as well as smaller amounts of anthophyllite and chrysotile. In Italy, where the talc is reportedly uncontaminated, mining and milling has not been associated with mesothelioma or excess lung cancer.82 Dose-Response Relationship Evidence that the risk of developing cancer is related to the degree of exposure to asbestos by some quantitative estimate strengthens the basis for assuming asbestos to be of causal importance. A precise dose-response relationship is difficult to establish for any environ­ mental exposure and no less so for asbestos. However, attempts have been made for asbestos and there is some evidence suggesting that dose 27 as measured by severity of exposure and duration of employment relates to rates of cancer in groups occupationally exposed to asbestos. One study concluded that within an age cohort for which data were most accurate there was an increasing mortality due to lung cancer with increasing duration of employment.^3 However, rates for individuals employed the longest were lower than those in the category of next greatest duration of employment; persons employed longest might more likely be those whose occupational exposure to asbestos was less intense or who were themselves less susceptible to cancer and respiratory dis­ eases (for example, persons who do not smoke). An investigation of mortality among workers at an asbestos textile factory in England found markedly reduced mortality from lung cancer, and from other diseases in the presence of asbestosis, with reduction in length of exposure before 1933.Moreover, the risk of lung cancer and mesothelioma among workers at a Londom asbestos textile and insulat­ ing materials factory was independently found to be related to the severity and duration of exposure.39,55,83 f The respiratory cancer mortality (includes deaths due to pleural mesothelioma in addition to cancers of the lung and larynx) of a group of retired asbestos workers was categorized according to cumulative dust exposure. "Exposure" was the product of job-characteristic dust levels in millions of particles per cubic foot (mppcf) and number of years on the job, summed across all jobs held (thus giving cumulative exposure in mppcf-years). The result is shown in Table 5. It can be seen that there is a clear gradient of increasing Standard Mortality Ratio (SMR), or ratio of observed to expected deaths x 100, with increasing cumula­ tive dust exposure.2® Table 5 DEATHS FROM RESPIRATORY CANCER BY CUMULATIVE DUST EXPOSURE Total Dust Exposure (mppcf-yr) Number of Men Respiratory Cancer Deaths SMR Expected Observed Under 125 533 15 9.0 166.7 125-249 305 12 4.8 250.0 250-499 328 17 5.2 326.9 500-749 126 9 1.8 500.0 750 and over 56 5 0.9 535.6 Source: Chapter Reference 78. 28 BRG 0902 The Cancer Latency Period From all available evidence, the period between first exposure to asbestos and death from lung cancer appears to be related to intensity of exposure.84 Among workers at an English asbestos textile and insu­ lating materials factory, an excess mortality from lung cancer was demonstrated following a latency of 15 years for those with heavier exposures, whereas an excess did not appear until 25 years from onset of exposure for those whose exposures were less intense.39,61,83 Fifteen years is probably the minimum latency period for asbestosrelated lung cancer. An excess of lung cancer deaths first appeared among a group of heavily exposed amosire asbestos workers 15 years after onset of exposure,85 and in a large cohort of insulation workers fol­ lowed from 1967 through 1974 (135,000 person-years of observation), no applicable increase in mortality from lung cancer was observed before 15 years had elapsed from onset of exposure. The peak increase occurred about 30-35 years after onset of exposure.25 / In 85% of one series of mesothelioma cases, death occurred more than 25 years after first exposure to asbestos, with a range of 3.5 to 53 years.86 Another investigator reported a mean latency period of 37 years,87 and among a large cohort of asbestos workers, most deaths from pleural and peritoneal mesotheliomas occurred 30-35 years after first exposure.25 Incidence of Cancer and Age at First Exposure to Asbestos A characteristic of many cancers is a marked increase in incidence with advancing age. It is generally acknowledged that the higher inci­ dence of cancer in older persons is not necessarily because their tis­ sues are more predisposed to cancer, but because of the usually long period between initial exposure and the appearance of diagnosable tum­ ors.®® In fact, with regard to susceptibility of body tissue to cancer, it has been hypothesized, from experimental animal evidence, that the tissues of younger people may be more susceptible to carcinogens but that, conversely, older people may be more susceptible to cancer because of a less efficient immune surveillance system.®9 In a study of the relative incidence of lung cancer according to age at first exposure to asbestos, data were obtained on 117 men who were exposed for more than 20 years and who were followed for an average of 13 additional years. A greater incidence of lung cancer was observed among men first exposed at older ages. For those first exposed under age 25, the annual lung cancer incidence was 26% of the rate for all ages; for first exposure between ages 25 and 29 it was 165%; at age 30+ it was 195%. These incidence rates were corrected to account for varia­ tion in the duration of exposure, duration of survival after first exposure, and for the fact that some lung cancers may have been due to nonoccupational causes more common among older men. The data suggested that susceptibility to asbestos-related cancer may increase with age.88,89 It seems unlikely, however, that age per se is a principal factor in determining frequency of cancer, and it is not clear whether age itself plays a part that is independent of exposure duration and time elapsed since first exposure. Smoking and Asbestos-Related Cancer* • There is strong evidence that cigarette smoking alone is sufficient to cause lung cancer. Many studies attempting to examine the effect of cigarette smoking on the increased risk of lung cancer observed in groups exposed to asbestos have been deficient in one or more of these respects: / • Follow-up periods have been too short to allow accurate computation of risk after the necessary 15-20 year latency. • Nonsmoking asbestos-exposed groups have been very small. • Smoking habits have not been completely ascertained. • Smoking-adjusted mortality rates from the general population have not been used for comparison. A few studies have found that cigarette smoking was insufficient to account for the increased risk of lung cancer among asbestos workers. This has been generally accepted as evidence that asbestos can act independently to cause lung cancer, a view that has been corroborated by animal experiments and by some evidence suggesting an increased risk among nonsmoking asbestos workers.62 An investigation of two groups of asbestos workers—one with a high dust exposure and a high respiratory cancer mortality, the other with a lower dust exposure and a lower respiratory cancer mortality—found that their smoking habits were similar.28 This implies that high doses of asbestos can account for higher mortality among smokers. Another inves­ tigation, a case-control study of lung cancer patients, revealed an enhanced risk of lung cancer with asbestos exposure, whatever the number of cigarettes smoked.62 In a study of the combined effects of asbestos exposure and smoking, the smoking habits of 1,334 male and 482 female asbestos factory workers were examined in relation to mortality from lung cancer over a 10-year period. Among 955 smokers with severe asbestos exposure, 41 lung cancer deaths were observed, while only 11.3 were expected for smokers from the general population. Among 161 never-smoking asbestos workers with 30 severe asbestos exposure, 1.7 lung cancers deaths were observed, while only 0.2 were expected for nonsmokers in the general population. There were approximately five times as many person-years of observation in the smoking group compared with the nonsmoking group, but about 24 times as many lung cancer deaths among the smokers.90 In another study, smoking histories were obtained from 11,657 of a cohort of 17,800 insulators. In 9,591 workers with a history of ciga­ rette smoking, 248 lung cancer deaths were observed, compared with 59.5 expected. Among 609 workers who had smoked pipes and/or cigars, two lung cancer deaths were observed and 1.24 were expected. Of 1,457 workers who never smoked regularly, four lung cancer deaths were observed, while 1.08 were expected.25 Expected deaths were based on approximate smoking-specific U.S. death rates. Further analyses of group data have been performed to examine how cigarette smoking and asbestos might be acting together.91,92 on a statistical basis it appears that these two independent causes of lung cancer interact positively. In the general population, cigarette smokers have a 10-15-fold excess risk of lung cancer. One study observed an 8-fold excess of lung cancer among smoking asbestos workers compared with smokers in the general population, but the excess was 92-fold when com­ pared to the general population of nonsmokers.92 This suggests that the combined effect of smoking and asbestos exposure is greater than the simple sum of their separate effects. The relation of this statistical interaction to the pathogenesis of lung cancer is uncertain. However, it seems clear that, due to the important enchancement of risk by one cause complementing the other, the increased risk of lung cancer in groups exposed to asbestos may be concentrated among those who also smoke. There is very little evidence that cigarette smoking increases the frequency of developing pleural mesothelioma after asbestos exposure, and no evidence exists that smoking increases the risk of peritoneal mesothelioma. Of 9,951 insulation workers with a history of cigarette smoking, there were 23 deaths from pleural mesothelioma and 47 deaths from peritoneal mesothelioma, with none expected. Among 1,457 workers who never smoked regularly, there were two deaths from pleural meso­ thelioma, eight deaths from peritoneal mesothelioma, and none expected.25 Cancer from Incidental Occupational Exposure Persons who do not work with asbestos directly, but who may be incidentally exposed to asbestos while working, may suffer excesses of cancer. A 10% random sample of shipyard workers, widely distributed* *This is an adjusted figure to compensate for missing smoking infor­ mation for the deceased. 31 throughout the various trades, revealed that some had pleural plaques and some had pulmonary fibrosis, and retrospective and prospective cohort mortality studies have revealed a 2.5-fold excess risk of lung cancer as well as a number of mesotheliomas among workers with pleural plaques. Even those without X-ray evidence of exposure to asbestos had a slightly increased risk of lung cancer and a few mesotheliomas. A study of sheetmetal workers also revealed a small excess of lung cancer and one mesothelioma.93-95 Disease in Workers1 Households There are presently 37 reported cases of mesothelioma in persons whose presumed exposure to asbestos was limited to living in the homes of asbestos workers.96 However, no comprehensive studies of the dis­ tribution of mesothelioma by age and sex among contacts of asbestos workers in their homes have been conducted. / The majority of reported mesotheliomas related to household exposure have been in women, perhaps because they are more likely to be exposed to asbestos by washing the garments of asbestos workers.96,97 Thirty-five percent of examined family contacts of asbestos workers were found to have radiological abnormalities characteristic of asbestotic disease.72,96 Cancer in the Neighborhood of Asbestos Facilities On the basis of numerous anecdotal reports, indirect assessments, and case-control studies, there seems little doubt that both pleural and peritoneal mesotheliomas may result from some types of residental expo­ sure to asbestos.45,48-50,74,86,98-103 However, there have been no adequate population-based studies, and an accurate estimate of risk, where occupational and household exposure are definitely excluded, cannot be made. On the basis of one case-control study of mesothelioma patients, relative risk of mesothelioma was estimated at 2.1 for residentially exposed, and 4.3 for occupational exposed, persons.49 Two studies have been made of the possible effects of increased asbestos contamination of drinking water in Duluth, Minnesota, due to the disposal of taconite tailings into Lake Superior. No carcinogenic effects have been noted, but the period of observation was short rela­ tive to the probable latency period of environmentally-induced can­ cer. 104,105 Carcinogenic Effects—Animal Studies All commercial types of asbestos—chrysotile, crocidolite, araosite, anthophyllite—have been found to be carcinogenic when tested in mice, A brief review of evidence derived from rats, hamsters, and rabbits. 32 BRG 0906 experimental observations is presented below for its value in corrobo­ rating known human cancer risks, predicting other effects, and increas­ ing the plausibility of certain hypotheses on causal mechanisms. A more detailed treatment of these and other relevant studies in animals can be found in Appendix D. Intrapleural or intraperitoneal injection of asbestos has produced sarcomas* and mesotheliomas. Laboratory animals have not been known to develop mesotheliomas spontaneously, so that finding even a single such tumor in an experiment may be significant. Rats and rabbits receiving intrapleural injections of crocidolite developed pleural mesotheliomas, as did rats receiving chrysotile.106 For both these fiber types the carcinogenic response appeared to be dose-related in another study with rats.107 Mesotheliomas have also been induced in rats by Russian chrysotilelO® and in hamsters by various types of asbestos fibers.109 Peritoneal mesotheliomas were observed in rats following intra­ peritoneal injections of chrysotile and crocidolite but not araosite.l®® Rats that received intraperitoneally chrysotile milled to 99% <3 pm also developed peritoneal tumors.HO Mesotheliomas were induced in rats inoculated with crocidolite^ and in mice inoculated with chrysotile, crocidolite, or glass fiber.•LX^ Lung carcinomas and pleural mesotheliomas have followed from the inhalation of asbestos. Rats exposed to various doses of chrysotile, crocidolite, and amosite have developed malignant tumors of the lung and of the mesothelium. ^®® • 113-115 Among these studies, adenocarcinoma, squamous cell carcinoma, and fibrosarcoma were reported. Among groups of rats that were exposed with varying durations to five different types of asbestos fibers, all of which produce asbestosis, a dose-response relationship for malignancies was suggested.® In this study it was observed that as little as one-day exposure was sufficient to produce tumors. Few data exist about the effects of asbestos administered orally. One study found that oral administration of asbestos filter material to rats led to an increased incidence of malignant tumors.H® Car­ cinomas of the lung, kidney, and liver, as well as reticulum-cell sarcomas, were found. The available evidence from animal studies relating asbestos type to differences in carcinogenic potency is limited and inconsistent. This may be due to the predominant influence of size and shape of fibers, which may vary from one study to another for each asbestos type. Min­ eral fibers other than asbestos, but of similar size, can produce meso­ theliomas in rats after intrapleural or intraperitoneal injection.1^7, 117,118 Although the carcinogenic mechanism involving fibers has not A sarcoma is a malignant tumor derived from mesodermal tissue. 33 been entirely elucidated, a reasonable hypothesis is that it may be related to morphologic characteristics. There are few studies in which fiber size alone has been varied and adequately recorded (diameter as well as length). Furthermore, the preparation of fibers for experimental purposes may alter mineral properties.119* However, smaller fibers are thought to be more active in producing tumors. Noncarcinogenic Effects of Asbestos Noncarcinogenic effects of asbestos exposure were noted several decades before the association between asbestos and cancer was recog­ nized. In 1906, deaths among asbestos textile workers from penumoconiosis were reported in England and France.121,122 These were the first reports in modern times of the diffuse interstitial fibrosis of the lung associated with asbestos exposure—"asbestosis." Asbestosis, which is characterized by a diffuse interstitial fibro­ sis of the lung, is one of the many dust-related lung diseases that are terminal pneumoconioses. However, unlike some of the other pneumo­ conioses, asbestosis does not predispose to the development of pulmon­ ary tuberculosis, nor does evidence suggest that it is causally related to emphysema and chronic bronchitis.123 Clinical Findings The signs and symptoms of asbestosis, listed below, are no different from those for other forms of diffuse interstitial fibrosis; there are no pathognomonic features. Symptoms: • Breathlessness on exertion • Cough, usually dry, but may be productive • Chest tightness or pain Ball milling of chrysotile, for example, can result in decreased crystallinity and changes in interlayer branching and surface hydroxyl configuration. These alterations have been accompanied by decreased hemolytic activity.120 [BRG 0908 Signs: • Decrements in lung function (decrease in lung volume and flows) • Radiographic abnormalities (chest) • Rales, basilar • Restricted chest motion • Clubbing of fingers • Cyanosis • Cor pulmonale (right ventricle hypertrophy) • Pleural effusion. The earliest and most prominent clinical finding—breathless­ ness on exertion—rarely becomes apparent until after at least a decade of exposure. Thus, by the time this "early" clinical finding appears, the underlying disease process is well under way. As the disease pro­ gresses, breathlessness may be present even at rest. The most characteristic physical sign exhibited by the patient with asbestosis is the presence of dry, crackling sounds (rales), heard on auscultation at the lung bases and in the axillae during inspiration. As fibrosis progresses, rales become more widespread and occupy a greater part of the inspiratory cycle. Clubbing of the fingers is usually a late feature of asbes­ tosis and is not found consistently. Cyanosis of the skin and mucous membranes of the mouth and tongue may also occur in the later stages of the disease. Radiographic Abnormalities Radiographic features of asbestosis are similar to those of other forms of diffuse interstitial fibrosis of the lung, except for the frequency of pleural changes, expecially pleural plaques (which should always signal the possibility of asbestos exposure). Radiographic diagnosis of asbestosis is based on the presence of small, irregular, or round opacities distributed prominently in the lower lung fields. The earliest changes often occur bilaterally in the cosophrenic angles. Short, horizontal, linear septal lines (Kerley B-lines), which are believed to represent lymphatic obstruction,^ may also be present. With time, the abnormal shadows gradually spread upward into the middle and upper zones of the lung fields and become increasingly coarse and blotchy. In more advanced cases, a "honeycomb" pattern may be present. 35 and the outline of the diaphragm and heart may become blurred and "shaggy." Pleural changes are likely to be present as well, perhaps in as many as 50% of the cases. Pulmonary Function Changes The interstitial fibrosis associated with asbestos exposure is accompanied by changes in pulmonary function characteristically observed with interstitial fibrosis from other causes as well. Thus, while these changes are not unique to pulmonary asbestosis, they provide useful diagnostic information when interpreted together with other evidence such as exposure history, signs and symptoms, and chest radiographic findings. Changes in pulmonary function considered most characteristic of asbestosis are: • General reduction of lung volume, especially of vital capacity (VC) • Decrease in pulmonary flow rates such as indicated by forced expiratory volume in one second (FEV^ q) • Impaired alveolar-capillary diffusing capacity, reflected by reduced oxygenation of the arterial blood and increased alveolar-arterial PO2 gradient (alveolar-capillary block syndrome). Although it is usually claimed that airway obstruction is rarely a major feature of asbestosis,123-125 one investigator has pointed out that epidemiologic studies of lung function have been unable to clarify the relationship between obstructive airway disease and asbestos exposure. She advised that, until further evidence becomes available, "an open mind should be kept in this regard."54 Asbestosis and Cancer On the basis of case reports, an association between asbes­ tosis and lung cancer was suspected as early as the 1930s. More than a decade later, two authors!26,127 reported that, among British asbestos workers, carcinoma of the lung and pleura had been found in about 15% of deaths either caused by asbestosis or in which asbestosis had been proved present at autopsy.* By the period 1961-1963, figures from the British Ministry of Labour showed that approximately 50% of patients certified as suffering from asbestosis (in contrast to exposed to It remained for another investigator to show that the actual risk of dying from lung cancer was increased on the order of 10-fold over the general population for male asbestos workers employed for 20 years or more between 1922 and 1953. 36 asbestos) died of (or with) lung cancer. Although carcinoma of the lung is often found in the presence of asbestosis, there appears to be no scientific evidence that the two lesions are interrelated, except that they both may be classified as diseases that are causally associ­ ated with exposure to asbestos. With regard to another asbestos-related cancer, two reviewers of the subject have noted that mesothelioma of the pleura and peritoneum has often been associated with even low levels of asbestos exposure for brief periods in the remote past.54,123 There appears to be no regular correlation between severity of asbestosis and occurrence of mesothe­ lioma. In fact, it is unusual to find significant pulmonary interstitial fibrosis (asbestosis) with pleural mesothelioma. However, prominent asbestosis is frequently observed in association with tumors of the peritoneum,54,123 and peritoneal tumors generally appear to be associ­ ated with heavier asbestos exposure.45,130 One reviewer noted that this appears to support the notion of retrograde lymphatic spread of asbestos fibers from the lung to the abdominal lymphatics resulting from thoracic lymphatic obstruction due to advanced pulmonary fibrosis.54 Asbestos Pleural Effusion Benign pleural effusion, which usually occurs in the presence of some degree of parenchymal asbestosis, is another clinical manifesta­ tion of disease due to asbestos exposure. Among a series of 57 patients with asbestosis or asbestos exposure, 12, or 21%, were found to have "asbestos pleural effusion"—i.e., a pleural effusion in an individual :with a history of occupational exposure to asbestos in the absence of any other disease known to cause pleural effusion.131 a number of individuals diagnosed as having had asbestos pleural effusion have sub­ sequently developed mesothelioma.132,133 Pleural Calcification, Diffuse Fibrosis, and Plaques Asbestos-related plaques occur as discrete, elevated, grey-white lesions on the inner surface of the rib cage and on the diaphragm. The reason for this apparent increase in the percentage of deaths in which asbestosis and lung cancer were found on autopsy is not clear. One explanation may be that the cases described by earlier authors 126,127 received much of their asbestos exposure in the early quarter of the centruy, when it was likely that airborne concentra­ tions of asbestos were high. As a result, many of these cases may have succumbed to asbestosis at an early age—before lung cancer, with its long latent period, could develop.12®i129 37 Microscopically, the plaques consist primarily of connective tissue, often containing deposits of calcium. They do not interfere with pulmonary function to any significant extent, nor do they necessarily indicate the presence of pulmonary fibrosis. An association between pleural abnormalities and exposure to asbestos—both occupational and nonoccupational—has been clearly demon­ strated .54,123,134-139 Accordingly, their presence should always alert the examiner to the possibility of asbestos exposure. In this regard, it may be 20 to AO years after exposure to asbestos that pleural calcifications appear radiographically.135 Although pleural plaques do not, themselves, appear to be precur­ sors of malignant disease, a retrospective death-certificate study of 408 shipyard workers with pleural plaques showed that the risk of developing bronchial carcinomas was increased by a factor of 2.4.95 Three cases of mesothelioma also occurred in this series. In a pro­ spective study from the same shipyard, 235 men with radiographic evi­ dence of pleural plaques were found to have a 2.4-fold increased risk of bronchial carcinoma. Among 70 deaths, 13 were due to mesothelioma, an excess of obvious significance.94 Asbestos Warts Asbestos warts, or corns, are of minor health significance, but they are an indication of exposure to asbestos. They are caused when asbestos fibers penetrate the skin and are most often found on the hands and forearms.140 The warts may have a pinpoint, black center and are - often tender to pressure. Unless removed by excision, they may persist for years. Animal Studies—Evidence of Noncarcinogenic Effects Exposure by inhalation to any 'Of the four commercial asbestos types may result in fibrosis of the lungs in animals as well as in humans. Under experimental conditions a fibrogenic response to inhaled asbestos has been reported in rats, hamsters, guinea pigs, rabbits, and mon­ keys .142-144 Outside the laboratory, pulmonary fibrosis in the presence of fibers and asbestos bodies has been demonstrated in baboons, donkeys, and wild rodents living in the vicinity of crocidolite mines or mills.145 Pulmonary asbestosis has also been reported in a dog kept as a rat catcher in a London asbestos factory.146 There are marked interspecies differences in susceptibility to asbestosis. Tissue reaction in rats, ’’ ’ ’ _ s is typically less severe than in hamsters and 38 WHS BRG 0912 Subcutaneous injection of asbestos or injection into the pleural or peritoneal cavities produces a fibrotic reaction. Thickening of the pleural, pericardial, and peritoneal membranes has been reported, with formation of adhesions and granulomas as well as pulmonary and media­ stinal abscesses. ^ 149 Neither shape nor chemical composition is sufficient to explain the fibrosing effects of asbestos. Fibrosis has been induced with a variety of fibrosis as well as nonfibrosis mineral dusts. Some investigators feel that fibers are more fibrogenic than nonfibrous particulates and that fibrogenic reaction increases with increasing fiber length. How­ ever, the role of fiber length is difficult to evaluate without simul­ taneously taking into account possible effects of diameter and aspect ratio (length/diameter). On injection, chrysotile heated to 400°C caused fibrotic reaction in the pleura of mice equivalent to that of unheated chrysotile, but fibrosis production diminished as temperatures increased above 400°C (at 600°C, 800°C, 1000°G). Asbestos in dust from automobile brake linings, which are subjected both to high temperature and mechanical grinding, resembled chrysotile that had been heated to 800°C or more and then ground.^Effects of asbestos that may be related to fibrogenesis have been observed jLn vivo in mammalian tissues as well as in cell culture. Bio­ chemical changes, including stimulation of anaerobic metabolism, and physical effects such as damage to cell membranes and chromosomes have been noted.*150-158 Such observations may shed light on the mechanisms by which asbestos induces fibrosis. For example, it has been postulated that during Phagocytosis, asbestos causes damage to the membranes of macrophage lysosomes, which are cell organelles that contain lytic enzymes. Sub­ sequent intracellular release of these enzymes may injure or kill the macrophages, resulting in release of a fibrogenesis-stimulating factor. Chapter IV OCCUPATIONAL EXPOSURES There is little recent data in the published literature on expo­ sures to asbestos, and it is difficult to assess whether what has been published is typical. Furthermore: • Occupational asbestos concentrations are commonly reported as optical-microscope-visible fibers per milliliter greater than 5 pm long, and these may account for only a small fraction of the total electron-microscope-visible fibers • It is not known whether small differences in fiber counts actually reflect differences in fiber levels or, if they do, whether they indicate a change in the risk of incurring asbestos-related diseases (see Appendix C). f Nevertheless, quantitative air sampling data from representative occupa­ tions is provided in this chapter in an attempt to indicate the range of exposures found in three workplace situations: asbestos mining and milling, production and processing of asbestos products, and utiliza­ tion of asbestos-containing products. Fewer than 600 persons in the United States are employed in mining and milling asbestos.* However, industries that manufacture asbestos products or that make use of them provide jobs for millions. These industries may be categorized as primary, secondary, or consumer accord­ ing to whether they produce manufactured goods from raw asbestos fiber, process asbestos manufactured products to make other products, or utilize a finished product containing asbestos without additional modi­ fication. Over 37,000 persons are employed in the manufacture of primary asbestos products; 300,000 are employed in secondary asbestos industries; and millions more work in the asbestos consumer industries—over 185,000 Many more may be exposed to asbestos as a contaminant during the wining and milling of other minerals. of them in shipyards and almost 2 million in automotive sales, service, and repair.^ Exposures in Mining and Milling Sources of asbestos exposure in mining and milling include blast­ ing, crushing, transporting, and drying ore; air-aspiration milling; and disposing of waste. Time-weighted-average (TWA) levels of fiber in mining reported in 1973 ranged from 0.5 to 2.8 optical-microscope-visible (o-m-v)* fibers per milliliter, with an average of 0.9. Much higher concentrations were found in milling, where exposures ranged from 6.0 to 12.1 fibers per milliliter.2 In addition to mining and milling of asbestos, the mining and mill­ ing of other mineral ores that may contain asbestos as an impurity is a potential source of asbestos exposure. For example, concentrations of asbestiform fiber in one hard-rock gold mine were reported in 1976 to average 0.25 o-m-v fibers per milliliter, ranging up to 2.8,3 an(j fiber counts of 8 to 260 per milliliter were recorded in a talc mining and milling operation, according to a 1973 report.^ Exposures in the Asbestos Products Industries For all segments of the primary industry, manufacturing begins with fiber receiving and warehousing. Levels of airborne fiber in these areas have ranged from 0.2 to 2.5 o-m-v fibers per milliliter and are typically about 1.0.+ Levels at the upper limit of the range reflect damaged shipments, careless unloading or ineffective housekeeping. The most important factor influencing asbestos exposure at this step of production is the condition of the bags In which asbestos is shipped. Next, asbestos fibers are introduced into the process. Bags of asbestos are usually cut open and dumped manually, either into open hoppers or into bag opening enclosures. This activity can result in relatively high exposures if hooding is inadequate or lacking. Disposal of the emptied bags may also add to airborne fiber levels. In four of the seven major primary industries, highest TWA exposures occur in fiber introduction and have ranged from 0.3 to 10.0 o-m-v fibers per milli­ liter, typically somewhat above 2 fibers. Exposures in mixing and blending depend upon how dry the materials are that are being mixed, the intensity of agitation, and the effective­ ness of ventilation. Typical TWA values in the past have been Greater than 5 micrometers in length. ^Data in this section are from Chapter Reference 1 (published in March 1976). 42 BRG 0915 approximately 2.2 fibers per milliliter, with a range of 0.2 to 10.0 fibers per milliliter. Sometimes asbestos is dumped directly from the bags into mixing or blending tanks, augmenting the usual exposures found at this step. Once the asbestos fibers are engulfed by a medium that prevents them from becoming airborne, exposures drop. This may occur at the step of mixing and blending—as in the production of floor tile, paper, and cement pipe—or in a subsequent step. Exposure levels in formulation operations have ranged from 0.2 to 22.0 fibers per milliliter, with an average level of 1.8 fibers per milliliter. This wide variety of exposures is due to the number of different processes represented by that stage. Finishing operations vary significantly from one type of industry to another, but usually include machining (i.e., cutting, drilling, grinding) the rough product to specification. The mechanical energy imparted 'during machining causes asbestos fibers to break loose and/ become airborne. Average TWA levels of exposure in these operations have ranged from 0.1 to 8.0 fibers per milliliter, with a mean of 1.6. In the last two production steps—inspection, and storage and shipping—asbestos exposures are usually the result of airborne dust generated by other operations, which may drift through the plant to these areas or adhere to the products themselves,- becoming airborne during handling. Exposures are typically less than 1 fiber per milli­ liter . Exposure levels in the major asbestos industries are summarized in Table 6 and are discussed below. ^ 'Friction Products Friction products may contain 30% to 80% asbestos, and TWA exposures in the industry vary widely (0.1 to 15.0 o-m-v fibers per milliliter), averaging 2 fibers per milliliter for most operations. Greater concen­ trations may occur in preforming operations, ranging from 0.5 to 22.0 fibers per milliliter and typically about 4 fibers per milliliter. The elevated exposure levels found in these operations result from manual handling of the dry preform mix (asbestos fibers and metal reinforcing materials in an organic matrix), which is conveyed in open carts, scooped by hand, weighed, and poured into a block mold for mechanical pressing into the shape of the finished product. Other operations that may yield high asbestos levels include fiber introduction, mixing of the dry preform, and finishing. During finish­ ing, the products are trimmed, drilled, sanded, ground, and sawed to specification. Exposures vary with work practices and equipment. For example, exposures at ventilated radial grinders are below 2 fibers per 43 BRG 0916 Table 6 EXPOSURE TO AIRBORNE ASBESTOS IN SELECTED ASBESTOS PRODUCT MANUFACTURING INDUSTRIES Asbestos Concentrations (Time-Weighted Average in Fibers/ml)a Operations with Highest Levels Most Operations Name of Typical Range Typical Range Operation(s) Number of Employees Production Workers Total Friction Products Primary / 2 Secondary 0.1-15.0 4 0.5-22.0 2.5-6.5 Forming or Rolling 4,900 Fiber Intro­ duction 1,100 Fiber Intro­ duction 900 7,300 34,500 Asbestos Paper Primary Secondary AabestosReinforced Plastics Primary 1 2 0.3-2.8 1.0-3.5 1 Secondary Cement Pipe 0.75-2.7 0.2-2.5 2 0.5-3.0 0.5-2.0 4,500 198,000 2,600 11,000 1.5 0.25-3.5 2 0.6-4.5 Finishing 1,600 2 0.3-8.7 3 0.9-8.4 Dry Mixing, Sandlng 600 2,400 Cement Sheet Primary Secondary Floor Tile 1.0-6.0 1,300 24,000 1 0.5-4.3 4 0.9-4.3 Fiber Intro­ duction 2,900 6,700 4 0.25-10 4 2.0-10 Carding 2,400 3,700 Textile Primary Secondary Paints, Coatings and Sealants 2.0-6.0 1 1.0-2.5 7,500 2. 5 1.5-8.0 Fiber Intro­ duction 350 AOptical-mlcroscope-visible fibers, 5 urn long or longer. Sources: Daley AR, Zupko AJ, Hebb JL: Technological feasibility and economic impact of OSHA proposed revision to the asbestos standard, Roy F. Weston Environmental Consultants-Designers, March 1976 (prepared for: Asbestos Information Association of North America). 44 1UI1WIB" mm BRG 0917 3,000 milliliter, but chamfers and backgrinders may cause exposures of 5-8 fibers per milliliter.5 If the finished products have not been cleaned of adherent particulates, exposures may be high during inspection (4-7 fibers per milliliter). Asbestos Paper Exposure levels in the asbestos paper industry vary with the asbestos content of the manufactured product, which can range from 5% to virtually 100%. Typical TWA concentrations in the primary industry average 1 o-m-v fiber per milliliter (range 1-3 fibers per milliliter) except in fiber introduction and stock preparation (wet blending), where concentrations typically average 1-3 fibers per milliliter and range up to 10. The lower concentrations are achieved in plants which use disintegrating, pulpable bags, thus obviating bag opening, dumping, and disposal. Since papermaking is a wet process, little asbestos dust exposure is realized after fiber introduction until the product is dried. 'Expo­ sure concentrations may then be elevated somewhat by the manual handling and mechanical modification (slitting, calendering, converting, etc.) needed to prepare paper sheet according to specifications. Asbestos-Reinforced Plastics The asbestos content of reinforced plastic is relatively small,^ and reported exposures in both primary and secondary industries are lower than in most other segments of the asbestos industry. TWA concen­ trations during most operations range from 1.0 to 2.5 o-m-v fibers per milliliter. Fiber introduction, dry blending, and handling of the blended mixture and preform are sources of moderate levels of exposure. After the preform has been remelted, the asbestos is bound tightly in the polymer matrix, reducing the potential for airborne release. Fibers may still break free, however, during finishing. Asbestos-Cement Pipe and Sheet Asbestos-cement products may contain 10% to 70% asbestos. Although more asbestos is used in manufacturing asbestos-cement pipe and sheet than any other primary asbestos products, relatively few workers are employed in these branches of the industry (3,600 total, 2,200 in pro­ duction) . 1 In asbestos-cement pipe factories, TWA fiber levels range from 0.5 to 4,5 o-m-v fibers per milliliter, averaging about 1.5. In the 45 manufacture of asbestos-cement sheet, some fiber-introduction and dry­ mixing operations may yield higher exposure levels (0.3 to 8.7 fibers per milliliter) than in the manufacture of asbestos-cement pipe, because fiber may be introduced directly into the dry mixer. Once fibers are engulfed by the cement mortar during wet mixing, there is little oppor­ tunity for them to become airborne until finishing. Higher levels (averaging above 2 fibers per milliliter) may be found during cutting and machining in cement pipe factories; and sheet trimming and sanding present the highest levels of exposure in the asbestos-cement-sheet process, generally about 2.5 and 3.0 fibers per milliliter, respectively. Floor Tile Asphalt or vinyl asbestos floor tile contains 8% to 30% asbestos. Airborne TWA asbestos concentration ranges from 0.5 to 5 o-m-v fibers per milliliter. Typical concentrations are approximately 1 fiber per milliliter, except for fiber introduction, where concentrations of 4 fibers per milliliter are common. Once the asbestos is engulfed by the agglomerated plastic during the later phases of mixing, the potential for exposure is reduced significantly. Asbestos Textiles Levels of exposure in primary and secondary production of asbestos textiles vary directly with the asbestos content of the manufactured products but generally are higher than in any other asbestos industry besides milling. A typical TWA concentration of airborne fiber—i.e., for most operations—in the primary textile industry is 4 o-m-v fibers per milliliter (range 0.1 to 22.3 fibers per milliliter) except in the carding operation, where the typical concentration exceeds 5 fibers per milliliter (range 6.1 to 27.3). High asbestos exposures in the asbestos textile industry result from the processing of dry—or, at best, partially damp—fibers, which are easily dispersed into the atmosphere. During carding, the vigorous manipulation of the dry fibers to separate and align them accounts for the particularly high concentrations observed at this step—even in the face of intensive efforts to achieve effective ventilation. The liquid dispersion method of asbestos textile manufacture, in which asbestos fibers are mixed in water with chemical dispersing agents, results in much lower exposure levels (less than 1 fiber per milliliter) than in conventional plants.6 Moreover, the use of asbestos textiles BRG 0919 ) \ { j j j j | i | made from dispersed yarns results in significantly lower asbestos exposures to the user than from conventionally manufactured products.^ Exposures in the Utilization of Asbestos-Containing Products With two notable exceptions, the insulation trades and clutch and brake installation and repair, levels of exposures to workers in the consumer industries are generally very low. But although exposure levels are low, the vast majority of workers in the asbestos consumer industries, it is surmised, are less aware of the health hazards of asbestos than are workers in the production industries and may not utilize basic control methods to minimize risk. Insulation Trades Exposures in the insulation trades vary widely, but they include the highest occupational exposures and control is difficult. In ^he early 1970's, there were approximately 36,000 insulation installers® employed largely in insulating industrial equipment, commercial buildings, and ships. It is difficult to obtain characteristic exposure levels for these workers due to the many different insulating materials and condi­ tions of work. The asbestos content of materials in use ranges from 10% to almost 100%. Asbestos substitutes are gaining in use as regulations over the use of asbestos become increasingly more restrictive. Jobs performed by insulation workers can be classified into six -categories: Prefabrication: materials are precut and shaped using hand or power saws either on the job or at the con­ tractor's shop (10% of time). Application: Materials are fitted, hammered, or carved and attached to surfaces by wiring or gluing (40% of time). Some materials used to be sprayed applied, but this practice has been virtually eliminated in recent years. Finishing: Materials are coated with asbestos-containing cement, resin, asbestos or cotton cloth, or petroleum based sealer (30% of time). "Rip-out": Removal of old or unusable materials in the process of reinsulating (10% of time). Mixing: Mineral wool, asbestos, fiber glass, and cement or glue are mixed in buckets or troughs separately or in combination (5% of time). Miscellaneous: (5% if time). Cleaning up, transporting materials 47 |BRG 0920 Percent of time at each task is highly variable, of course, and intended only as a rough guide.9 Highest concentrations encountered by insulation workers have occurred during "rip-out" or removal of old asbestos insulations. In a 1968 report on air samples collected on a ship during removal of BRG 0921 fibers are firmly imbedded in the tiles, installation per se is unlikely to be a source of important asbestos exposure. It is accepted practice, however, to sand old asphalt or vinyl tile floors before installing new covering. Conventional belt sanders with coarse grit are used to sand the tiles, and, normally, 240 to 250 square feet of tile can be sanded per hour. One report states that levels of 1.2 and 1.3 o-m-v fibers occurred during a simulation of normal sanding activities over a short­ term sampling period.15 it is likely that fiber levels fluctuate significantly depending on the age and condition of the tile being sanded, grade of sandpaper, speed of the sander, size of the workspace, ambient humidity, and quality of ventilation. Installing asbestos roofing and siding should result in exposures of lesser magnitude since these operations are performed outside. Use of Spackling, Patching, and Taping Compounds Asbestos may be a primary component ofspackling, patching, art'd taping compounds used in wallboard construction to finish joints and repair damage, or it may be a contaminant of talc, limestone, or other rock used as raw material. Used mostly in the construction industry, the compounds are also used by persons doing their own construction and repair, and intermittent exposure to asbestos may occur during mixing, application, and sanding (finishing). To determine possible exposure during application, air samples were collected at various jobs and sites. Peak airborne asbestos concen­ trations measured during such operations as hand sanding, pole sanding, mixing of dry spackle with water, and sweeping-up averaged 2.3 to 47.2 optical-microscope-visible fibers per milliliter.16 All exceed the current OSHA occupational standard for an 8-hour time-weighted-average (2 fibers per milliliter), and many exceed the permissible ceiling (10 fibers per milliliter). Wearing Asbestos Garments Tests of wearing asbestos garments have indicated that breathing zone concentration can exceed 2 o-m-v fibers per milliliter. At one plant where hoods, coats, mittens, and leggings were worn, concentra­ tions of airborne asbestos fibers ranged from 9.9-26.2 fibers per milli­ liter, and the 8-hour time-weighted-average concentration was 4.7 fibers per milliliter.^ Exposures from wearing fire-fighting helmets also have been mea­ sured. A new helmet with an unlined asbestos cover, an identical older helmet, and a helmet covered with aluminized asbestos cloth produced breathing zone concentrations of 2.3, 1.4 and 0.0 o-m-v fibers per milliliter, respectively.^ 49 BRG 0922 ... ■ ■ Chapter V NONOCCUPATIONAL EMISSIONS AND EXPOSURES Persons not employed in asbestos-related occupations are exposed to asbestos fibers that originate from natural sources or from mancreated sources such as the manufacture and use of asbestos products. Such asbestos may be inhaled—as, for example, in an office building in which the air is contaminated by asbestos insulation—or it may be ingested with water, food, and drugs. As would be expected, the further one gets from the occupational environment, the fewer data there are on such exposures—termed "nonoccupational" exposures. However, the avail­ able data are reviewed here to provide at least some indication of ppssible general environmental contamination. (See Appendix C for a discussion of the difficulties in measuring asbestos contamination.) Asbestos Emissions from Natural Sources Rock that contains asbestos can be disturbed by natural means, such as weathering or landslides, or inadvertently by such human interven­ tions as road building, construction, and tilling of the soil. In such cases, free asbestos fiber may be deposited onto soil or enter air and water,^ thereby contributing to levels of contamination in the ambient air and in water as discussed in this chapter. The occurrence of rock formations that could possibly contain asbestos was discussed in Chapter I of this monograph, and the geograph­ ical distribution of such rock formations in the United Stated Is shown in Figure 1. If the primary areas of source rock are looked at in conjunction with high population density, the most critical areas for emissions from natural sources appear to be eastern Pennsylvania, south­ eastern New York, southwestern Connecticut, and greater Los Angeles and San Francisco. Asbestos Emissions from Human-Created Sources Human-created sources of nonoccupational exposures to asbestos include the mining and milling of asbestos; the transportation of asbes­ tos materials and products; the manufacture, installation, use, and demolition of asbestos products; and the disposal of wastes. Some gross estimates of annual emissions in the United States from asbestos mining and milling, manufacturing, use of asbestos 51 IBRG 0923 products, and disposal of wastes have been made and are shown in Fig­ ure 2. Although these estimates are uncertain, by at least an order of magnitude, several important conclusions are indicated: • Asbestos is preponderantly disposed to land, least to water. • Most of the asbestos disposed to land is consumer waste, which is more likely to be disposed to uncontrolled waste dumps and handled by persons unaware of the hazards. • Disposal to land is an important source of atmospheric asbestos and, because of proximity to urban popula­ tions, may be even more significant to health than the emissions to air that come from mining and milling. Redistribution and Fate of Asbestos in the Environment / Because asbestos is exceptionally resistant to thermal and chemical degradation, it persists in the environment and can be widely redis­ tributed by both natural forces and human means. The magnitude of this redistribution is governed by an extraordinarily complex set of factors which include the height of the emission source, the rates of air and water flow, fiber diameter, rain, thermal air inversions, electrostatic forces, agglomeration of particles, and the density of vehicular traffic on asbestos-containing landfill, to name only a few. Redistribution by Air If, for example, asbestos is emitted to air as part of a "large" agglomerated particle, it will settle to earth relatively quickly and thereby have a limited potential for environmental contamination; thus, concern over the relatively large quantities of asbestos emitted to air from mines is somewhat attenuated by knowledge that the mining processes tend to produce relatively large particles. At the same time, however, an appreciable fraction of the large mass of asbestos dis­ charged by mills is in the form of free fibers that may remain in the atmosphere for long periods of time, travel great distances, and expose many people. Studies of atmospheric pollution in the area surrounding asbestos mines and mills in Finland showed small amounts of asbestos dust as far away as 27 kilometers.2 A simplified calculation of "drift distance" for two sizes of asbestos fibers was made for this monograph using the method of Cowherd and a terminal settling velocity as determined according to Harris.^ Fibers were presumed to be injected at a height of 50 feet (15.2 meters) 52 into a constant crosswind of 10 mph (4.5 meters/second) with no net effect of turbulence. The locality was assumed to be rural with a "roughness height" equivalent to that of a wheat field. A small fiber, one with a diameter of 0.1 micrometers and length of 10.0 micrometers, under such conditions would drift 1120 kilometers; a large fiber, 1.0 micrometer in diameter and 50 micrometers long, would drift 13.3 kilom­ eters . Redistribution by Water Asbestos borne by water can also travel considerable distances. Studies of Lake Superior, reported in 1974, indicate that asbestos particles can move several hundred miles or more.5 Another report, made in 1976, shows that high river flows in surrounding regions have resulted in unusually high fiber counts in the Philadelphia and Atlanta water supplies.6 Water samples taken from wells located in areas containing asbestos rock have shown elevated concentrations of asbestos. A well'at Malvern, Pennsylvania, drilled in a belt of serpentine rock, had an asbestos content of up to 0.157 micrograms per liter, in contrast with a well at Glendale, Arizona, in an area known not to have such rock, which had an asbestos content of 0.023 micrograms per liter or less.? The Ultimate Fate of Asbestos Fibers Very little has been reported on the ultimate fate of asbestos fibers once they are released to the environment. While it is known that fibers can be readily subdivided by mechanical means into fibrils of submicron diameter, it has not been estaolished if fibers are sub­ divided by natural means. It does seem likely, however, that natural forces such as erosion, grinding, abrasion, moisture, and temperature gradients would cause their eventual subdivision. All types of asbestos resist prolonged attack by strong alkalis. However, it has long been known that hydroxyl groups of chrysotile, in contrast with other asbestos types, will react with weak acids and even water, causing magnesium and silicon to be released from the crystal lattice.8-10 Generally, despite some degradation, it is felt that the fibrous morphology is retained.8 Thus, to a limited extent, chrysotile may undergo decomposition through reaction with water and acid present in the environment. Temperatures required for thermal decomposition of asbestos are seldom attained in the natural environment. With chrysotile, dehydra­ tion occurs at about 100°C, and full dehydroxylation is achieved at 800°C.^ Thermal decomposition of amphibole asbestos occurs at somewhat higher temperatures. Exposure to Airborne Asbestos As one would expect, airborne asbestos can be found in the vicinity of asbestos mines, mills, manufacturing facilities, and waste dumps. But elevated levels of fibers also may be found near concentrations of braking vehicles, in buildings in which asbestos spray products have been used, and in cars and homes of asbestos workers who have contamin­ ated them with dust brought from the work area on clothing, body, or equipment. Asbestos may be inhaled by persons who install their own asbestos roofing or flooring, or who repair such items as automobile brakes and clutches, home heating and plumbing systems, wires for toasters and waffle irons, or the walls of their homes. Other situations with possible exposures to airborne asbestos include the use of roads and driveways surfaced with asbestos-bea'ring gravel or paving, humidifiers charged with water containing high levels of asbestos, talcum powders, paints containing asbestos, and cigarettes with asbestos filters (reportedly no longer used in U.S. cigarettes). Even powdered p&pier machS mixes, which are widely used in elementary schools, have been found to contain 50% or more asbestos.H These exposures may be of a one-time or intermittent nature, but, because of the cumulative permanence of a small portion of inhaled asbestos, they contribute to a person's total risk. Asbestos is also found as a contaminant in the ambient air, and t-his source is treated first in the review of exposure sources that follows. Exposure from Ambient Air The large majority of the U.S. population does not live in areas that have elevated levels of atmospheric asbestos due to asbestos min­ ing, milling, manufacturing, or construction. Nor are most people involved in part-time installation or repair of asbestos products. Ambient air, therefore, constitutes the basic source of atmospheric exposure for the population at large. There is a paucity of atmospheric asbestos-concentration data, due, in part, to the cost and difficulty of obtaining it. Moreover: data have sometimes been reported as mass of asbestos per volume of air (most often the case)* while sometimes as concentration of fibers; •k Appendix E contains data from several studies. 55 usually only chrysotile asbestos has been measured; and the procedures for measuring, and hence the precision of the measurements, have varied widely. The Environmental Protection Agency is currently developing standardized measurement procedures, but until these are implemented and substantially more data are accumulated, atmospheric asbestos levels will be largely unknown for most geographical areas. The scant data available for ambient levels of asbestos in rural air include a reported range of 0.01-0.1 nanograms per cubic meter,12 and levels of 40-100 electron-microscope-visible fibers per cubic meter found in a remote area of California.13 Average reported concentrations of asbestos in urban air vary between 0.09 and 70 nanograms per cubic meterl^>15 and, from one study, between 0 and 2,400 electron-microscope-visible (2.4 o-m-v) fibers per cubic meter.13 Fiber readings in one study of air at Silver Bay, Minnesota—readings that are not typical, since the locale is near a taconite milling operation—ranged up to 150,000 electron-miscroscopevisible fibers per cubic meter.16 Exposures from Asbestos Mining, Milling, and Product Manufacture Asbestos fibers are released in mining and milling during removal of overburden and preparation of ore bodies for strip and open-pit min­ ing, as well as during drilling blasting to remove ore. Other emissions occur from ore piles and waste dumps that are exposed to wind due to dis­ turbance by bulldozers. Drying, crushing, grinding, and screening of the ore result in the release of fibers. In this connection, the large volume of air required for air-aspiration milling (seven to ten tons of process air for every ton of fiber produced),1? together with the length of time that asbestos fibers can remain suspended in air, generates a significant potential for emissions. Baghouses are the predominant engineering control measure used to remove airborne dust from effluent air streams at mills and manufac­ turing plants. A study in 1974 showed that baghouses using specific filter materials, and when properly designed, operated, and maintained, have a collection efficiency of over 99.99% for fibers greater than 1.5 micrometers in length.18 However, the collection efficiency for fibers less than 1.5 microns in length was approximately 98%. Since generally there are an enormous number of short fibers, a considerable quantity of fibers can be released to the atmosphere even after passage through the best available baghouses. Fibers removed that are not reintro­ duced into the production process must be disposed of outside the plant and may result in emissions to air. A 1974 field survey on the air concentrations of asbestos fibers in the vicinity of an asbestos mill at Coalinga, California, showed 100 million electron-microscope-visible fibers per cubic meter within 500 meters from the mill tailings pile.18 No data for farther distances 56 j from the source are reported. A 1974 EPA report showed atmospheric con­ centrations of 2 to 106 micrograms per cubic meter within about one kilometer of the Vermont mine-mill complex.19 Average readings were about 30 micrograms per cubic meter. At another site, about 1.5 kilom­ eters from the plant, the readings were .012 to 0.180 micrograms per cubic meter, with an average of about .096 micrograms per cubic meter. ■m am um In 1972, some atmospheric sampling was conducted at the asbestos mill located near King City, California.20 One sampling station located 100 meters downwind of the source showed concentrations on the order of 100 million fibers per cubic meter, and, due to unusual wind conditions, concentrations on the order of 10 million e-m-v fibers per cubic meter were recorded at a station located 500 meters upwind from the source. Another atmospheric sampling, conducted within 3 milometers of the mill during August and November of 1974, showed concentrations of up to 1 million fibers per cubic meter downwind and 10,000 fibers per cubic meter upwind.21 Elevated concentrations (4,500 fibers per cubic meter) were found out to the farthest station (3 km). These samples were obtained with an 0.8 micron-pore-sized Nuclepore filter, whereas the 1972 samples were collected with a Millipore filter. Hence, it would appear that the Nuclepore filter failed to collect a substantial number of fibers smaller than one micron and that the 1974 data may have under­ estimated the total number of fibers present. The King City mill is unique in that it uses a wet process; hence, it is believed that most of the fibers in the atmosphere come from the ore pile and tailings dump. Dispersion of asbestos emitted to the atmosphere depends upon fiber length, topography, meteorological conditions, and the emission source itself. Wind speed and temperature stratification are important factors. As asbestos travels in the atmosphere, gravity and rain remove it from the atmosphere, and the process of agglomeration can be a significant determinant of how many fibers will be present. Because most of these factors are different at each site, detailed estimates of asbestos con­ centration in the atmosphere at each site require individual, special­ ized, calculations. Exposure from Transportation of Materials Containing Asbestos Movement of asbestos ore from mine to mill in open trucks, often over roads paved with mill tailings, may contribute to the overall con­ tamination of the environment.* However, three of five mills operating * 22 The national asbestos air emission standard prohibits the surfacing of roadways with wastes containing commercial asbestos or tailings from asbestos mining and milling, except for temporary roadways in the area of an ore deposit. The use of wastes that may contain noncommercial asbestos as a contaminant has not been regulated. 57 IBRG 0929 in the United States are located at the mines, the remaining two are separated by short, rural, distances (32 and 55 miles). Shipment of milled asbestos fiber, usually in bags, can result in emissions when bags are broken, but such emissions are minimized by pressure packing and unitization as described in Chapter II of this monograph. If bags are reused, either in the asbestos industry or elsewhere, they may become a source of contamination.23 When milled asbestos is pelletized and transported in sealed railroad cars (see Chapter II) the potential for emission is no doubt reduced considerably. Emissions of fibers could occur during the shipment of manufac­ tured products, but they would be negligible, since most manufactured products contain asbestos tightly bound in a matrix. A more important emission source, perhaps, would be the transporting of asbestoscontaining solid wastes in open vehicles through urban areas. Also, the transportation of other asbestos-bearing ores, such as talc and taconite, and their products may result in environmental emissions. Exposure from Asbestos Manufactured Products Most asbestos is incorporated into finished products where the fibers are bound in a matrix (e.g., asbestos-cement pipe and sheet, flooring and roofing products, and friction products), and this reduces the possibilities for air contamination. Yet, by the application of sufficient energy, fibers may be dislodged from even tightly bound materials; automobile brake linings are an example. Clearly, there are opportunities for human nonoccupational atmos­ pheric exposure during installation, use, and repair of asbestos pro­ ducts. However, since there are so many products that use asbestos or materials that may be contaminated with asbestos, it would be next to impossible to estimate human exposure for each product type. In the paragraphs that follow, some data and information are presented for automotive friction materials and spray asbestos. Automotive Friction Materials Friction materials used in automotive brake linings, disk pads, and clutch facings contain an average concentration of 50% chrysotile asbestos by weight.24 it has been estimated that about 118 million pounds of asbestos are used annually to produce brakes in the U.S. and, assuming a 15% grinding and milling loss, approximately 103 million pounds of asbestos are actually incorporated into brakes; similarly, It has been estimated that 4.5 million pounds are incorporated annually into automotive clutch facings.25 However, since brakes and clutches are usually repaired before they are completely worn out, and since some working automobiles are scrapped, not all this automotive asbestos 58 - will be released to the atmosphere. Hence, the estimate of how much actually is worn away annually is 74 million pounds, but only a small amount of which is released as fibrous material.25 Tests performed on brake linings have indicated that under con­ ditions of normal usage, considerable alteration of the asbestos occurs. One study has reported that most of the dust collected from brake drums is nonfibrous and is similar in appearance to thermally degraded asbes­ tos, and it was suggested that the temperature at the points of contact of brake linings and drum actually reaches levels at which thermal degra­ dation of asbestos can occur.24 Three research studies of asbestos emissions from brake linings give estimated percentages of free fiber at 1% or less, 0.3%, and less than 0.02%, respectively.25,26,27 jn the first of these studies, it was estimated that annually in the United States there are 239,340 pounds of asbestos fiber emissions from cars, buses, and trucks and that, of this amount, 204,952 pounds drop out on the roadway; 7,655 pounds become airborne, and 26,733 pounds are retained within the brake and clutch housings.*25 These atmospheric emissions are of greatest concern in ubran areas near traffic routes with high volumes of braking vehicles. Electron and light microscopy were'used in a recent study to analyze the number and size of asbestos fibers collected from air at four Los Angeles freeway loop sites and from upwind ambient air controls within 200 feet of the freeway.15 Concentrations of chrysotile asbestos at the four freeway sites were low, generally in the range of 0 to 12,000 electron-microscope-visible fibers per cubj.c meter, and they did not differ significantly from concentrations of chrysotile in the matched upwind'ambient air samples (0 to 9,000 fibers per cubic meter). Concen­ trations of amphibole asbestos did not differ between freeway or controls (1200 fibers per cubic meter). There was no correlation of asbestos fiber concentrations in the freeway samples with number or speed of motor vehicles passing by during the sampling periods, nor was there a correlation with wind direction or velocity. Measurements were also made of chrysotile and amphibole asbestos at the San Francisco Bay Bridge toll plaza, and the concentrations there There is apparently an error in data used in this study from "Brake Emissions: Emission Measurement from Brake and Clutch Linings from Selected Mobile Sources," March 1973 EPA (NTIS #68-04-0020). Total emissions should have been 239,340 pounds and, therefore, the other emission figures have been scaled up accordingly in this monograph. 59 were found to be 1,400 electron-microscope-visible fibers of both types per cubic meter. This compared with an average San Francisco Bay Area atmospheric chrysotile concentration of 500 fibers per cubic meter.13 Spray Asbestos From 1958 through 1973, spray materials containing 10% to 30% asbestos by weight were used extensively to fireproof girders, spandrels, and decking of high-rise office buildings, and use of spray asbestos for decorative and acoustical purposes dates from the mid-1930s. Erosion of such spray materials alone may cause asbestos fibers to enter building air, but the materials might also be damaged and dislodged—as, for example, by workmen repairing fixtures inside the space between a ceiling and the floor above. In large office buildings, air is often returned to the ventilation system through these spaces. A recent study of public buildings in which asbestos sprays had been used showed that there were elevated levels of asbestos within the buildings, as compared with the air outside. Also, the difference between inside and outside air was greater in the case of fibroussprayed buildings than in the case of buildings sprayed with cementi­ tious asbestos.28 Flaking of sprayed asbestos from ceilings has been reported inside schools, libraries, dormitories, and warehouses.^•29,30,31 Air concentrations may range from 0.02 optical-microscope-visible fibers per milliliter under quiet conditions to 4.0 per milliliter during dry dusting. 31Prior to implementation of federal regulations on asbestoscontaining fireproofing materials,* data were obtained at various building sites in lower Manhattan where such materials were being sprayed.32 Generally, average atmospheric concentrations within onequarter mile of a construction site were at least twice the background level. Current spray materials that contain 1% asbestos or less may be A Spray-on materials used to insulate or fireproof structures, pipes, and conduits must contain less than 1% asbestos on a dry-weight basis, and, for the spray application of material containing more than 1% asbestos used to insulate or fireproof machinery or equipment, no visible emissions are permitted.22 Spray-on paints, decorative mate­ rials, and weatherproofing are not regulated. 60 expected to result in no more than one-tenth of the elevated asbestos air concentrations that occurred previously. Exposures from Disposal of Asbestos Products and Wastes Solid wastes produced from the manufacture and use of asbestoscontaining products and from demolition-*can be emission sources, and m atteii-i in the past, these waste materials were often disposed of without regard to their emission potential. Moreover, their disposal may result in the mingling of asbestos-containing wastes with municipal wastes in open dumps, thus creating a long-term emission source. Industrial asbestos wastes include process wastes such as dust, slurries, waste from overspraying, and mill tailings; waste collected by air control equipment (e.g., the dust from sawing, grinding, drilling, etc. that is vented to control devices); scrap; and emptied asbestos shipping bags. This latter item, the bags in which the milled fiber is received, is an asbestos-containing waste common to almost all manu­ facturers of asbestos products. If the bags are not shredded and incor­ porated directly into the product mix, they are incinerated or disposed to landfill, sometimes sealed in plastic bags. Occasionally, they may be treated like nonasbestos wastes and result in exposures to unknowing handlers.23 Water may become polluted with asbestos fibers in manufacturing, particularly in the paper and cement product industries, and during use in wet cyclones for cleaning exhaust gases from factories. The slurry waste from such processes may be directed either into settling ponds and -the water recirculated (the dried waste disposed to land), or it may be dumped directly into convenient sewers, rivers, or lakes.33 in either case, but especially in the latter, it can contribute to contamination of the environment with asbestos. The results of a survey of waste disposal methods used by asbestos products manufacturers show that 37% of 97 plants surveyed used dumps for wastes and that 13.4% used landfills. (The remainder reuse. *See also Reference 19. ^For years, asbestos has been incorporated into material such as insula­ tion, cement sheet, roofing, and floor tiles and used in constructing industrial and commercial buildings and ships. (For the most part, single-family residences contain only small amounts of asbestos insula­ tion.) When such buildings and ships are demolished, areas of loosened asbestos, especially from insulating materials, are open to the ambient air and can emit fibers. Obviously, demolition will continue to be a source of emissions in the future, requiring control measures. 61 IBRG 0933 sell, store or wet-slurry their wastes.) Of greatest concern from the standpoint of emissions are those wastes that are disposed to uncovered dumps. Asbestos mills generate vast quantities of waste. Whereas a large manufacturing waste disposal site may have a surface area of 12,000 square meters (about 3 acres), a large mill tailings disposal site may be 400,000 square meters (about 100 acres). Mill waste may contain from less than 1% asbestos by weight, as in the case of the Vermont mill, to over 30% asbestos, in some California operations. Obviously, there also are opportunities for asbestos emissions from the disposal of nonindustrial wastes, which constitute the majority of asbestos wastes disposed to land (Figure 3). Most notable of these wastes are those generated by the renovation and demolition of ships and buildings, which may contain large amounts of friable asbestos insula­ tion as well as many other asbestos products. Three studies of asbestos concentrations in air near asbestos waste dumps, all conducted prior to the establishment of EPA standards in the fall of 1975, have been published.13,19,34 it is apparent from these studies that atmospheric asbestos concentrations in the vicinity of waste disposal sites, often in urban areas, are considerably higher than background concentrations—perhaps 10 to 1,000 times higher—and may even approach occupational levels. (The revised EPA asbestos standard that went into effect after these data were recorded may help reduce emissions.)35 Exposures of Asbestos Workers' Families Families of persons employed in the asbestos industry may be sub­ jected to asbestos contamination that augments their exposures from other sources. Workers may bring asbestos fibers home on their skin or clothing or on equipment such as lunch boxes and automobiles. Atmos­ pheric concentrations of asbestos in the homes of asbestos workmen have been reported to be 100-500 nanograms per cubic meter,28 concentrations similar to estimated concentrations in the vincinity of asbestos mines and mills and much higher than the 0.09 to 70 nanograms per cubic meter reported in some U.S. cities.*1^»15 Exposure to Asbestos in Drinking Water Drinking water is one of the possible routes by which humans are exposed to asbestos. Contamination of drinking water may be due partly *It is known that occupants of households of asbestos workers have elevated rates of asbestosis and mesothelioma.36 62 BRG 0934 to erosion from natural deposits of serpentine and other asbestoscontaining materials found throughout the United States, as noted pre­ viously in this chapter ("Redistribution and Fate of Asbestos in the Environment"). Substantial contamination may also result from improper disposal of asbestos wastes. These wastes may be effluents that are directly discharged into water systems, or they may be released to the atmosphere or disposed of on land and subsequently join the water system. Another potential contaminator of drinking water is the piping and pumping of municipal water distribution systems. About 200,000 miles of asbestos-cement pipes are used to carry water to U.S. consumers, and the pipes provide a source of asbestos fibers from leaching and erosion.'>38 Gaskets and insulation used in treatment and in pumps are other possible contaminators. The major difficulties in determining the asbestos content of water are discussed in Appendix C. Furthermore, most of the analyses that are available are for "grab" samples—samples of a few liters of wate/ that are taken from one source at one time. The degree to which grab sam­ ples represent the characteristics of an entire municipality's water supply over location and time could be questioned—some municipalities receive their water from several sources, and seasonal and climatologi­ cal variations can change the asbestos content of water.*" For this monograph, data on the concentration of asbestos in drink­ ing water were extracted from 9 different published studies, represent­ ing 105 water supplies in the United States.6,7,39-45 (See also Appen­ dix E.) An effort was made to select data only for finished drinking A study of asbestos concentrations in two water systems using asbestoscement pipes revealed average increases of 0.074 and 0.004 micrograms of asbestos.respectively per liter of water at the tap.? Laboratory tests conducted by the EPA37 and Johns-Manville? on sections of asbestos-cement pipe also have shown increased concentrations of fiber in water. However, a recent (February 1978) report showed no signifi­ cant release of chrysotile asbestos from asbestos-cement pipe exposed to the action of "moderately agressive" water.38 ^In San Francisco, water from other sources is supplemented by water from a reservoir that is located in a chrysotile rock area. (Recall also the study mentioned previously that showed higher asbestos fiber counts in Philadelphia and Atlanta water supplies during periods of high river flows in the surrounding regions.) Further, a study pub­ lished in 1974 found that the amount and mineralogical nature of sus­ pended solids in the Duluth water supply is most evident when heavy rainfalls are followed by an increase in the amount of suspended solids resulting from river runoff and shore erosion.39 63 water—some of the samples were taken from taps in the water supply system; others were taken at municipal water stations. Also, only studies in which electron-microscope measurements were made are included. The cities in the studies were not selected to be representative of U.S. cities; indeed, some were selected because asbestos was suspected to be in their drinking water. Chrysotile fibers, amphibole fibers, or both were found to be present in 56 of the 105 water supplies. Fiber concentrations in indi­ vidual samples varied between the lower limit of detection and 130 mil­ lion electron-microscope-visible fibers per liter (for only two cities did the samples range over 40). Mass asbestos concentrations in indi­ vidual samples varied between below-detectable and 800 micrograms per liter (for only three cities did the samples range over 60).* Exposure to Asbestos in Foods and Drugs Asbestos contents of food and drugs have not been wellies tablished to date, and the FDA has no regulations concerning the content of asbestos in foods and nonparenteral drugs. Foods may be contaminated during their agricultural phase from asbestos in air and soil and from asbestos impurities in talc used as a pesticide vehicle. Uptake of contaminated water by plant roots, as well as deposition of contaminated water directly onto leafy surfaces by sprinkler irrigation, are possibilities, but no published litera­ ture has been found to substantiate them. One instance of accidental contamination of food in the course of transportation has been docu­ mented. 46 ;■ Processed foods may become contaminated with asbestos either from water used in their preparation or from the use of asbestos filters, adhesives, rubber, and resins in processing and packaging.47 Foods for which asbestos filters are used may include beer, wine, liquors, fruit juices, sugar, lard, and vegetable oil.48 Asbestos filters have also I been employed to process cider, condiments, drinking water, mouthwashes, syrups, tonics, and vinegar.49 ; ; ; The authors of one study found between 1.1 and 6.6 million electron-microscope-visible fibers per liter in U.S. and Canadian beer, and between 1.7 and 12.2 million fibers per liter in Canadian soft drinks. They also reported between 1.8 and 11.7 million fibers per liter in wines from various parts of the world.50 in another study, i between 13.1 and 24.0 million fibers per liter were found in one BRG 0936 manufacturer's gin; the water used in the processing of gin contained between 3.3 and 8.7 million fibers per liter.51 Any estimate of the quantity of asbestos consumed with food must be purely speculative since virtually no concentration data have been reported. The FDA has reported that under test and market conditions certain foods contained less than 10 ppb asbestos.52 Asbestos filters also have been used in the processing of drugs and “blood plasma. But since April 1975, as noted in Chapter I, the FDA has disapproved their use in preparing parenteral drugs and bio­ logies. Asbestos filters may be used, however, in the manufacture of nonparenteral drugs and their ingredients. Talc, which may contain asbestos as an impurity, has been used in the manufacture of medicinal capsules and tablets and has found various other uses in medicine and dentistry.53-55 Also, talc may be added to processed foods, either directly as an ingredient or indirectly as a form release agent or as a constituent of packaging materials.56-66 Chapter VI CONTROL OF THE ASBESTOS HAZARDPHYSICAL CONTROL Three program approaches for controlling the adverse health effects of asbestos fibers in man's environment are presented in this and the following two chapters. These approaches are: • Physical control of human exposure to asbestos fibers—i.e., reducing the contact between man and the fibers • Medical surveillance—measures taken by physicians and other health-care personnel in behalf of asbestosexposed persons • Education—ultimately, of course, of persons exposed to asbestos fibers so that physical and medical con­ trol measures will be of maximum effectiveness, but also education of persons who are in a position to motivate those who are exposed, and other persons with responsibilities for asbestos-control measures. Reducing the extent of contact between asbestos fibers and man can be accomplished by actions discussed in this chapter. Such actions include: (1) engineering of the materials, processes, and facilities for utilizing asbestos commercially; (2) administrative measures that relate to the persons who might be exposed; (3) improvement of work practices; (4) control of emissions and asbestos wastes; and (5) con­ trol during transportation of asbestos raw materials and products. The chapter includes a section on the application of control measures in several specific manufacturing and consumer industries. Engineering Measures Control of airborne asbestos fiber by engineering methods is not greatly different from the control of other solid particulate matter having a similar aerodynamic size, though some special problems and technologies may be involved. Engineering control methods include: • Enclosure • Exhaust ventilation • Isolation 67 BRG 0938 Plant design Treatment of asbestos Substitution of alternative materials. Enclosure Unless borne by wind, dust particles, even when impelled at extremely high velocities, travel only a short distance in air—a few inches at the most. This behavior is particularly true of asbestos fibers, due to their low mass and aerodynamic characteristics. Because of the short travel distance, a good start toward control of asbestos dust generated by machine operations is enclosure or hooding. However, enclosures must often have openings, to permit manual operation of a machine or so that the machine may otherwise carry out its function. Hence, there must be a continual inflow of air into the unit at suf­ ficient velocity to prevent the escape of asbestos dust. For many operations, an intake velocity of 200 feet per minute at the face of an enclosure is adequate. Enclosures for high-velocity wheels or operations involving very large parts require special care in design. Exhaust Ventilation Adequate exhaust ventilation, with negative pressure, must be pro­ vided for enclosed areas to remove airborne fibers. The design of a proper exhaust system is critical and should be accomplished by persons who are experienced in the principles of air movement and other important aspects of ventilation-system design. Dusts for asbestos operation carry air at velocities ranging from 3.000 to 5,500 feet per minute. The lower velocities are used where relatively small concentrations of well-divided fibers must be carried, such as in the dust-control systems at textile plants. The higher velocities are used where space is restricted and where larger pieces of material must be carried, as in dust systems for machines that cut and shape brake shoes or asbestos-cement pipe. Most systems, including lowpressure penumatic conveying systems, function well at velocities of 4.000 to 4,500 feet per minute. All parts of asbestos control systems should be maintained under negative pressure to prevent leakage of dust into the plant from loose joints and open seams, as well as to ensure adequate collection at hood faces. Another major consideration in a plant's ventilation system is the provision of make-up air—the amount of make-up air introduced should slightly exceed the amount of air exhausted. A mechanical air 68 BRG 0939 supply system, rather than "natural" room ventilation, is preferred and, in most cases, necessary to achieve the necessary ventilation per­ formance . Many specifications for duct contruction design may be found in Industrial Ventilation issued by the American Conference of Governmental Industrial Hygienists.! Even with a ventilation system that is designed and built according to good engineering principles, periodic measurements must be made to determine that the system is adequately balanced and performing accord­ ing to design. Such measurement include: • Static pressure • Air flow • Supply, capture, and conveying velocities • Fan performance. Frequent measurements are essential, since plugging and wear can cause variations in the balance and, hence, efficiency of the system. Isolation "Dirty" operations in the asbestos industry are frequently isolated to minimize human exposure to asbestos fibers. For some operations, particularly vibrating screens and bagging at asbestos mills, such engineering measures as ventilation and enclosure have not been able to reduce airborne asbestos levels below the two-fiber time-weightedaverage limit, thereby necessitating isolation. In addition to reducing fiber levels through a plant, there are other advantages in isolating asbestos-fiber-emitting operations and restricting access to them: (1) an employee working at a dusty opera­ tion is not so likely to relax his adherence to restrictive work prac­ tices if he is separated from fellow employees who are working freely at operations that present no exposure hazard; also, isolation can (2) reduce costs for local exhaust ventilation, and (3) make for more efficient housekeeping. Unloading and storage of asbestos is another candidate for isolation because of dust from bags that are inevitably perforated by in-transit shifting or careless loading. Such bags should be repaired—or the asbestos rebagged—and vacuum-cleaned within the boxcar before being 69 liCfr 'rj” Vy-fvt'iivy'’• “1"' "r‘“ 0940 transferred to the warehouse. Also, of course, careful unloading is required to minimize bag breakage. Bag-opening stations, as well as being enclosed and ventilated, should be isolated from other operations in the mixing or compounding area. The emptied bags themselves should be "isolated" by being rolled up within the opening station's ventilation hood and put into either a clean, sealed bag, a shredder, or a tube that conveys emptied bags to an isolated, enclosed, central collection point from which they are ulti­ mately disposed of in sealed containers. (In some industries, bags can be mixed with other material and submersed into the manufacturing pro­ cess .) Plant Design Not often is industry afforded the opportunity of designing and constructing a plant to specifications that place such hazard control measures as isolation and dust control at the forefront o£/priority. As a rule, process flow efficiency, quality control, and cost factors receive higher priority. But enlightened management is aware that efficiency, product quality, and cost savings do not necessarily con­ flict with design for health and safety. An ideal design for isolating a dusty work area is one in which entry can be made only through locker and clothes-change rooms. Two locker rooms, separated by a shower room should be provided—one for street clothes, the other for work clothes and protective equipment. Interposing a shower bath between the two locker rooms makes taking a shower at the end of a shift more likely. (See Figure 3.) The contaminated change room should be under negative pressure, with the exhaust air directed to a suitable collecting system. Air flow between the two locker rooms should be toward the contaminated room. If connecting doors between change rooms and shower are self-closing and well sealed, it may be possible to use the separating shower room as an air lock. Some other important considerations in designing for asbestos fiber control are: • Engineering a dusty operation so that it can be handled by as few employees as possible. • Including a protected observation area next to an isolated work area so that entry of supervisory personnel and visitors can be kept to a minimum. 70 ".M-iwwaiai BRG 0941 g is (- z UJ 5 UJ a z < cc DC < CC UJ 5 o x CO s' O o cc cc UJ * o o _J co UJ cc D O |BRG 0942 • Planning the layout so that airflow into hoods, enclosures, and other exhaust equipment is not disturbed by drafts from fans, windows, and doors. Off-set doors with indirect, right-angle entries help to deflect and diffuse incoming air currents. • Constructing interiors such that beams, pipes, and ledges do not serve as areas where airborne asbestos can settle. Treatment of Asbestos There are various methods of treating loose asbestos to reduce fiber emissions. One of the most effective is wetting. Although not applicable to operations that will not tolerate moisture, such as the manufacture of friction products, wetting can be used in mining and milling and in the construction industry. At present there is one asbestos mill in the United States that utilizes wet processing. At this mill, asbestos is separated from heavier rock through a series of flotation devices. It is then col­ lected between pillow filters and extruded and dried in pellet form, or it is fluff-dried and packaged as loose fibrous material. Dust control is needed only for pelletizing and bagging the finished product. Use of pelletized asbestos, which can be pumped pneumatically into enclosed railroad cars and unloaded through gravity release at its destination, has been tried in the manufacture of friction products and textiles but with little success. These products require long fibers, but pelletizing breaks fibers into shorter, unusable, lengths. The shorter fiber length of pelletized asbestos should present less of a problem in the manufacture of other asbestos-containing products. A recent method of treatment to reduce airborne fibers in the asbestos textile industry is the application of polymer to asbestos yarn.2 Such a coating, however, is not useful where the inherent sur­ face characteristics of asbestos fibers are required, particularly when the fibers are to be bound in a matrix with other materials. Treatment of asbestos with anti-dusting agents may be helpful. These agents are viscous liquids that are applied to dry asbestos by spraying or mixing. The fibers are then dried at room temperature. This procedure retains the performance criteria of untreated asbestos.-* Substitution Although the use of asbestos is well entrenched in many important applications, it is likely that substitution will play some future role in reducing the health hazards from asbestos. For example, one of 72 BRG 0943 the largest asbestos users, the U.S. Navy, has issued an "Instruction" that asbestos not be used in construction, overhaul, repair, and mainte­ nance where suitable alternative materials have been designated. Materials that have been investigated as possible alternatives to asbestos include: Fibrous glass Steel wool Rock wool Kaolin wool Slag wool Exfoliated vermiculite Silica Cellulose Potassium titanate Ceramics Sintered metals Carbon fibers Few alternative materials have proved as satisfactory as asbestos due to lack of strength, heat resistance, flexibility, or durability, or because of cost. Moreover, since attention has been drawn to the possibility that inhaled fibers other than asbestos may be carcinogenic,4 it is essential that the toxicity of proposed asbestos substitutes be evalu­ ated. ‘ In certain industrial processes where asbestos is used as a binder, less toxic materials have been substituted with little effect on the quality of the product. This has been the case in the manufacture of rubber, plastics, and various adhesives and cements. Similarly, less asbestos might be used in paints, coatings, caulks, sealants, and joint fillers. Satisfactory asbestos substitutes have been developed for a variety of reinforced plastics and resins and for insulating materials. For critical insulating applications, however, the strength and heat resistance of asbestos cannot be duplicated economically. Not many replacements have been found for asbestos in paper pro­ ducts in which the heat resistance, chemical inertness, and electrical and insulating properties of asbestos are highly valued—products such as mill board, roofing felts, pipe coverings, fine quality electrical and insulating papers, and asbestos-latex flooring felts. Glass cloth, felt, and thread have found limited application in roofing and floor­ ing underlayments, but in the majority of these paper products, asbes­ tos fibers are still used. Two of the more successful asbestos substitutes, soda-lime-silica and high silica glass fibers, are viewed briefly below. Soda-Lime-Silica Glass Fibers Soda-lime-silica glass filaments, made by highly refined processes involving the use of platinum dies, are of high quality and uniform size. Some are less than one-half micron in diameter and are adaptable to highly specialized uses, such as weaving into fabrics. Glass fibers will not burn, but they will soften and coalesce at temperatures which vary according to the composition of the glass. Their heat and moisture resistance is limited by the organic film applied to them during manufacture to improve processing and to reduce breakage during subsequent plying and weaving operations. (Without such a coating, the fibers are more brittle and self-abrasive.) Hightemperature properties are impaired to some extent, but the fibers will withstand temperatures up to 1,200°F. Exposure of very fine glass fibers to water vapor results in relatively rapid deterioration, making them less resistant than asbestos to the effects of steam and moisture. Attempts to use them in place of asbestos in asbestos-cement products have been unsuccessful because of a chemical reaction, between the glass and cement, that decomposes the fibers. Glass fibers are efficient thermal insulators in'types of equip­ ment, such as stoves and refrigerators, where conditions are not corrosive Their high tensile strength, greater thermal stability compared with organic fibers, and electrical resistance make them suitable for elec­ trical insulation. Glass fiber is used in conjunction with asbestos, or as an optical alternative material in Navy shipboard cable.^ A glass-asbestos cloth designed during World War II to extend the supply of asbestos textile fibers has continued in use as a covering on thermal insulation applied to piping on naval vessels. It is woven with a plied yarn, having one strand each of glass and asbestos. Glass fabrics or combined glass-asbestos fabrics have some advantage over asbestos textile products because they are lighter and stronger, but they are generally less resistant to flexure, abrasion, and chemical action. Fabrics made of interwoven glass and asbestos yarns are being made in many weights and colors for use as theater curtains and fireproof draperies. As a substitute for asbestos in friction equipment, glass fiber has, in general, given unsatisfactory results, chiefly because of the poor abrasive characteristics of glass. High-Silica Glass Fibers Glass fibers approximating vitreous silica in composition are superior to soda-lime-silica glass fibers in resistance to the 74 BRG 0945 action of water vapor and high temperature. They are difficult to manu­ facture, however, because fused silica is extremely viscous at its melting point (1,725°F). Administrative Measures Administrative measures are a complement to engineering control of the hazard in the workplace. Possible administrative measures include (a) limiting the number of employees exposed, (b) limiting the duration of exposure for any given person, (c) restricting smoking and eating in the workplace, and (d) smoking cessation programs.* Limiting the Number of Employees Exposed The number of employees exposed to excessive airborne concentra­ tions of asbestos may be limited by: / • Restricting access to contaminated areas (this measure can also involve engineering design; hence, also see "Isolation" and "Plant Design" further on in this chapter) 4 Reducing to a minimum the number of persons handling asbestos • Conducting particularly dusty operations during shifts where the number of persons in the plant is at a minimum. Smaller numbers of continuously exposed employees are more easily and effectively trained, controlled, and protected than a larger group that is only casually and occasionally exposed. Limiting the Duration of Exposure for Any Given Person As noted previously, the OSHA standard for asbestos is an 8-hour time-weighted average of no more than 2 fibers, greater than 5 Another administrative measure, which has been used in the British dye­ stuffs industry in connection with cancer control,^ would be to give preference to job applicants who are of an advanced age and who have not previously been occupationally exposed to asbestos. The reasoning here is that the risk of developing asbestos-related cancer during the em­ ployees' lifetimes will be somewhat reduced. However, while this meas­ ure may have some basis in theory with regard to lung cancer, It does not take into account other asbestos-related diseases or even the pos­ sible aggravation of adverse health conditions not normally considered to be asbestos-related. Moreover, there are other ethical and economic considerations that would need to be explored. Still another possible administrative measure—giving preference to job applicants who do not smoke (because of the greater risk to smokers)—would appear to be sub­ ject to the same considerations. 75 BRG 0946 micrometers in length per milliliter of air; also concentrations must never exceed 10 fibers per milliliter. This means that during any single shift, employees may be exposed to airborne asbestos levels above 2 fibers per milliliter so long as such excursions are compensated for by equivalent reductions in exposure, except that in no instance can the exposure exceed 10 fibers per milliliter. As an example: employees on a shift can be exposed for 4 hours to an airborne asbestos level of 4 fibers per milliliter, which is equivalent to a 2-fiber exposure for 8 hours, as long as they are subject to zero exposure for the remainder of the day. The remaining four hours of the shift would be covered by employees who had received zero exposure during the first half of the 8hour day. Or, for example, a worker could be exposed to an air­ borne level of 9 fibers per milliliter for 1 hour, as long as he was exposed to a level of no more than 1 fiber per milliliter for the remaining 7 hours of the shift. Control of exposure using averaging is deficient in af number of respects since, in effect, it is assumed that: (1) exposure levels will remain constant, not fluctuate; (2) the worker receives no asbestos exposures, on or off shift, other than those associated with his work; (3) 2 fibers per milliliter greater than 5 microns in length is that level at which, for practical purposes, there is zero physiological response; and (4) the submicron fibers present but not counted are unimportant form a toxicity standpoint. Other assumptions are that a sufficient work force is available for required alternation of person­ nel, and that economics (increased payroll) is not a factor. Restrictions on Smoking and Eating For any toxic materials, a strong corporate stand should be estab­ lished against the practice of eating, drinking, or smoking on the job. These activities should be restricted to a designated, clean location visited only after established decontamination procedures have been followed. If such action represents a change in policy, the change should be clearly and frankly explained as a step being taken to pro­ vide a safe work environment. It is noted in a recent publication that asbestos fibers longer than 5 pm having a length-to-diameter ratio greater than 3 (using 430x phasecontrast light microscopy) account for approximately 2% of all asbestos fibers present in industrial settings and that, hence, every fiber greater than 5 pm in length corresponds roughly to an actual fiber count of 50.7 76 ' iiipiJ'J! BRG 0947 Smoking Cessation Programs Because of the interaction of tobacco smoking and working around asbestos in producing lung cancer, and since smoking is a health hazard in its own right, a smoking cessation program might be undertaken as a cancer control measure. Unfortunately, however, the various programs that have been tried have rarely brought about significant long-term cessation, although smoking rates have been reduced. It is possible that recent moves of federal and state governments to restrict smoking in public places* and public-service media campaigns to educate the pub­ lic on the hazards of smoking could improve the efficacy of cessation programs. Various approaches to smoking cessation are discussed in Appendix E of this monograph with a view to providing a broad perspective of the available options. If it is decided that a smoking cessation program should be undertaken, the discussion should be of help to the health­ care worker in selecting an appropriate program. / Work Practices, Including Housekeeping and Use of Personal Protective Equipment Changes in work practices often may be the most cost-effective way of reducing occupational exposure to asbestos. Some of the ways in which work practices may be modified include: • Mixing asbestos mortar in closed polyethylene bags rather than in mortar boxes or buckets. • Maintaining central fabrication shops from which insulation material is sent to the field for installation with minimal on-site cutting or sawing. • Permitting power tools to be used only in central shops. • Using single-point cutting and chipping tools, rather than saws or cutting equipment using abrasion. • Jettisoning polyethylene bags into the product mix when possible. • Substituting vacuuming for the blowing off of machines and equipment with compressed air. • Good housekeeping (as discussed in more detail below). • Use of personal protective equipment (also discussed below). Since 1976, 19 states have passed a total of 23 antismoking ordinances that restrict smoking in public places of recreation, waiting rooms of health facilities, and restaurants. 77 Housekeeping Good housekeeping is essential to reducing levels of airborne asbestos. Waste materials such as rejects, scrap, shavings, or other debris should be picked up and placed in plastic bags. At the end of a shift, these bags should be taped shut, labeled as to the hazard con­ tained therein, and disposed of. Asbestos dust on floors, ledges, equipment, overheads, and other plant surfaces can become airborne when disturbed by drafts or work activity, and it should be removed. Sweeping is not the way to remove it, however, because the fine fibers are entrained into the air and deposited on remote ledges, pipes, and other inaccessible surfaces. Nor is wet mopping a satisfactory way of cleaning, since it tends only to spread the dust around. Vacuum cleaning is the recommended method— preferably a central vacuum system. Personal Protective Equipment The control measures previously discussed in this chapter can sig­ nificantly reduce exposure to asbestos fibers, and they must be employed first. If, however, these measures are not sufficient, or if an unex­ pected event creates a potential for exposure greater than the maximum permitted, personal protective equipment will be necessary. To reiter­ ate, respirators and protective clothing must always be available, but they should never serve as a replacement for engineering control mea­ sures . Respirators Respirators may always be necessary during the cleaning or repair of exhaust ductwork or during manual shakedown of collection bags In baghouses. Also, this form of protection may be the only feasible method of controlling asbestos exposures during the removal of thermal insulation or the application of some asbestos products. The use of respirators is not to be taken lightly, however. Since the devices place a burden on the respiration of the wearer—and, at best, are a nuisance—a determination must be made as to whether an individual can use the equipment and perform whatever work it is that he is assigned to do. Factors that must be considered in such a deter­ mination include: physiologic/physical ones such as oxygen needs for the task, hair, beards, and glasses; medical conditions that may be present such as pulmonary or cardiovascular disease; and psychological disposition toward wearing a respirator. I The type of respirator needed—for example, powered versus man-powered—will be dictated by the preceding factors as well as by the 78 U.I.IPM! Tswsaip BRG 0949 concentration of airborne asbestos fiber.® (The concentration of fiber should always be rechecked whenever there are significant changes in process, control, worksite, or climate.) Respirators require proper fitting, maintenance, and cleaning to be effective. The elements of an acceptable respirator program are set forth by the American National Standards Institute (New York) in ANSI Standard Z88.2-1969 "American National Standards Practices for Respiratory Protection." Protective Clothing Special clothing, not to be worn outside the workplace, should be worn by all asbestos workers—not only to protect them, but to curtail exposure of other persons. The most satisfactory basic protection is afforded by coveralls, preferably made of cotton-polyester material—cotton alone cannof be used, because static build-up causes fibers to adhere to the cloth tenaciously. Disposable paper coveralls, although they are compara­ tively inexpensive and they eliminate the potential for exposure of laundry workers, are easily torn or perforated by body movement, chemi­ cal action, or sparks. Moreover, some types of paper suits are hardfinished and nonporous, almost airtight, and they can lead to heat stress if worn over street clothes. The coverall garment should be onepiece, without pockets, cuffs, or rolled edges, and with adequate clo­ sures for necessary openings. Coveralls should be clean each day and must never be worn away from the plant. A head covering is also required, and lightweight paper surgical-type caps are satisfactory. Hard hats do not prevent the accu­ mulation of fibers in the hair, and, where the hats are required, a paper cap should be worn under them. Foot coverings, in the form of canvas booties, rubber galoshes, or safety shoes, are also needed. Either form is satisfactory as long as they are not worn away from the plant. Street clothes and personal effects should be kept in a "clean conditions" room, and work clothes and protective equipment should be kept in a "contaminated locker" room. (See Figure VII-1.) When personnel leave a restricted work area they should enter the "contaminated locker" room and remove clinging asbestos fibers by using a vacuum equipped with a filtered exhaust system. Protective equipment should be removed (respirators last) and deposited in the "contaminated locker" room lockers. The worker should then shower and put on his personal outer clothing in the "clean conditions" room. If laundering of work clothing is done by an outside laundering service, rather than in the plant, the laundry service should be advised in writing of the asbestos hazard. When collected for laundering, the clothing should be vacuum-cleaned, dampened, packed in plastic bags, sealed, and clearly marked "Asbestos Contaminated Clothing—Wet Before Handling." Control in Specific Manufacturing and Consuming Industries Following are some observations on exposure control as it relates specifically to several major asbestos manufacturing and using indus­ tries and to demolition and rip-out. Generally speaking, control of asbestos exposure outside of mining, milling and manufacturing indus­ tries is difficult—persons at risk are less aware of the hazard and of proper work practices, and, moreover, engineering controls and personal protective equipment may be lacking. Asbestos Textile Production Control of asbestos exposure during production of asbestos textiles has presented a greater problem than during the manufacture of other asbestos products. In part, this may be due to the use of machiner that was originally designed for processing other, less toxic, fibrous materials. Fiber preparation—which involves fluffing, grading, beating, and combing and which generates heavy concentrations of dust—is followed by the mixing of asbestos with another material such as cotton or rayon. Dust from these operations must be controlled by enclosures and venti­ lation. Carding, twisting, spinning, weaving, and braiding of fibers are dry processes which, by their physical arrangement, are very difficult to enclose and ventilate, and it appears that current technology cannot eliminate excessive exposure from these operations. Control of tempera­ ture and humidity and general room ventilation have been used to reduce exposures. It is usual practice to keep the ventilated room at a slightly positive pressure to help maintain proper temperature and humidity, and since the rate of air change is often as frequent as 80 one complete change every 6 minutes, before cleaning. it is necessary to recycle the air Asbestos Paper Since much of the paper-making process involves wet materials, little dust is created. Drying is usually accomplished by passing the wet sheet over steamheated rollers, which gradually remove the moisture. The low-pressure, high-exhaust-volume hoods that are used to collect the water vapor and to transport it away from the drying paper also serve to remove any asbestos dust that may be released during the dry­ ing operation. Bulk packaging of paper products by winding them on spools, reels, or beams is a dry operation, but local exhausts and vented area hoods are effective dust-control measures for this operation. In general, the use of hydropulpers with pulpable bags; proper ventilation rates; and the control measures mentioned previously will serve to maintain asbestos exposure in paper making at acceptable levels. Asbestos-Cement Pipeand Sheet The prime point for application of control procedures in the manufacture of asbestos-cement pipe and sheet are at the mixing vat into which dry asbestos is introduced and in which the asbestos is agitated and at the final stage where the finished product is cut, machined, buffed, and packaged. (The addition of water, sand, and cement curtails dust exposure in the interim stages.) Local exhaust ventilation with carefully designed enclosures are essential for proper dust control at the critical exposure points. Automotive Brake and Clutch Repair The greatest exposure to asbestos during repair of automotive brakes and clutches occurs when brake drums are cleaned by blowing them with compressed air and when brake linings are ground and beveled. Brake drums should be vacuumed instead of blown out. Grinding and beveling operations will have to be controlled by enclosure and exhaust ventilation. Construction Control of exposure to asbestos fibers in building construction is difficult since few operators are sufficiently localized to permit the 81 use of enclosures or exhaust ventilation. General room ventilation coupled with respiratory protection are the only means of preventing excessive exposure to fibers that may occur during necessary on-site sawing or shaping of asbestos products such as insulation; mixing and application of asbestos patching, taping, or spackling compounds; and sanding and finishing of spackling, tape, or floor tile. Generally, the application of floor tile, roofing, and siding does not require extraordinary control procedures, since asbestos fibers are securely embedded in the product and little or no dust is created. A vacuum device installed on the periphery of a sanding wheel to evacu­ ate dust and fibers would help maintain low levels of exposure and recharging of fibers into the air from the work area can be controlled by careful housekeeping. Much of the exposure in the building industry has been reduced by substitituions for asbestos-containing materials, and further emphasis on using alternative materials is anticipated as awareness of the health hazard of asbestos fibers increases. Demolition and Rip-out of Asbestos-Containing Insulation The potential for exposure to asbestos fibers during demolition of ships and buildings and during rip-out of asbestos thermal insulation is high. Insulating materials that contain asbestos have been used less and less in recent years but, because there is so much asbestos material already in place and because dust control during demolition and rip-out is difficult, these operations will remain potentially hazardous for years to come. The following measures will help to reduce the hazard: • Airborne dust can be reduced considerably by soaking the insulation—nonabsorbent surfaces punctured to permit water to be introduced, and absorbent surfaces soaked by a fine, low-pressure water spray so that dust does not arise from the impingement of the water upon the surface. • Insulation should be removed, if possible, by sawing or cutting with tools fitted with dust collecting devices rather than by tearing away. • Materials removed should not be allowed to fall to the ground but should instead be placed in bags for disposal. • Slurries of waste that fall must not be allowed to dry— they should be removed while still wet. • If possible, a high-capacity exhaust system should be employed at the work site. • Where wetting and exhaust ventilation are not possible, control efforts should be directed toward isolating the hazardous operations. 82 BRG 0953 Control of Emissions to the General Environment Air Pollution Control Methods for controlling asbestos emissions to community air are similar to those for controlling any particulate matter, with some variations due to the special characteristics of asbestosSince oper­ ations that generate asbestos fibers are usually conducted under nega­ tive pressure, careful cleaning of the air in the ventilating system will adequately control general air pollution. However, while the air-cleaning methods mentioned below may be adequate for many asbestosrelated activities, they are not practical for use in demolition or rip-out. Control of general air pollution in this case is limited to use of water sprays. The most useful control method is fabric filtration, and design parameters for successful systems have been published.9-12 The effi­ ciency of fabric filter units used to collect asbestos fibers ranges from 95% to 99.9% on the basis of weight. These units operate dry, and removing the filters and packaging them for disposal can be a dusty operation, requiring the use of personal protective equipment. Wet collectors—wet dynamic scrubbers and Venturi-type collectors— range in efficiency from 50% to 90%. The fibers collected are in a slurry and may pose a water pollution problem. Usually, the slurry is filtered and the wet fibers disposed of in a suitable container. Mechanical collectors (cyclones) generally operate with the same efficiency range as wet scrubbers, the actual efficiency depending on the size, design, and energy expended. Although the fibers collected are dry, many of them are fractured, thereby limiting their further use. Because the fibers are dry, personal protective equipment may be required when they are removed from the collectors for disposal. Because they require no power other than to move air and they have no parts to wear out other than the collector shell,2 mechanical collectors are econom­ ical to operate and maintain. Electrostatic precipitation has proved to be less effective than other air-pollution-control means for asbestos fibers—yielding, at the best, 70% efficiency. Water Pollution Control Until recently, little attention was directed toward the waste waters associated with asbestos manufacturing, and there is virtually no published information on such waters. The number of plants is not large, and the volumes of wastes have been relatively small. Furtherroore: a significant amount of process water in manufacturing operations is recirculated, most plants have some form of waste treatment, and many plants are situated where they can discharge the process waste 83 waters to municipal sewers. Recently, however, increased concern over asbestos fibers in the air has resulted in (1) conversion of some dry processes into wet ones and (2) use of water sprays to control dust from mining and from piles of tailings or gob (low-grade ore), thereby increasing the potential for water pollution. Waste Water Treatment Processes The standard processes for removing suspended-solid wastes from water have been found to be satisfactory for removing asbestos fibers: • Pretreatment—removal of oil, grease, and the larger aggregates of solid matter. • Primary treatment—sedimentation and chlorination • Secondary treatment—biological processes such as aerated lagoons 1 *1 ✓ Tertiary treatment ' • Tertiary treatment—sometimes referred to as "advanced waste water treatment" or "physical-chemical treatment"—is required if the effluent from secondary treatment is not considered satisfactory.-^ The several means of removing suspended solids in tertiary treatment including microstraining, diatomaceous earth filtration, chenp'cal clarification, and deep-bed, granular media filtration. . In microstraining, the waste water is strained through a woven mesh screen on the surface of a rotary drum that revolves on its hori­ zontal axis. As the drum rotates, the solids are strained out of the water and to a position from which they are removed from the drum. Diatomaceous earth filtration is a form of mechanical separat-ion that utilizes diatomaceous earch, a finely powdered filter-aid that is built up (coated) on a supporting medium, to trap solid material. The fibers removed are mixed in with the filter medium, and both must be disposed of. In the chemical clarification process, chemicals such as aluminum, iron, or calcium oxides are added to the water to coagulate fine solids. Coagulation is followed by a flocculation phase, in which particulates are aggregated into larger dumps that will settle. This process if followed by sedimentation, in which the floes that have been previously formed are allowed to settle to the bottom of a settling tank. While some of the solid material will have been removed by sedimentation, the material remaining must be removed by filtration, usually carried 84 BRG 0955 • > i l | out in beds of a porous medium such as sand or coal, or a combination of media such as sand and coal, or sand, coal, and garnet. Control of Asbestos Fibers in Potable Water Supplies The extent of asbestos in the nation's water supplies has not been established conclusively, and it has not been established to what extent ingested asbestos might be harmful to humans. In the meantime, it is the opinion of some researchers that oral intake of asbestos should be reduced as much as possible. •L4’ One method of reducing asbestos concentrations in potable water involves minor modification of standard coagulation/filtration techniques as practiced in most water-treatment plants. Preliminary results show that the number of asbestos fibers could be consistently reduced to below-detectable limits (<20,000 fibers per liter). Even simple filtra­ tion systems have been shown to be partially effective and could prove useful as a low-cost interim measure in areas of high fiber cono'entration. The results of one study indicate that both alum and polyelec­ trolyte coagulation optimize fiber removal and that they can be used with sand filters. This is a definite advantage, since sand filters are used in the majority of filtration plants in North America, and Europe as well.16 During 1974, two diatomite-filter pilot plants operating at 10 gallons per minute removed over 80% of amphibole asbestos fiber from a drinking water source. The turbidity of the finished water was 0.05 or 0.06 FTU (Formazin Turbidity Units), with over 95% of the fiber removed. Removal of amphibole fiber seemed to be significantly better than that of chrysotile fiber.1^ The pilot plant study suggests the following conclusions applicable to the filtration of Lake Superior Water at Duluth:• • Several filter operating conditions can result in 95% to 98% removal of asbestiform fibers. Conditions pro­ viding the best filtered water would involve the use of either alum-coated Hyflow Super Cel (or equivalent grade) as body feed and precoat, or alum-coated C-512 filter aid (or equivalent grade) as precoat plus a continuous coagulant feed of Cat-Floe B polymer to the filter influent water. • The operating data indicate that vacuum diatomite filters are significantly more expensive as a means of producing filtered water and that they would be very difficult to operate under conditions of high turbidity. • A least-cost-design analysis of several alternative plants suggests that a plant designed for a 20-year life and for a turbidity of 1.9 FTU equalled or ex­ ceeded only 5% of the time could produce 30,000,000 gallons of water per day at a cost of 5.56c per 1000 gal. It is suggested in the study that the best pro­ tection against price increases for filter-aid would occur if the filtration plant were designed for a water turbidity of about 2.5-3.5 FTU. Waste Disposal The greatest hazard associated with asbestos solid waste is the potential for air emissions arising from improper handling and from improper final disposal. At each step in the handling of the solid waste material—whether the waste is to be concentrated, isolated, dis­ posed of, reused, or otherwise treated—hazards to the waste handlers may arise. Hence, asbestos-containing wastes must be treated with the same respect accorded asbestos products and their production. The most desirable general waste management options, priority, are:18 in order of • Waste reduction—by reducing the amount of asbestos used, substituting less-hazardous material, and making the process more efficient. • Waste separation and concentration—segregating hazardous and nonhazardous wastes. • Waste recovery—reusing the material. • Secure ultimate disposal—disposal to landfill in a way that precludes future reentrainment. The most important aspects of controlling asbestos solid waste are discussed in the paragraphs that follow: (a) identification, (b) sep­ aration, (c) secure transport, and (d) secure ultimate disposal. Identification Obviously, there can be no control measures directed at asbestos solid waste if asbestos has not been identified as part of the solid waste stream issuing from a plant—identification and then tracking asbestos-containing materials as necessary. Separation* The source of asbestos-containing waste having been identified, that waste should be separated from nonhazardous wastes, taking care to prevent exposures to workers during separation. For holding small quan­ tities of dry asbestos wastes, the most generally satisfactory containers are heavy-gauge, impervious plastic bags. Asbestos may also be disposed of as a slurry, provided the slurry does not dry between collection and disposal. Secure Transport Waste must be transported to the ultimate disposal site with­ out producing emissions. In practice, this means that community (public or private) disposal services cannot be relied upon unless they are aware of the hazard and of proper handling procedures, and unless they can provide closed conveyance to the ultimate disposal site. If waste is disposed of on the premises of a plant, employees of the facility will likely be familiar with handling precautions. The integrity of the waste container must be maintained. Care must be taken not to rip or tear plastic bags, and more-permanent waste containers such as cans or bins must have tight-fitting lids that will not come off during transit. Secure Ultimate Disposal : The only disposal of asbestos waste that can be considered "secure ultimate disposal" is depositing it in a site that is covered with a layer of nonasbestos-containing waste or earth that is at least 15 centimeters deep if an adequate vegetative cover is also established and maintained, or 60 centimeters deep if there is no such vegetative cover. Emissions from waste may also be controlled by (1) maintaining a resinous or petroleum-based dust-suppression cover at the site, or (2) by wetting the waste with water and sealing it in an impermeable container before disposal.^ Covering waste with soil and planting vegetation does not require as much care as is needed for maintaining a disposal site with dust-suppression agents; hence, it is the more desirable control method in most cases. Control During Transportation The transportation of asbestos ore from mine to mill is generally not a significant source of airborne asbestos fibers, although private See Chapter IV, Occupational Exposure, applications. 87 for additional details and mine-mill roads may be paved with tailings from which fibers can be liberated when trucks pass by. Some of these emissions can be reduced by tarring, sprinkling, or treating the roads with dust-suppressing chemicals. EPA regulations permit no visible emissions from mine or mill roadbeds. Manufactured asbestos products not firmly embedded in a matrix,* such as asbestos textiles or spray asbestos materials, should be either: • Transported and stored in enclosed, areas impermeable, sealed • Wetted and covered with tarpaulin or similar material to prevent drying • Appropriately packaged—packaging that is leakproof and durable enough to withstand abrasion or puncture during normal handling, and that bears easily visible labels that warn persons about the hazard. Areas used to transport or store asbestos not appropriately pack­ aged should not be used at the same time to transport or store other goods. Such areas should be posted with signs warning of the asbestos hazard. Before the areas are used to transport or store goods, accum­ ulations of asbestos fiber should be removed thoroughly, preferably with a vacuum cleaner having a high-efficiency filter. Personnel working in or near areas used to transport or store regulated asbestos that is not appropriately packaged should follow the protective procedures outlined earlier in this chapter. Manufactured products containing asbestos firmly embedded in a matrix— asbestos cement, asphalt, plastics, and the like—may not reasonably be expected to result in asbestos air concentrations that are high enough to warrant packaging. 88 Chapter VII CONTROL OF THE ASBESTOS HAZARD-MEDICAL MANAGEMENT A means of limiting, in the industrial population, diseases that can be somehow related to asbestos is to recognize during a preemploy­ ment examination persons who have increased risk for these diseases by virtue of other attributes they possess and to recommend that they not be hired for jobs involving asbestos exposure. Those workers necessarily exposed to asbestos should be enrolled in a medical monitoring program. In this way, hopefully, asbestos-related diseases, disorders predispos­ ing to these diseases, and conditions likely to be aggravated by asbes­ tos exposure can be detected early enough so that removal from’exposure or medical intervention may successfully limit their course. Neverthe­ less, asbestosis may progress even after removal from asbestos expo­ sure, and screening programs for the early detection and treatment of lung cancer have not yet proved to be more than marginally beneficial. Composition of the Workforce The extent to which discovering and not hiring certain high-risk persons for jobs involving asbestos exposure can be put into effect in any particular situation will be limited, inevitably, by social and political considerations. Each industrial physician must develop his own program for dealing with these matters in relation to preemployment examination policy. The desired net effect of the employment screening approach is to assemble and maintain a workforce whose combined average risk of devel­ oping disease, with exposure to asbestos, is less than what it would be were it to include persons whose individual risks, even without occupa­ tional asbestos exposure, are relatively higher. The approach would be expected to be most effective in relation to those diseases for which evidence of a causal role of asbestos is most convincing and the magni­ tude of the problem is greatest—lung cancer, mesothelioma, and asbes­ tosis. Summarized below are some considerations for applying control 89 IBRG 0960 over the industrially exposed population by excluding from employment certain individuals on medical grounds. Lung Cancer Lung cancer is the most frequent of cancers related to asbestos exposure and today exacts the heaviest mortality of any asbestosrelated disease. Several risk factors for lung cancer have been identified: • Cigarette smoking greatly increases the mortality from lung cancer, and, based on present knowledge, it is the most impor­ tant single risk factor. • A history siblings, magnitude cigarette • Prior occupational exposure to carcinogens affecting the lung also may reasonably be expected to enhance the risk of lung cancer in an asbestos worker. Such carcinogens include arsenic; chloromethyl ethers; chromium; coal tar, petroleum, and byproducts; creosote; mustard gas; nickel; radium; and uranium. • Nonmalignant respiratory disease may increase the risk of lung cancer. Pulmonary fibrosis has been noted in association with lung cancer in persons with scleroderma®an{j certain rare hereditary diseases of the lung such as fibrocystic pulmonary dysplasia®and congenital cystic disease of the lung.? Several of lung cancer in a first-degree relative—parents, offspring—has been shown to confer almost the same of risk of lung cancer for the general population as ^ smoking, and, together, both factors are synergistic. reports have associated an excess risk of lung cancer with chronic bronchitis, after taking into account differences in smoking habits.®-*® However, such studies have often employed broad smoking categories and have neglected such important vari­ ables as duration of smoking and extent of inhalation.*^ Perhaps most convincing was the finding of a substantial excess mortality attributed to nonmalignant respiratory diseases among nonsmoking blood relatives of lung cancer cases that was not present among case spouses.*® And significantly higher rates of impaired forced expiration have recently been found among never-smoking relatives of patients with lung cancer or chronic obstructive pulmonary disease when compared with neighborhood controls. Experiments with animals indicate that individuals with asbestosis may be at increased risk of lung cancer, regardless of level and duration of asbestos exposure.*-* Possible laboratory measures of lung-cancer risk include inducible levels of aryl hydrocarbon hydroxylase and the condition of exfoliated cells in sputum. Aryl hydrocarbon hydroxylase (AHH) is an inducible 90 BRG 0961 enzyme thought to be responsible for converting hydrocarbon carcinogens such as are found in tobacco smoke to an active form. One team of investigators has reported that levels of inducible AHH activity in human tissues appear to be genetically regulated and that patients with bronchogenic carcinoma have higher levels of inducible activity than controls.,17 Inducible enzyme levels, therefore, might indicate among cigarette smokers those individuals at greatest risk of develop­ ing lung cancer. At present, however, there are numerous difficulties with the assay technique even in the most experienced laboratories, and the method is not ready for general use.18 Furthermore, the associa­ tion between levels of inducible AHH activity and cancer has not yet been firmly established.^ Examination of exfoliated cells found in sputum has been used to assess the state of the human tracheobronchial tree. Cancer has been observed to develop after a series of gradual cytological changes occur­ ring over several years. These changes have been categorized into stages of regular squamous cell metaplasia, various degrees of a typical squamous cell metaplasia, carcinoma in situ, and invasive carcinoma.20 The more severe the cellular changes, the greater is the likelihqod of developing lung cancer.21 Cytological examination of sputum can be used to complement the use of risk factors listed above since, at any one time, the condition of exfoliated cells must reflect the interrelated effects of all operating risk factors, age, and latency. A great limi­ tation to the widespread use of this technique at present is the paucity of laboratories capable of accurate cytologic interpretation of sputum samples.22 Persons with any of the risk factors for lung cancer or close sputum examination reveals cytopathology of severity equal to or greater than moderate atypical squamous cell metaplasia would best not be hired for jobs involving asbestos exposure.* Mesothelioma Little is known about susceptibility to mesothelioma, an important cause of mortality in asbestos workers. Persons who have had an H 3 The evidence that asbestos is causally related to laryngeal cancer is highly suggestive, but not as overwhelming as it is for lung cancer and mesothelioma. Therefore, the exclusion from employment of individuals with other risk factors for this disease would probably be less bene­ ficial. It should be noted, however, that except for family history, the risk factors identified for lung cancer generally apply to cancer of the larynx. Risk of laryngeal cancer has, in addition, been corre­ lated with alcohol consumption.23-25 xhis cancer is rare, and most susceptible persons will have been screened from employment in efforts to exclude persons with elevated risk of lung cancer. 91 BRG 0962 asbestos-related pleural effusion may be at great risk, asbestos exposure should be prevented. 26 and further Asbestos is Exclusion from employment of those persons most susceptible to disease would likely prove more efficient for asbestosis, for which exposure to asbestos is a necessary factor, than for lung cancer or mesothelioma, for which it is not. However, despite suggested effects of cigarette smoking,27 immunological response,28,29 and specific HL-A antigens,30 risk factors for asbestosis have not been established,31 and there is to date no method for identifying from medical testing or questioning those individuals who are more susceptible to asbestosis. Because of the potential adverse effects of further respiratory disability from asbestosis in individuals with existing chronic res­ piratory disease, it would be prudent not to hire such persons for jobs involving asbestos exposure. , Early Detection and Treatment of Asbestos-Related Diseases In general, treatment of asbestos-related diseases, even when detected early, is far from satisfactory. Cure is rarely possible, and oftentimes death or severe disability supervenes despite the best of efforts. Furthermore, programs for early detection and treatment run the risk of instilling a false sense of security, which may detract from more primary efforts to prevent disease by controlling exposures. This must be kept in mind during the subsequent discussion. A suggested protocol for preemployment and follow-up medical examinations of asbes­ tos workers is given in Table 7. Lung Cancer Screening programs, which rely on roetgenograms and symptom ques­ tionnaires at intervals of six months have been notably unsuccessful in improving the changes of survival from lung cancer.32, 33 The Phila­ delphia Pulmonary Neoplasm Research Project reported a 5-year survival rate of only 12% of individuals whose tumors were detected within 6 months of a negative roentgenogram, as against 4% in those whose tumors were detected more than 6 months afterward. A semiannual screening program conducted among residents of Veterans Administration domiciliaries and consisting of stereoroentgen films, questionnaires, and sputum cytology slides reported a 3-year post­ operative survival of only 12%.21 This study documented a considerable 92 BRG 0963 Table 7 MEDICAL EXAMINATIONS FOR ASBESTOS-EXPOSED WORKERS Preemployment Questionnaire: medical history, family history, history of smoking* and consumption of alcoholic beverages, occupational history Physical Examination: concentrating on the oral cavity, chest, and abdomen and including a digital examination of the rectum Spirometry: including measurements of vital capacity, forced vital capacity, and forced expiratory volume at one second Chest X-ray: posteroanterior and lateral views (14 x 17 inches) Sputum Cytology Follow Up Nonsmokers, Ex-Smokers, and Smokers Who do not Inhale • No More Than Mild Atypical Sputum Cytopathology: ometry, chest X-ray, and sputum cytology a yearly questionnaire, spir­ • More Than Mild Atypical Sputum Cytopathology: a yearly questionnaire and spir­ ometry; chest X-ray and sputum cytology every 4 months • 40 Years Old and Older, At Least 20 Years from Onset of Asbestos Exposure: add fecal occult-blood testing and an examination of Che oral cavity every 6 months Smokers Who Inhale • Less than 15 years from Onset of Asbestos Exposure: -No more than mild atypical sputum cytopathology—a yearly questionnaire, spir­ ometry, chest X-ray, and sputum cytology -More thqn mild atypical sputum cytopathology—a yearly questionnaire and spir­ ometry, chest X-ray and sputum cytology every 4 months • 15-20 Years from Onset of Asbestos Exposure: -No more than mild atypical sputum cytopathology—a yearly questionnaire and spirometry; chest X-ray and sputum cytology every 6 months -More than mild atypical sputum cytopathology—a yearly questionnaire and spir­ ometry; chest X-ray and sputum cytology every 4 months • More Than 20 Years from Onset of Asbestos Exposure: -Less than 40 years old—a yearly questionnaire and spirometry; chest X-ray and sputum cytology every 4 months -40 years old and older—add fecal occult-blood testing and an examination of the oral cavity every 6 months. Since smoking is such an important risk factor, breath should be sniffed for tobacco odor; and in situations where the reliability of smoking histories is in doubt, levels of expired air carbon monoxide or serum thiocyanate may be used to distinguish cigarette smokers from nonsmokers. Sources: Protocol modified from the Mt. Sinai School of Medicine, Environmental Sciences Laboratory Pulmonary Surveillance Program for Asbestos Exposed Workers. 93 JJSBUUJUaHI - BRG 0964 rshmJI amount of inter- and intra-observer variability in the interpretation of sputum smears and chest X-ray films, but noted that the addition of positive and suspect sputum cytopathology increased the sensitivity of the screening method by about 50% without significantly compromising its specificity.21,34,35 Currently, large detection and follow-up programs are under way at the Mayo Foundation, Johns Hopkins University, and Memorial SloanKettering Cancer Center to evaluate the efficacy of sputum cytologic examinations, chest X-rays, and questionnaires administered every four months. At the Mayo Lung Project each chest X-ray is reviewed by three physicians individually; and check roentgenography for patients having follow-up examinations at the Mayo Clinic itself consists of posteroanterior (PA) stereoroentgenograms and 350-kV PA views, as opposed to conventional PA and lateral films.36,37 In the presence of normal chest X-rays, if a single sputum speciment contains frankly cancerous cells or if repeated specimens from the same individual contain markedly atypical cells, procedures to localize a tumor are set into motion. Detailed radiologifc and radio­ isotope studies are undertaken, and a thorough otolaryngologic examina­ tion is made to rule out cancer of the upper respiratory tract. If localization is not achieved, a meticulous endoscopic investigation follows utilizing fiberoptic bronchoscopy, succeeded if necessary by bronchographic studies.36 Initial results from the Mayo Lung Project suggest that no more than a third of detected cases of lung cancer may be expected to sur­ vive five years or more. However, more observation is needed in order to determine actual rates of survival. Roentgenographically occult tumors, which are likely to be centrally placed, were generally smaller and had a better postoperative prognosis. Most newly diagnosed lung cancers (64%) were detectable by chest X-ray alone, and only 13% of cancers detected after an initially negative screen were first noted as the result of clinical symptoms.36,37 Whatever the outcome of the current detection and follow-up pro­ grams, certain limitations will apply: • Some individuals should be ineligible for screening because of inability to tolerate pulmonary resection or unwillingness to undergo operation if it becomes necessary.38-40 To screen such persons not only would be wasteful, but also might ultimately contribute to lowering the morale of other par­ ticipants in the screening program—that is, whether or not the death of a screening participant was due to inability or unwillingness to be operated on, it might be regarded by others as a failure of the program. 94 itfi 4ipip»igpjPiMgj8|» BRG 0965 m • A considerable number of persons may discontinue participation in the screening program because of retirement, termination of employment, or other reasg^s. Since the incidence of lung cancer increases with age and has been found in one study to be higher among screening dropouts,3® there is reason to believe that persons who discontinue participation in a screening pro­ gram may in fact be at greater risk. • A certain proportion of screening examinations will be found to be incomplete or technically unsatisfactory.^ • Once a cancer has been detected, there will inevitably be a delay until localization and operative resection. The greater this delay, the less the potential benefit that can accrue from the screening program. • It will be difficult to extrapolate from results obtained at premier centers of medical care to likely results in an average industry program. (The difficulty in finding laboratories cap­ able of accurate sputum cytologic diagnosis has already been mentioned.) / • The considerable financial expense of a screening program and the drain on available time of medical care personnel should not be overlooked. • Despite screening, some cancers will not be detected early; and despite early detection, certain cancers will be inoperable or have a poor prognosis. A not-inconsiderable percentage of persons who will have been successfully operated on to remove a lung cancer will develop a second tumor. 36 Despite these limitations, medical screening remains the only means of assisting the unfortunate individuals destined to develop asbestos-related diseases and should not be abandoned. The use of sputum cytology to distinguish persons of heightened susceptibility to lung cancer for removal from asbestos exposure or for motivation to quit smoking deserves to be tested. Screening examinations remind the workers of the health hazards of his job and may be used to enlist his cooperation in improving work practices as well as in changing detrimental personal habits. It is suggested that programs for early detection of lung cancer in asbestos workers consist of periodic sputum cytologic examinations, chest X-rays, and symptom questionnaires administered according to a schedule which varies with age, risk of lung cancer, and time elapsed since first exposure to asbestos (see Table 7). Available medical facilities that are competent in localizing and resecting lung cancer should be identified in advance of the program to minimize time taken from detection of cancer to operation. Emphasis must be placed on proper check roentgenography, since chest X-rays alone should detect 95 IBRG 0966 asbestos-related pleural effusion may be at great risk, asbestos exposure should be prevented. 26 and further Asbestos is Exclusion from employment of those persons most susceptible to disease would likely prove more efficient for asbestosis, for which exposure to asbestos is a necessary factor, than for lung cancer or mesothelioma, for which it is not. However, despite suggested effects of cigarette smoking,27 immunological response,2°.29 and specific HL-A antigens,30 risk factors for asbestosis have not been established,31 and there is to date no method for identifying from medical testing or questioning those individuals who are more susceptible to asbestosis. Because of the potential adverse effects of further respiratory disability from asbestosis in individuals with existing chronic res­ piratory disease, it would be prudent not to hire such persons for jobs involving asbestos exposure. Early Detection and Treatment of Asbestos-Related Diseases In general, treatment of asbestos-related diseases, even when detected early, is far from satisfactory. Cure is rarely possible, and oftentimes death or severe disability supervenes despite the best of efforts. Furthermore, programs for early detection and treatment run the risk of instilling a false sense of security, which may detract from more primary efforts to prevent disease by controlling exposures. This must be kept in mind during the subsequent discussion. A suggested protocol for preemployment and follow-up medical examinations of asbes­ tos workers is given in Table 7. Lung Cancer Screening programs which rely on roetgenograms and symptom ques­ tionnaires at intervals of six months have been notably unsuccessful in improving the changes of survival from lung cancer.32, 33 The Phila­ delphia Pulmonary Neoplasm Research Project reported a 5-year survival rate of only 12% of individuals whose tumors were detected within 6 months of a negative roentgenogram, as against 4% in those whose tumors were detected more than 6 months afterward. A semiannual screening program conducted among residents of Veterans Administration domiciliaries and consisting of stereoroentgen films, questionnaires, and sputum cytology slides reported a 3-year post­ operative survival of only 12%.21 This study documented a considerable BRG 0963 Table 7 MEDICAL EXAMINATIONS FOR ASBESTOS-EXPOSED WORKERS Preemployment Questionnaire: medical history, family history, history of smoking* and consumption of alcoholic beverages, occupational history Physical Examination: concentrating on the oral cavity, chest, and abdomen and including a digital examination of the rectum Spirometry: including measurements of vital capacity, forced vital capacity, and forced expiratory volume at one second Chest X-ray: posteroanterior and lateral views (14 x 17 inches) Sputum Cytology Follow Up Nonsmokers, Ex-Smokers, and Smokers Who do not Inhale • No More Than Mild Atypical Sputum Cytopathology: ometry, chest X-ray, and sputum cytology a yearly questionnaire, spir­ • More Than Mild Atypical Sputum Cytopathology: a yearly questionnaire and spir­ ometry; chest X-ray and sputum cytology every 4 months • 40 Years Old and Older, At Least 20 Years from Onset of Asbestos Exposure: add fecal occult-blood testing and an examination of the oral cavity every 6 months Smokers Who Inhale • Less than 15 years from Onset of Asbestos Exposure: -No more than mild atypical sputum cytopathology—a yearly questionnaire, spir­ ometry, chest X-ray, and sputum cytology -More th§n mild atypical sputum cytopathology—a yearly questionnaire and spir­ ometry, chest X-ray and sputum cytology every 4 months • 15-20 Years from Onset of Asbestos Exposure: -No more than mild atypical sputum cytopathology—a yearly questionnaire and spirometry; chest X-ray and sputum cytology every 6 months -More than mild atypical sputum cytopathology—a yearly questionnaire and spir­ ometry; chest X-ray and sputum cytology every 4 months • More Than 20 Years from Onset of Asbestos Exposure: -Less than 40 years old—a yearly questionnaire and spirometry; chest X-ray and sputum cytology every 4 months -40 years old and older—add fecal occult-blood testing and an examination of the oral cavity every 6 months. Since smoking is such an important risk factor, breath should be sniffed for tobacco odor; and in situations where the reliability of smoking histories is in doubt, levels of expired air carbon monoxide or serum thiocyanate may be used to distinguish cigarette smokers from nonsmokers.^ Sources: Protocol modified from the Mt. Sinai School of Medicine, Environmental Sciences Laboratory Pulmonary Surveillance Program for Asbestos Exposed Workers. 93 mm BRG 0964 amount of inter- and intra-observer variability in the interpretation of sputum smears and chest X-ray films, but noted that the addition of positive and suspect sputum cytopathology increased the sensitivity of the screening method by about 50% without significantly compromising its specificity.21,34,35 Currently, large detection and follow-up programs are under way at the Mayo Foundation, Johns Hopkins University, and Memorial SloanKettering Cancer Center tx> evaluate the efficacy of sputum cytologic examinations, chest X-rays, and questionnaires administered every four months. At the Mayo Lung Project each chest X-ray is reviewed by three physicians individually; and check roentgenography for patients having follow-up examinations at the Mayo Clinic itself consists of posteroanterior (PA) stereoroentgenograms and 350-kV PA views, as opposed to conventional PA and lateral films.36»37 In the presence of normal chest X-rays, if a single sputum speciment contains frankly cancerous cells or if repeated specimens from the same individual contain markedly atypical cells, procedures to localize a tumor are set into motion. Detailed radiologifc and radio­ isotope studies are undertaken, and a thorough otolaryngologic examina­ tion is made to rule out cancer of the upper respiratory tract. If localization is not achieved, a meticulous endoscopic investigation follows utilizing fiberoptic bronchoscopy, succeeded if necessary by bronchographic studies.36 Initial results from the Mayo Lung Project suggest that no more than a third of detected cases of lung cancer may be expected to sur­ vive five years or more. However, more observation is needed in order to determine actual rates of survival. Roentgenographically occult tumors, which are likely to be centrally placed, were generally smaller and had abetter postoperative prognosis. Most newly diagnosed lung cancers (64%) were detectable by chest X-ray alone, and only 13% of cancers detected after an initially negative screen were first noted as the result of clinical symptoms.36,37 Whatever the outcome of the current detection and follow-up pro­ grams, certain limitations will apply: • Some individuals should be ineligible for screening because of inability to tolerate pulmonary resection or unwillingness to undergo operation if it becomes necessary.38-40 To screen such persons not only would be wasteful, but also might ultimately contribute to lowering the morale of other par­ ticipants in the screening program—that is, whether or not the death of a screening participant was due to inability or unwillingness to be operated on, it might be regarded by others as a failure of the program. 94 BRG 0965 • A considerable number of persons may discontinue participation in the screening program because of retirement, termination of employment, or other reasg^s. Since the incidence of lung cancer increases with age and has been found in one study to be higher among screening dropouts,-^ there is reason to believe that persons who discontinue participation in a screening pro­ gram may in fact be at greater risk. • A certain proportion of screening examinations will be found to be incomplete or technically unsatisfactory.^ • Once a cancer has been detected, there will inevitably be a delay until localization and operative resection. The greater this delay, the less the potential benefit that can accrue from the screening program. • It will be difficult to extrapolate from results obtained at premier centers of medical care to likely results in an average industry program. (The difficulty in finding laboratories cap­ able of accurate sputum cytologic diagnosis has already been mentioned.) / • The considerable financial expense of a screening program and the drain on available time of medical care personnel should not be overlooked. • Despite screening, some cancers will not be detected early; and despite early detection, certain cancers will be inoperable or have a poor prognosis. • A not-inconsiderable percentage of persons who will have been successfully operated on to remove a lung cancer will develop a second tumor.^6 Despite these limitations, medical screening remains the only means of assisting the unfortunate individuals destined to develop asbestos-related diseases and should not be abandoned. The use of sputum cytology to distinguish persons of heightened susceptibility to lung cancer for removal from asbestos exposure or for motivation to quit smoking deserves to be tested. Screening examinations remind the workers of the health hazards of his job and may be used to enlist his cooperation in improving work practices as well as in changing detrimental personal habits. It is suggested that programs for early detection of lung cancer in asbestos workers consist of periodic sputum cytologic examinations, chest X-rays, and symptom questionnaires administered according to a schedule which varies with age, risk of lung cancer, and time elapsed since first exposure to asbestos (see Table 7). Available medical facilities that are competent in localizing and resecting lung cancer should be identified in advance of the program to minimize time taken from detection of cancer to operation. Emphasis must be placed on proper check roentgenography, since chest X-rays alone should detect 95 IBRG 0966 the majority of lung tumors; ’ sputum cytology is more effective in detecting centrally placed tumors^fi whereas asbestos workers may more likely develop peripheral lung cancers (adenocarcinomas).^1 film must be read independently by more titan one physician especially Each chest trained to detect early lung cancer and qualified in the ILO/U/C classification of radiographs of pneumoconioses. Laryngeal Cancer Asbestos workers with clinical symptoms of hoarseness or pain or soreness of the throat should be referred to an ear, nose, and throat specialist for a detailed otolaryngologic examination of the upper respiratory tract. Mesothelioma At present, mesotheliomas are uniformly fatal. Neither radical surgery, radiation, nor chemotherapy prolongs survival; in-'fact, these modes of treatment may be harmful. Since no useful therapy is avail­ able, screening for early detection beyond what may be done to detect lung cancer is of no clinical value. Invasive diagnostic procedures should be kept to a minimum and management restricted to the relief of pain and breathlessness.43,44 Cancers of the Alimentary Tract Fecal occult-blood testing has been used an an annual screening device to detect colorectal cancer in asymptomatic men and women 40 years old and older.^5 Positive tests have been obtained from persons with cancer of the stomach, small intestine, colon and rectum, and, to a lesser extent, from persons with benign gastrointestinal lesions.46* Persons with positive results should be referred to a gastroenter­ ologist for further studies, which may include endoscopy, cytology, biopsy, and radiology. Early detection and excision of a colorectal and gastric cancer, it has been noted, may result in 5-year survival rates as high as 90%, compared with overall national averages of 40% and 10%, respectively.^9,50 False positives can be reduced considerably by using guaiac-impregnated filter paper slides in conjunction with a diet hivh in residue (to stimulate bleeding from existing lesions) and free of red meat and high peroxidase foods (e.g., horseradish and beets). Vitamins and aspirincontaining medications should also be avoided.^5,47,48 96 Asbes tosis I Periodic comparative chest X-rays and pulmonary function tests (see Table 7) will improve the chances of detecting early asbestosis. Many abnormalities, however, are nonspecific, and it will be difficult to determine if these reflect early asbestosis or are merely related to smoking or aging.51 Pleural thickening or plaques in an asbestos worker must always be suspected as evidence of a biological effect related to inhaled asbestos.52 Persons with early asbestosis or with pleural thickening should be removed from asbestos exposure and referred to a chest physician for careful follow up. / Chapter VIII CONTROL OF THE ASBESTOS HAZARD—EDUCATION t r\ Vi, Asbestos was the subject of the first occupational safety and health standard issued by the Department of Labor, following passage of the OSHA Act of 1970. But although the standard has been amended since (to change the allowable airborne exposure concentration), no specific directive has been included regarding education or training of super­ visors or employees. However, in standards subsequently promulgated for a number of carcinogens—including vinyl chloride, the subject of another control monograph by the National Cancer Institute*—there are particular / requirements specified for employee training and indoctrination in, for example, the following: nature of the carcinogenic hazard, nature of the operation involving the carcinogenic agent; recognition of conditions that may release the agent; purpose and application of decontamination practices; emergency practices and procedures and the employee's specific role in them; and purpose and application of the medical surveillance program.^ It would appear that a comparable mandate should exist for work with asbestos. Goals of Education Implicit in the fundamental goal of controlling the human carcino­ genic- hazard from asbestos are several goals of education—increased knowledge of: • Work processes involving asbestos and the potential for fiber emissipns • The physical characteristics of asbestos, so as to understand its dispersion and potential for inhalation • Diseases that may result from exposure to asbestos fibers and how these diseases are manifested The reader is advised to read the section on "Educational Control" in the cancer control monograph Vinyl Chloride, since some of the infor­ mation presented there complements the material presented here with regard to the asbestos-control situation. Among the topics discussed there are "Understanding 'Risk;'" review of a National Academy of Sciences study on informing workers and employers about occupational cancer; and an outline of an on-going vinyl chloride education program that embodies some of the approaches discussed here with regard to asbestos. 99 |BRG 0969 • The concept of "risk" • Reasons for, and methods of, environmental monitoring • The purpose and nature of engineering and work practice control methods as discussed in the previous chapter (exhaust ventila­ tion, personal protective devices and clothing, personal hygiene, etc.) • The elements of medical surveillance and the reasons for it • The role of related factors in disease production, smoking. such as Modes of Education—The Written and the Spoken Word Of the two modalities employed in delivering health messages, the written word and the spoken word, the written word is far less effective. It lacks the elements of concern, warmth, dedication, and personal in­ terest of the instructor, and there is no opportunity for question and discussion. Furthermore, the efficacy of the written word depends on the reading skills of the reader. However, if one must reach hundreds of employees at once the written word might have to be used but, even then, it should be as a reinforcement to the oral mode of communication. One good opportunity for oral communication is when the physician and an employee review the results of the employee's periodic medical examination. Attention is then focused on one individual—one who is, at the same time, full of foreboding and apprehensiveness, nurtured by misunderstanding, folk beliefs, inadequate information, and rumor. The physician at this time can clarify medical terms, give meaning to test results, and suggest changes in work habits and life styles. Most oral communication will take place at group education sessions. In some employment jurisdictions, such sessions may be required by labor-management contracts or by law.2 The subjects for presentation may be mandated; selected solely by the occupational health staff; or, perhaps most effective, chosen through joint consultation of health personnel with department heads, plant manager, and trade union offi­ cials . Education must go beyond a pro forma attempt to meet mandated requirements. As recommended by a special committee of the National Research Council,2 provision must be made for the worker to acquire more information than is provided by the "package" of educational material. He, the worker, must be assured that his questions will be answered, if not during the information session, then later by telephone, 100 T fJ ! letter, or consultation with a member of the occupational health staff or someone equally knowledgeable. An excellent forum for group health education is during the orien­ tation of new employees. The occupational health staff should use the occasion to discuss the purposes of the preplacement medical examina­ tion recently completed, to describe available health services, and to explain engineering controls, work practices, and use of personal pro­ tective equipment. Pursuit of a health problem in the future will be facilitated by this initial introduction. Ill* lie The Educators Persons from a variety of backgrounds may be involved in the educa­ tion effort—physcians, nurses, health educators, industrial hygienists, safety specialists, and others. Physicians Physicians that teach usually do so in institutions of higher learning, where they can remain comfortable with a technical lexicon and oral shorthand. It takes greater effort and more time to describe medical disorders and risk factors to a layman in terms he can under­ stand, yet this must be the charge of the physician, particularly the specialists in occupational medicine pulmonary disease. Pulmonary disease specialists, in particular, as they become more knowledgeable about asbestos-related diseases, must inform their col­ leagues in the medical community of diseases. For in spite of a growing body of pertinent literature, many physicians remain uninformed about, and unsuspecting of, asbestos-related diseases. Many chest physicians are members of lung associations, and such membership can provide many opportunities for the education of fellow medical practitioners as well as lay community leaders. Also, when necessary, the pulmonary disease specialist could assist the occupational physician in educational pro­ grams for industry. Nurses Health education has long been recognized as a primary function of the occupational health nurse and an area in which she can make a considerable contribution. The nurse often has a closer relationship with the employee than does the physician and therefore may have greater influence on changing the employee-patient's behavior. Whereas the advice of the medical director might be interpreted as the biased word 101 pUJNJJ>4fMUUpi .1) J ©RG 0971 of management, a skilled nurse utilizes every patient visit as an opportunity for presenting material relevant to health behavior. Health Educators (Communication Specialists) Professionally trained health communicators may be found in the larger occupational health programs of industry. As full-time personnel in the medical facility, they have been able to learn the mission of the organization, to become acquainted with work processes, to identify problems or concerns peculiar to the work population, and to absorb the "shop patois." This background puts the health educator in an excellent position to communicate successfully with the employee. Industrial Hygienists The industrial hygienist is an integral part of the occupational health staff. Whereas the occupational physician has expertise in the recognition, evaluation, and control of diseases relating to environ­ mental hazards in the workplace, the industrial hygienist is trained to recognize, evaluate, and control the environmental hazards themselves. One aspect of this responsibility is the education of the working com­ munity. The industrial hygienist informs workers about measures to control physical hazards and motivates them to do what they can to min­ imize personal exposure and to assist in improving the work environment. Union Health and Safety Specialists In recent years, a small but increasing number of trade unions have appointed full-time staff persons in the area of occupational safety and health. These individuals may be extremely influential, because they know the issues and supporting data well and can communicate information to their locals by means of periodic letters, memoranda, newsletters, or reprinted presentations.12 Industrial Safety and Other Training Specialists Ever since the birth of the safety movement in the United States, specialists in accident prevention have conducted educational programs for employees. Although most of these efforts have related to physical trauma, some slight redirection could channel them toward the preven­ tion of asbestos-caused disease. In addition to training in safety, there may be company training programs in other subject matter, from management skills to technical 102 craft apprenticeship information. Training specialists who conduct such programs might also assist in health-hazard education. Science/Medical Writers Medical writers on the staffs of large daily newspapers and other periodicals might be asked to a plant to be made familiar with the con­ tent of a medical surveillance program, to be apprised of health survey results, and to be updated on general occupational health activities. If a good working relationship evolves, chances will be improved that reports are in-depth and accurate, and the result could be yet another avenue for education of the worker. Target Groups for Education As indicated, there are many target groups within industry for whom instruction in prevention of asbestos disease is needed. The language in the OSHA occupational safety and health act of 1970 direct training toward both the employer and the employed and, in addition, there are trade union officials, retirees and other former workers, workers' families, and miscellaneous persons in the community at large. Managerial and Supervisory Personnel Managers should be as familiar, or even more familiar, with the risks of the materials they ask their workers to handle and with preven­ tive measures, medical surveillance, and the other areas of knowledge listed at the beginning of this chapter under "Goals of Education."' There is often an unusual climate in which to educate managers about asbestos-related disease. That is, a number of executives and line managers have risen from the ranks, so that at the inception of their careers they, themselves, worked with asbestos fiber. Hence, any occupational health procedure draws special attention because such managers know of the latency period before manifestation of disease. Their concern is as great as that of newly employed mechanics' helpers, while, at the same time, their literacy level is probably higher. However, while they may know that the fiber is hazardous, they might not be as familiar with aspects of the problem as they should be, and they should receive as much medical and industrial hygiene information as they can absorb. Because he is at the level of management closest to the worker, a well-informed supervisor should be particularly effective in IBRG 0973 modifying the behavior of workers since he will be in a position to motivate rather than commanding or invoking the sanction of regula­ tions . Workers in the Asbestos, as Well as Other, Trades While workers in the asbestos trades are obvious targets of educational efforts, there are other workers who may be exposed to asbestos and who, therefore, should be informed of the asbestos hazard and how to minimize it. These workers include those who dismantle ships and buildings, welders, painters, electricians, carpenters, marine machinists, shipfitters, machinists, and automotive brake and clutch repairmen. Petirees and Other Former Workers Because of the long delay in manifestation of asbestos-related disease, it is necessary to maintain contact with retirees and with persons who have left work with asbestos to obtain employment else­ where. The asbestos worker cannot be permitted to depart with the misapprehension that if he no longer has contact with that material he is no longer at risk of development asbestos-related diseases. Exit interviews provide an opportunity to emphasize the need for life-time contact and to stress the need for continued medical surveil­ lance. Wherever possible, former asbestos workers should be included in plant programs of health education, smoking cessation, and medical surveillance. Workers’ Families Ip addition to learning about asbestos-related disease, the families of asbestos workers should be informed about the importance of smoking cessation and about the potential contamination by fibers brought home on clothing, equipment, lunchboxes, and automobiles, and in the form of souvenir ore samples. Also, it has been observed that wives who visit with their employee-spouses at the plant physician's office often ask more astute, more penetrating questions than their mates. Communication is good with mixed audiences, and the program of prevention will be strongly reinforced by informed families. Occupational Health Professionals Because there are so many substances, combinations of substances, industries, levels of industry (raw materials, intermediate manufac­ turing, finished product manufacturing and distribution), occupational 104 health personnel are not all-knowing about all hazardous substances cur­ rently in use. For example, with the possibility of asbestos insulation in innumerable buildings being removed during renovation or demolition, it is possible that the health personnel of a company or institution not in the asbestos industry may suddenly be faced with the inauguration of a project to protect personnel against the untoward effects of fiber inhalation. Finally, the ubiquity of asbestos is such that it could be present in a plant without a company's health personnel's knowledge— i.e., through the reworking of asbestos-containing parts or raw materials manufactured elsewhere. Information on the asbestos hazard will sharpen the health professional's index of suspicion, and he will seek out the material's presence throughout the workplace. Assessment of Education's Value* • Every health education program should be validated as to its worth. While a rigorous evaluation may not be possible, there are means by which the effectiveness of an education program might be judged. Although for a work force as a whole, some workers are retiring and some workers are leaving for other employment, small groups can/be tested informally before and after various education segments in which they participated as follows: • Compliance in engineering controls and safe work practices— without giving great visibility to the check-off procedure, workers could be observed prior to and after the educational program to determine if there is a change in their use of engineering control devices or in their compliance with safe work practices. • Compliance in medical surveillance programs—workers often report for chest radiography or pulmonary function testing only after innumerable telephone calls and notices, and im­ proved compliance rate would indicate some success in education. • Basic knowledge appropriate to target group—groups can be preand post-tested for retention of common knowledge expected of workers in daily contact with asbestos. Differences in reading ability, cultural differences and anxiety levels will influence test results, but there should be at least some rough indication of added information or altered behavior. 105 APPENDICES Appendix A ASBESTOS-RELATED AND -ASSOCIATED MINERALS Minerals Other Than Asbestos that May Exhibit Fibrous Structure Mineral Species3 Morphological Characteristics Pyrophyllite Sometimes occurs as radiating needlelike crystals in feldspars, kyanite, and in quartz veins from reef mines. Vermiculite Normally exhibits a flaky structure, but fibrous varieties have been reported. Attapulgite (a clay) / Commonly crystallizes in well-defined fibrous forms. Lepidolite (a mica) Normally fibrous or granular when present as overgrowths on muscovite micas. Minnesotaite (a talc) Commonly fibrous rather than platy. Chamosite Sometimes occurs in the form of minute fibrous crystals, associated with sedi­ mentary iron formations (ironstones) Halloysite (a clay) Frequently occurs with kaoUnite and is characterized by elongated tubular crys­ tals, similar to needles. Holmquistite (an amphibole) Commonly occurs in aggregates and some­ times displays an asbestiform texture. Richterite (an amphibole) Commonly exhibits a fibrous crystallo­ graphic habit similar to asbestos. The first three have important industrial applications; the others are found in connection with commercial mineral operations, where they are normally considered an impurity. A-l Minerals and Rocks Possibly Associated With Asbestos Mineral or Rock Uses Talc Ceramic applications (whiteware, wall tiles, electrical porcelain); extender for paints and pigments; lubricant and filler for cosmetics, and in the preparation and packaging of foods. Phlogopite A member of the mica family, used in a number of electric and electronic applications, such as insulation in air­ craft sparkplugs, and as a thermal insulator.b Chlorite A common constituent of metamorphic rocks; due to its green coloration, is used in construction for aesthetic purposes. Kaolinitic clays Used in ceramics (whitewares, thermal insulators); as a filler or extender in the rubber, paint, and plastics industries; in the paper industry to impart gloss, opacity, brightness, and printability; and in medications. Bentonitic clays (Montmorillonite, Fuller's earth) Drilling muds; as a binder for iron ore pelletizing; in filtering applications; and a filler for paints, cosmetics, pharmaceuticals, and ceramics. Vermiculite Used primarily in the construction industry as an insulator but is also employed in the agricultural and horticultural industries as a soil conditioner. Taconite and simi­ lar metamorphic iron deposits A primary source of iron for the steel industry. Magnesite and Brucite Used as a raw material for magnesia-containing refractories, fluxes, and miscellaneous chemicals and can be used in the production of magnesium metal. Brucite is often associated with magnesite and, as such, is used as a source of magnesia. Marble Metamorphic carbonate rock used for polished stone and other applications in construction and for sculpture Also known as steatite or soapstone. ^Most phlogopite is imported into the United States. Its occurrence in this country is resticted mostly to small, noncommercial deposits and as an impurity in certain marbles. CThe term ''marble” is sometimes used indiscriminately to describe other rocks that can be polished and that have a pleasing appearance; such rocks include the so-called verde antique or serta green, some onyxs, and slates. Verde antique (serta green) is commonly a serpentine and is therefore likely to include chrysotile contaminants. Sources: W.A. Deer, et al. "Rock-Forming Minerals," Longmans Green & Co., 1961 N.W. Hendry, "The Geology, Occurrences and Major User of Asbestos,” New York Academy of Sciences, 132, Dec. 31, 1965. Malcolm Ross, "Geology, Asbestos and Health,” Environmental Health Perspectives, 9, 1974, pp. 123-4. Robert L. Bates, "Geology of the Industrial Rocks and Minerals," Dover Publications, Inc., N.Y., 1969. A-2 SSlSSSi !BRG 0978 •» I O A O m rH ON r-s Vi o\ o ^ H J rH O 3 >s *H NM 43 O ■U x G 60 8 G f G 43 4J joJ G M 3 cd M O 44 G 8 V« 60 Q> O AS G 43 G X G. 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In addition, hypotheses based on trace metal or organic content have fallen out of favor. Because there is no consensus on the attribute(s) that cause cancer and, therefore, no consensus on the appropriate indicator of risk from environmental exposure to asbestos, the "best" monitoring and measuring method will be that which permits the most detailed character­ ization of exposure through measurement of the first four variables—size and shape of individual fibers; number of fibers; total mass of asbestos; and type of asbestos.* * References will be found at the end of this Appendix. C-l In addition to the limitations just mentioned, it has not yet been established whether the time-course of exposure, or dose rate, is significant in determining carcinogenic risk. This leaves open the possibility that it may be just as important to determine peak exposures as to determine time-weighted average exposures. Because of these limitations, and because of the technical difficulties and costs of measurement discussed below, the method of measuring must be chosen judiciously to fit the circumstances: occupational versus general environment; measurement of asbestos concentrations in water versus those in air; monitoring the environment at large versus determining exposures to certain individuals. Also, the methods chosen may differ according to the fiber type that is of concern. Monitoring Devices and Methods The most desirable means of monitoring in general, would be one in which a device could measure directly the asbestos concentration in air, water, or in a bulk sample of material. Such a device, which might be used for continuous monitoring, is not available for most situations, however. Some Limited-Application Monitoring Devices Some devices for measuring general particulate contamination of 8 9 fluids—based upon the piezoelectric balance, Beta-attenuation, or light-scattering principles 10 —may be suitable for monitoring applica­ tions where the asbestos concentration is a known, constant, and relatively large fraction of the general particulate contamination. 11 They are not appropriate for such purposes as asbestos-pollution monitoring in community air, where the total particulate loading will be several orders of magnitude greater than the asbestos loading. 12 Nor are they appropriate in surveys of industrial sites, where the asbestos/total loading ratio and the size of airborne asbestos fibers may fluctuate , markedly. 2 Thus, continuous monitoring is generally rot practicable, and sampling will almost always be necessary. C-2 Monitoring by Membrane Filtration The major method of monitoring in use for environmental media is membrane filtration. The membrane filter method is directly applicable to air, stack gases, -rater, food liquids, and other fluid media. With solid media, it can be used as a final concentration step for fibers that remain after some preliminary digestion procedure. The procedure most commonly used is a single-step filtration, in which all suspended particulate material in the medium is entrapped, together with the suspended asbestos. It is also possible, however, to utilize a dual-filter set-up in which the first (coarser) filter entraps the larger material while allowing much of the smaller material (including most of the asbestos) to pass through to be collected on the second (finer) filter for analysis. 12 Although this dual-filter method has some advantages for applications in which the asbestos concentration is low and concentrations of other particulate material are high, the method cannot be generally recommended because as filter loading increases, the collection characteristics change causing an increasing amount of asbestos fibers to be trapped on the first filter. The filter best-suited for use in most environmental sampling for asbestos is a mixed cellulose-ester membrane filter (similar to those manufactured by the Millipore Corporation), with a mean nominal pore size of 0.45 or 0.8 pm. These filters will remove, from water, 13 99.9% of asbestos fibers present and are estimated to be "...almost 14 100% efficient..." for removal of asbestos fibers from air. For some applications, the "Nuclepore" membrane filters manufactured 12 by General Electric are most appropriate. They are more suitable for scanning electron microscopy of collected samples because of their relatively flat surface and their relative stability in an electron beam. However, they are difficult to use in direct environmental monitoring, because they have a high pressure drop at normal sampling rates and a C-3 tendency to develop static charges,which makes them difficult to handle * after sampling. Measuring Asbestos in Air It is most probable that inhalation of airborne asbestos is attended by greater carcinogenic risk than is ingestion (as discussed in Chapter III). Hence, it is most important that present knowledge of exposure to airborne asbestos, as a function of time for various popula­ tion groups, be refined so that those groups at greatest risk can be ascer­ tained. The biologically effective concentration and deposition characteris­ tics of the particles available for Inhalation (in the breathing zone of the individual) are the critical parameters to be measured. / The biologically effective concentration will be some complex function of fiber number, size, shape, mass, and type of asbestos best correlated with disease. Deposition characteristics (deposition in the airways of of man) are complex and are discussed elsewhere in this monograph (Chapter III). Suffice it to say that the diameter of the individual fiber is the principal controlling variable in deposition, but length is important enough that both should be measured, although this is difficult in practice. Measuring Asbestos in Water The sampling of water to determine asbestos content requires special care if the results are to be representative of potential human exposures. As with air, there are seasonal effects on sources of asbestos and on the distribution of asbestos in a given body of water. Stream flow rates, thermal stratification, sedimentation, and differing source flow rates may all have an effect, as may (for drinking water) the characteristics of the distribution system. The Environmental Measurements Advisory Committee of the EPA has recently been studying the question of measuring asbestos in drinking water. As part of this effort, the Athens (Georgia) Environmental Research Laboratory has developed a preliminary method for such assessment.* * For discussions of membrane filtering that are much more thorough, see References 14, 20, 24, 25, and 26. C-4 In part, the guidelines given there include: "It is beyond the scope of this procedure to furnish detailed instruction for field sampling; waters are applicable. the general principles of sampling There are some considerations that apply to asbestos fibers, a special type of particulate matter. are small, and in water range from .1 pm or more. These fibers Because of the range of size there may be a vertical distribution of particle sizes. This distribution will vary with depth depending upon the vertical distribution of temperature as well as the local meteorological conditions. Sampling should take place according to the objective of the analysis. If a representative sample of a water supply is required a carefully designed set of samples should be taken, representing the vertical as well as the horizontal distribution, and these samples composited for analysis. The sampling container shall be a clean polyethylene, screw-capped bottle capable of holding at least one liter. The bottle should be rinsed at least two times with the water that is being sampled prior to sampling. (Note: sampling containers.) Glass vessels are not suitable as A minimum of approximately one liter of water is required and the sampling container should not be filled. It is desirable to obtain two samples from one location When the bulk water sample has been collected, it is filtered through a membrane filter and the filter prepared further for analysis. Measuring Asbestos in Food The most critical, and yet unresolved issue in measuring asbestos in food is a method to be used in preparing solid or semi-solid food for separation of any asbestos that may be contained. such generally suitable method exists. At present, no Surface contamination (e.g. on rice) may be measured relatively easily by straightforward washing and filtration techniques. with membrane For liquid foods and beverages, simple filtration, filters, is often appropriate, followed by treatment to remove organic co-contamination of the filter surface. C-5 Analysis of Samples—Some Technical and Economic Constraints The most valid analytical methods for complete assessment of asbestos contamination are those methods based upon electron microscopy. This is particularly true for assessment of general community exposure from air or water. In some cases, where the fiber-size distributions of asbestos exposures are constant and already known from electron microscopy, the use of optical microscopy, or the methods of continuous monitoring referred to earlier, may be justified for routine surveillance. Technical Constraints Individual asbestos fibers can be identified by phase-contrast optical microscopy. However, without using electron microscopy it is not always possible to distinguish asbestos fibers from amorphous inorganic (fibrous glass or mineral wool), natural organic (plant or animal), or synthetic organic (nylon, orlon, etc.) fibers. Moreover, in most7 monitoring situations the majority of fibers will be below the resolu-* • tion of the phase-contrast microscope. ---------------------------------------------------------- Complete characterization and 1?) 18 identification of such fibers requires the following information: • Dimensions and morphology • Electron diffraction pattern • Elemental composition For samples such as community air and water, for which more than one fiber type cannot be ruled out a priori, obtaining this information is no simple matter. electron Each fiber must be identified separately by using microscopes,^ equipped with X-ray fluorescence and selected area electron diffraction capabilities, for the determination of elemental composition and crystallographic characteristics. With any of the analytical methods, compromises are necessary because of the relatively "heroic" sample-preparation methods required, especially for transmission electronic microscopy. Many of these methods--involving such techniques as ashing, multiple transfers of liquid resuspensions, and filtrations—tend to subdivide fibers into fibrils. Thus, it is often difficult to reconstruct the original size distribution. C-6 For samples in which Che concentration of asbestos fibers is low and the size distribution small, size distribution analysis may be unreliable because only a few fibers will be seen. Economic Constraints The equipment needed for complete analyses in a continuous monitoring program will require a highly skilled and experienced operator and extensive technical support. The minimum initial capital investment required for new equipment will be in the range of $100,000-$250,000, and an annual operating budget of nearly $100,000 will be required. This will cover the expense of purchasing and installing a sc^nning/transmission electron microscope, and the salaries, fringe benefits, and,, overhead expenses for a microscopist and two or three technicians. For an uncomplicated membrane filter sample—when only one type of fiber is present, and other particulate material is not excessive— the number and mass of fibers and their size distributions may be obtained for a cost of a few hundred dollars per sample. If the sample is more complex, the costs may run to several thousand dollars, and the sample 19 may require several weeks for analysis. Some progress has been made in automating the counting and sizing of fibers, from photomicrographs, 20 21 ’ but these automated methods are based only upon recognition of fibrous morphology and are therefore unsuitable for evaluation of "mixed" exposure by fiber type. Reproducibility of Measurements Because of the difficulties of measuring asbestos-fiber contamina­ tion, there are large variations in the measurement of asbestos in samples of air and water, both within and among laboratories. Several replicability and duplicability studies are summarized below. Asbestos in Water* 07 Although the attainment of an intralaboratory precision of -30% in 18 analysis of water has been reported, it is not uncommon for results 07 |BRG 0988 rrora duplicate samples analyzed by competent workers in independent laboratories to vary by more than an order of magnitude. In a reproducibility study reported in 1975, seven "competent" laboratories showed readings of below-detection-'imit to 9 million fibers per liter for a water sample known to contain 7.5 million fibers per liter. In another case where five replicate analyses were made in each of two laboratories on an identical sample, one laboratory showed readings of 0.79 to 4.0 million fibers per liter, while the other showed readings of 8. to 29. million fibers per liter.^ In another study, reported in 1976, investigators evaluated variation among and within nine laboratories that analyzed samples of water from five different sites on Lake Superior. The averages for / the nine laboratories varied from 1.6 millioii to 78.7 million fibers per liter. The within-laboratory coefficient of variation (standard deviation divided by the average) ranged from about 50% to 100%. 22 Asbestos in Air There is also considerable variability in measurements of atmospheric asbestos concentrations, especially of ambient air, both within and among laboratories. Data on duplicate analyses of ten ambient air samples from measurements by the Mount Sinai Department of Environmental Medicine and the California Department of Health are given in Table c-1 Differences between the two laboratories may be two orders of magnitude or more. No one laboratory's readings were consistently higher. The Mount Sinai group also conducted replicate analyses of four samples. These results, shown in Table C-2, order of magnitude. show differences of less than an The authors of the study in which these findings were reported state that an individual value may be accurate within a 23 factor of two or three of a sample mean. The inaccuracy in values obtained from a specific analysis can result from several circumstances: (1) statistical variation in the number of fibrils found in given grid squares, tion in volume of these fibrils, bundles, and (5) (2) a much greater varia­ (3) incomplete dispersal of chrysotile (4) variability in the amount of material lost during processing, low-level contamination of the sample at various points during its preparation and analysis. C-"8 Table C-l DUPLICATE ANALYSIS OF TEN AMBIENT AIR SAMPLES Sample Number Mount Sinai Calif.Dept, of Health 74-000-003 0.6 120.0 74-000-012 44.0 0.4 0.0 13.0 74-000-032 2.7 0.0 73-003-038 2.6 0.0 73-003-046 7.3a 73-003-054 7.3 0.0 73-003-064 21.0 0.0 74-000-110 46.0 14.0 74-000-119 1.4 2.2 74-000-023 - <800.0 ^ith an annotation: "Disregard, only 2 fibers observed." Source: (end of this Appendix). Reference 23 C-9 BRG 0990 Table C-2 REPLICATE ANALYSIS OF FOUR AMBIENT AIR SAMPLES 3 Sample Number Asbestos Concentration (nanograms /meter ) 1st Analysis 2nd Analysis Average 73-003-038 0.0 5.3 2.6 73-003-046 7.6 7.1 7.3 73-003-054 3^2 11.4 7.3 73-003-064 12.0 30.0 21.0 Source: Reference 23 (end of this Appendix). Although the phase-contrast microscopic method has been demonstrated to be useful for evaluation of occupational asbestos exposures, and a coefficient of variation (for sampling and analysis) of 22% has been 24 reported for trained technicians, it should be recognized that there may be a two-fold variation between results (for reference samples) from experienced and novice microscopists for amosite, and a four-fold 25 variation for chrysotile. It is also important to recognize that the fraction of fibers in a sample of airborne asbestos that will be visible in using this method will vary by type of asbestos and also (within each type) by the particular industrial process being evaluated. Conversions Between Counts by Different Methods and Between Number of Fibers and Mass. Because of the large variations in measurements, it is generally not possible to convert counts by the phase-contrast optical method to equivalent electron microscopic counts, except within very wide margins of error. Indications of the error that may be introduced by uncritical acceptance of any constant factor for conversion may be found in (a) a study of size distributions for airborne asbestos exposures in C-10 IBRG 0991 various asbestos processes and (2) a comparison of optical and electron microscopic methods applied to samples of air taken from inside public 23 buildings. In the latter study, variations by factors of 20-30, and no apparent correlation, were found. Nor can counts of visible dust particles by the midget impinger method be equated with fiber levels determined by phase-contrast microscop}', as illustrated in another study which gives measurements of both methods for 26 one job at four asbestos textile plants Within a plant, asbestos levels Increased with midget impinger counts; but if comparisons are made across plants, it is clear that the limits of uncertainty are approximately an order of magnitude. In a 1974 study, there were differences of several orders of magni­ tude between fiber/mass ratios in emission streams of asbestos processing plants and mills, making any attempt to apply a constant conversion factor 26 between number and fibers and mass uncertain at best. Some important conclusions can be drawn: • The ratios of electron-microscope-visible to optical-microscopevisible fibers vary among plant emissions, the workplace, and the general environment, as well as within each of these categories. • No universal ratios or factors for conversion of optical micro­ scope results to electron microscope results exist. In this monograph, when needed, a factor of 50 has been used to convert occupational fiber levels from optical-microscope-visible to electron-microscope-visible fibers. The factor is based on a conservative estimate that 2% of total fibers are optical-microscopevisible. • No single factor for conversion of mass emissions to fiber emissions exists. • Fiber/mass ratios differ markedly from the occupational to the general environments, and they also differ markedly within each environment. The number of electron-microscope-visible fibers per nanogram might well range from 100-10,000. Based on the observed data available and for convenience sake, 1000 fibers per nanogram C-1I has been used in this monograph tor atmospheric levels near plants, and 250 fibers per nanogram for ambient urban air. • Hie monitoring method chosen will be different for each application but must depend upon electron microscopy as a reference method. • Because mass of asbestos can be directly calculated from asbestos type and electron-microscope-visible fiber size and number, it is recommended that these indices be recorded whenever possible. The fiber size distribution can be completely stated by the geometric means and standard deviations of fiber length and diameter, assum- ing that fiber length and diameter vary independently of each other, REFERENCES 1. Stanton MF, et al: Carcinogencity of fibrous glass: pleural response in the rat in relation to fiber dimension. J Nat Cancer Inst 58(3): 587-603, 1977. 2. Gibbs GW, Hwang CY: Physical parameters of airborne asbestos fibers in various work environments—preliminary findings. Am Ind Hyg Assn J 36(6):459-466, 1975. 3. SRI International: 1976. 4. Cralley LJ, Keenan RG, Lynch JR: Exposure to metals in the manufacture of asbestos textile products. Am Ind Hyg Assn J 28(5):452-461, 1967. 5. Harrison JS, Roe FLC: Studies of carcinogenesis of asbestos fibers and their natural oils. Ann NY Acad Sci 132:439-450, 1965. 6. Gorski CH, Stettler LE: The surface energetics of asbestos minerals. Am Ind Hyg Assn J 35(6):345-353, 1974. 7. Cooper WC (Ed.): The Need for and Feasibility of Controls of Asbestos Air Pollution. National Academy of Sciences, Washington, D.C., 1971. 8. Sem GJ, Tsurubayaski K: A new mass sensor for respirable dust measure­ ment. Am Ind Hyg Assn J 3(11):791-800, 1975. 9. Almich B, Soloman M, Carson GA: A theoretical and laboratory evaluation of a portable direct-reading particulate mass concentration instrument. U.S. Dept. Health, Education and Welfare, Public Health Service, CDC, NI0SH, July 1975. Personal communication with Nicholson WJ, October C-12 IbRG 0993 ; f 10. Mercer, TT: Aerosol Technology in Hazard Evaluation, Academic Press, New York, 1973. 11. Harwood CF: Asbestos Air Pollution Control. Chicago, State of Illinois Institute for Environmental Quality, 11 E0 Document #71-8, 1971. 12. Spumey KR, et al: The sampling and electron microscopy of asbestos aerosol in ambient air by means of Nuclepore filters. J Air Pollut Control Assoc 26(5): 496-498, 1976. 13. Manalan DA: Asbestos removal by membrane filter. Presented at the Spring meeting of the Parenteral Drug Association, Inc., Dorado Beach, Puerto Rico, April 5, 1974. 14. Lynch JR, Ayer HE: Measurement of asbestos exposure. 10(1): 21-24, 1968. 15. Anderson CH: A Preliminary Interim Procedure for Determining Fibrous Asbestos. Athens, GA, U.S. Environmental Protection Agency, Environmental Research Laboratory, July 28, 1976. 16. McGrath PP, Ewell JB: Application of electron microscopy to the problem of particulate contaminants in food, drugs and biologicals. Scanning Electron Microscopy 1976 (Part III). Proceedings of the Workshop on Techniques for Particulate Matter Studies in SEM. Chicago, ITT Research Institute, April 1976. 17. Pooley FD: The identification of asbestos dust with electron microscop microprobe analysis. Ann Occup Hyg 13(3): 181-186, 1975. 18. Beaman DR, File DM: Quantiative determination of asbestos fiber concentration. Anal Chem 48(1): 101-110, 1976. 19. Langer AM: Approaches and constraints to identification and quanti­ fication of asbestos fiber. Environ Health Perspect 9: 133-136, 1974. 20. Harness I: Airborne asbestos dust evaluation. 397-404, 1973. 21. Pavlidis T, Steiglitz K: The automatic counting of asbestos fibers in air samples. Presented at the 3rd Joint Conf on Pattern Recog­ nition, IEEE Computer Society, Nov. 8-11, 1976. 22. Brown, Jr. AL, Taylor WF, Carter RE: The reliability of measures of amphibole fiber concentration in water, Environ Res 12(2): 150-160, October 1976. 23. Nicholson WJ, et al: Asbestos Contamination of the Air in Public Buildings. Research Triangle Park, NC, U.S. Environmental Protection Agency Pub. #450/3-76/004, Oct. 1975. J Occup Med Ann Occup Hyg 16(4): C-13 iBRG 0994 24. Leidel NA, Bayer SG, Zumwalde RD: Membrane Filter Method for Evaluating Airborne Asbestos Fibers. U.S. Public Health Service, NIOSH, TN 84, 1973. 25. Beckett ST, Attfield MD: Inter-laboratory comparisons of the counting of asbestos fibers. Ann Occup Hyg 17(2):85-96, 1974. 26. Ayer HE, Lynch JF, Fanney JH: A comparison of impinger and membrane filter techniques for evaluating air samples in asbestos plants. Ann NY Acad Sci 132:274-287, 1965. 27. Harwood CF, Siebert P, Blazsak TP: Assessment of Particle Control Technology for Enclosed Asbestos Sources. Research Triangle Park, NC, U.S. Environmental Protection Agency Pub #650/2-74/008, Oct 1974. / C-14 luj.iMj i.ui.uiuju*** IBRG 0995 Appendix D ANIMAL STUDIES RELATED TO CARCINOGENIC EFFECTS OF FIBERS Inhalation Mice Hybrid mice (AC/F^) were exposed to a commercial preparation of chrysotile dust at a concentration of 150-500 mppcf 40-60 hours per week for 17 months and were sacrificed after exposure. A high incidence of multiple pulmonary adenomas* was observed in the exposed group' (45.7%, or 58/127), than in controls (36.0%, or 80/222).16&+‘ Rats White rats, some of whom had received an intratracheal application of caustic, (reportedly to impede mucociliary clearance), were exposed to chrysotile dust 30 hours per week for 62 weeks at a mean concentration 3 of 86 mg/m . Of 72 rats surviving 16 months or more, 25 developed malignanat thoracic tumors (adenocarcinomas, squamous cell carcinomas, fibrosarcomas, and a mesothelioma). The incidence of animals with cancer was twice as great among caustic-treated survivors (15/31 or 48%) as among those who had not been treated (10/41 or 24%). There were no 113 tumors in 39 caustic-treated and untreated control animals. Squamous carcinomas of the lung were found in 2 of 31 Charles River 3 CD rats surviving exposure to crocidolite at a concentration of 49 mg/m 16 hours a week for two years. No malignant tumors were observed among rats exposed to chrysotile or amosite, but 5 of 40 exposed to chrysotile developed multiple pulmonary adenomas. *Benign tumors of the lung. +Chapter III references—see Apendix H. D-l Groups of 69 Charles River CD rats were exposed to crocidolite, 3 amosite, or chrysotile at mean concentrations of about 50 mg/m per week for two years. 16 hours Among the group exposed to crocidolite, four developed malignant lung tumors (squamous cell carcinomas and an adeno­ carcinoma) . Three of the group exposed to amosite developed thoracic cancers (a broncoalveolar carcinoma, a fibrosarcoma, and a pleural meso­ thelioma) . Two pulmonary carcinomas (a squamous cell and a papillary carcinoma) and one pleural mesothelioma developed in the animals exposed to chrysotile. In a similar experiment, exposure for six months to two years produced a 5% incidence of thoracic malignancies among groups exposed to chrysotile and amosite, but a 14% incidence among the group exposed to crocidolite. While mass concentrations of the three types of asbestos 3 were all about 50 mg/m , counts of optically visible fibers were 54, 114 and 1105 million per cubic meter, respectively. 864, In another study, C/D Wistar rats were exposed to amosite, anthophyllite, crocidolite, and chrysotile (Canadian or Rhodesian) at a con3 centration of 12 mg/m respirable dust 7 hours per day for varying lengths of exposure. All fiber types produced asbestosis, which progressed after removal of the rats from the dust. Lung carcinomas and pleural meso­ theliomas were found in groups exposed to each of the four fiber types, and a single peritoneal mesothelioma was observed among animals exposed ¥:• to crocidolite. Forty percent of animals exposed for two years developed malignant tumors of the lung and pleura. No such cancers were found among control animals.^ A dose-response relationship between asbestos and cancer was noted— with increasing duration of exposure there was an increasing incidence of observed malignancies. As little as one-day exposure was sufficient to produce lung carcinomas and pleural mesotheliomas. ly more asbestosis There was significant- (taking severity of asbestosis and length of survival into account) among animals with lung tumors than among those without tumors. In addition, among groups exposed for only one day, there were D-2 jBRG 0997 significantly more lung tumors among animals with asbestosis than among those without asbestosis.^ Intratracheal Injection Rats White rats received 1, 2, 3, 4, or 6 intratrachael injections of 3.5 mg chrysotile in aqueous suspension. Among 16-month survivors, 3 of 19 developed pulmonary adenocarcinomas. Two of these had received 113 4 intratracheal injections, and one had received 6 injections. After administration of 3 injections of 2 mg chrysotile containing 0.14 mg benzo(a)pyrene (a carcinogen in cigarette smoke) at monthly intervals, or a single injection of 2 mg chrysotile and 5 mg benzo^a)pyrene, lung papillomas, epidermoid carcinomas, reticulosarcomas, and pleural mesotheliomas were noted in 6/21 and 6/11 animals, respectively, within 28 months. No tumors occured in 49 rats given 3 monthly injections of 2 mg chrysotile alone or in 19 rats administered a single dose of , . , , 108 5 mg benzo(a)pyrene. Hamsters Eight pulmonary adenomas, 9 tracheobronchial papillomas, and 6 pulmonary carcinomas developed among 31 LVG/LAK hamsters receiving a dose of 4.5 benzo(a)pyrene and 12 mg chrysotile over a period of 12 weeks. No tumors were observed in 17 animals administered chrysotile alone. Among 34 receiving benzo(a)pyrene alone, 9 tracheobronchial papillomas and 1 pulmonary carcinoma were reported. The effect of intratracheal instillation of asbestos with oral or subcutaneous administration of nitrosodiethylamine (NDEA) was studied /in Syrian golden hamsters. Aqueous NDEA was administered per gastric tube twice weekly for 20 weeks (total dose 60 mg), or 3.5 mg aqueous NDEA was injected subcutaneously once a week for 12 weeks (total dose, 42 mg). One mg chrysotile asbestos in polyglucin suspension was injected intratracheally once weekly for 6 weeks (total dose, 6 mg), beginning one month after the start of NDEA treatment. D-3 After 8-10 months of 21/52 and 14/51 animals developed benign and malignant pulmonary tumors among the groups receiving asbestos and oral NDEA or subcutaneous NDEA, respec­ tively. Among control groups receiving oral NDEA, subcutaneous NDEA, or asbestos alone, only 1/50, 3/47, and 0/50 developed pulmonary tumors. 162 Intrapleural Injection Mice Two of 75 BALB/c mice receiving intrapleural inoculations of 10 mg crocidolite in aqueous suspension developed pleural tumors, but no tutors were observed among 75 mice injected with 10 mg chrysotile. 163 Rats A single dose of 20 mg of crocidolite, amosite, anthophyllite, or chrysotile from various sources administered to CD Wistar rats produced an incidence of pleural mesothelioma ranging from 19% to 70%. Yet as little as 0.5 mg chrysotile or crocidolite was sufficient to induce mesotheliomas. Various asbestos types have induced mesotheliomas following intra­ pleural injection in Osborne-Mendel, Sprague-Dawley, CFY and Wistar/Alderly 107,108,161,163 _ t ICI rats. The carcinogenic response to chrysotile and 107,117 crocidolite appeared to be dose-related. Oil-extracted asbestos gave results similar to untreated samples, thus-casting doubt upon the hypothesis that natural oils and waxes, contaminant oils from the milling process^^’^ ^or organic materials originating from storage in plastic or jute bags 168 contribute to the carcinogenicity of asbestos. It has also been suggested that metal contaminants added during 113 processing of fiber play a role in asbestos carcinogenesis. Subsequent experiments using rats1^’1^ have demonstrated that (1) treat­ ment withheld, base, and ethylene diamine tetra-ascetic acid to remove metal contaminants; (2) selecting asbestos samples from among interior fibers not exposed to containminating hammermills; or (3) using different D—4 BRG 0999 samples of the same asbestos type containing different quantities of trace metals did not produce different tumor yields. By way of contrast, heating samples for two hours at 900-1000°C resulted in a substantial loss of carcinogenic activity in rats. 169 Fiber diameter and length, in addition to shape, may be important determinants of carcinogenic potency. Eight subsamples of U.I.C.C. (Union Internationale Contre le Cancer) standard reference Canadian chrysotile were milled individually to a finer powder than the standard mixture. Injection of each subsample intrapleurally resulted in a higher yield of mesotheliomas in Wistar rats than did the pooled refer­ ence material. The highest tumor yield of all was produced by a separate superfine chrysotile prepared by water sedimentation of Grade 7 commer­ cial asbestos. Carcinogenicity was correlated with number of fibers 107 less than 0.5pm in diameter and greater than 10pm long. On the other hand, pulverizing asbestos before applying it to the pleura of Osborne-Mendel rats by means of a coated glass pledget reduced carcinogenicity. Fibers of diameter less than 0.2pm and length 5-10pm, which were present in greater numbers in pulverized specimens, were considered to be less effective carcinogens than fibers of greater size. 118 By contrast, after intraperitoneal injection (see "Intraperitoneal Injection" below), fibers less than 5pm long were fully potent in inducing tumors. It must be kept in mind that prolonged milling may alter the crystalline structure of asbestos and thus influence biological effects. Hamsters. Guinea Pigs, and Rabbits Pleural mesotheliomas developed in Golden Syrian hamsters after intrapleural injection of 10 mg chrysotile, amosite, anthophyllite, or crocidolite. An apparent dose-response relationship was observed for chrysolite, with 0, k, and 9 mesotheliomas induced among 50 animals by injection of 1, 10, Or 25 mg, respectively. Prolonged milling, which reduced the majority of fibers to submicroscopic dimensions, eliminated carcinogenic effects and greatly reduced fibrogenic activity. D-5 109 One pleural tumor was observed among 50 guinea pigs inoculated with 10 mg crocidolite in an aqueous suspension, but none were observed in a similar group inoculated with chrysotile. Of 3 rabbits surviving at least 12 months following injection with 16 mg crocidolite, 2 developed pleural mesotheliomas, one at 22 and , 106 one at 24 months. i a Intraperitoneal Injection (Mice and Rats) Peritoneal mesotheliomas occured in 20 of 60 BALB/c mice within 18 months of injection with 10 mg crocidolite. / Peritoneal mesotheliomas were reported in Charles River CD, Sprague Dawley, and Wistar rats following intraperitoneal injection of crocicolite*'^,*'*'*",*'7*"’*'^ and in Charles River CD and Wistar rats following injection of chrysotile.*- »HO>172 Although the incidence of peritoneal tumors among groups of 40 animals was virtually identical, the time from injection to observation of the earliest tumor was 276 days for 25 mg chrysotile as opposed to 343 for 6 mg chrysotile. Tumors were produced by four 25 mg injections of powdered chrysotile (99.8%) of the fibers less than 5ym long), although the incidence was somewhat less than for 11O standard chrysotile (12/37, or 32%, vs. 18/33, or 55%). Subcutaneous Injection (Mice and Rats) CBA mice developed injection-site sarcomas and pleural and peritoneal mesotheliomas (2+5/17, 2+2/13, 1+1/12) after three sets of bilateral inguinal injections of 10 mg crocidolite, amosite, or chrysotile at inter­ vals of 5 weeks. No tumors were observed among 15 controls injected with 174 saline. The investigators, however, have been unable to duplicate their findings and believe that, in their experiments, asbestos either was in­ jected directly into the pleural or peritoneal cavities or ulcerated into these cavities through the overlying tissues. A single local tumor was observed following injection of 75 mg chrysotile to 33 Wistar rats. 112 D-6 BRG 1001 Oral Administration (Hats and Hamsters) One gastric leiomyosarcoma developed among 32 Wistar SPF rats fed 100 rag/day chrysotile 5 days per week for 100 days in a 6-month period. No tumor occurred among 16 controls. Among 42 animals examined after an average of 441 days on a diet containing 50 mg/kg body weight per day asbestos filter material (52.6% chrysotile asbestos), 12 malignant tumors were observed: 4 kidney carcinomas, 1 lung carcinoma, 3 reticulum.cell sarcomas, and 4 liver cell carcinomas. Seven benign tumors including 1 lung adenoma, 2 cholangiomas, 2 stomach papillomas, and 2 mammary fibroadenomas were also noted. Among 49 untreated controls surviving an average of 702 days, 2 liver cell carcinomas and 5 mammary fibroadenomas occurred. The increased incidence of malignant tumors in the group fed asbestos filter material was statistically significant (p <0.01) however, the meaning of this study as regards asbestos is uncertain since asbestos comprised only half of the filter material administered. Ten rats fed a diet containing chrysotile, 5% by weight, for 21 months did not develop malignancies. Groups of 28-35 rats fed 10 mg chrysotile or crocidolite in butter once weekly for 16 or 18 weeks de­ veloped no malignant lesions which, when compared with a control group, could be related to the ingested asbestos. 10 No tumors of the gastrointestinal tract were observed in groups of 45 hamsters fed a diet containing 1% chrysotile or amosite by weight for their lifespans. Carcinogenicity of Other Mineral Fibers Mineral fibers other than asbestos have been shown to be carcino­ genic by the intrapleural or intraperitoneal routes of administration— but only when of a diameter similar to that of asbestos fibers (less than 5ym). In groups of 32 rats, mesotheliomas occurred in 18 of those injected intrapleurally with fibrous brucite or "nemalite," which may be contam­ inated with chrysotile, in 3 of those injected with a ceramic fiber, and in 1 each of those injected with fibers of barium sulfate, glass powder, and aluminum oxide.in studies by another team of investiga­ tors, the following results were noted: intraperitoneal injection of palygorscite (attapulgite) and nemalite—3 doses of 25 of 75% 25 mg, respectively—resulted in tumors in about (26/34, 25/34). mg and 4 doses of Wistar rats Gypsum, although fibrous, gave a low tumor yield perhaps because it dissolves in tissue. (3/35), Non-fibrous dusts (pectolite, sanidine, talc, biotite, hematite) produced few or no tumors. A dose- response relationship was observed for glass fibers—intraperitoneal injection of 2 (21/73), 53% (44/77), among control animals.117,118 72 mg, 10 mg, and 2 and (55/77), 71% doses of 25 mg results in tumors in respectively. 27% No tumors appeared / D-8 IBRG 1003 Appendix E AIR AND DRINKING WATER ASBESTOS CONCENTRATIONS FROM SOME PUBLISHED STUDIES Table E-l Atmospheric Concentrations of Asbestos In Some U.S. Urban Areas Concentration (Nanograms/m^) Average Berkeley, CA 6.8 Boston, MA 5.0 Range Source (Chapter V Reference) 2.1-12 67 67 Chicago, IL 24 9.5-200 67 Dayton, OH 6 0.4-11 14 Frankfort, KY 0.09 0.02-0.15 14 Houston, TX 5 4-6 14 Los Angeles (freeway) 27a 13 Los Angeles (control) 43a 13 New York City, NY 13.2 8.2-41 67 Manhattan, NY 30® 8-65 32 Brooklyn, NY 19a 6-39 32 Bronx, NY 12* 2-25 32 Queens, NY 9a 3-18 32 Staten Island, NY 8a 5-14 32 Pittsburgh, PA 4 2-8 14 Philadelphia, PA 70a 45-100 15 Port Allegany, PA 15a 10-20 15 Ridgewood, PA 20a 15 15 San Francisco, CA 25 8.7-68 67 Washington, DC 21 1.6-40 14 a Identified as chrysotile asbestos by the authors. [BRG 1004 <3 01 o > u CO 0) «H U O O O O O r-i d u o 0) CO 4J & 45 u rH CO C*H • CO • o • • * o z o n JO •o OHOOsr AO O 55 O O 25 3 3 333 3 33 33 £3 a3 <2 , (0 s6 is o 04 A 00 O 4J o U U u •v rH r. 8 6) u tn (D M 60 §§ C «) H M M O M 04 c O H Cfl t-4 ft « Sfl fl # CO a u x d o s •H (5 11-H U M ,a CD *H 0 cO P fi-i Cm Cm *"> 0) •d •H 60 tfl 410 13 11 > M > rH BH U - . 04 rH 4J M 43 E 43 § S Sea i-l O ffl O > rH 4J -O -o U d d d d d cO d e aj h a e > Cd fl f-4 r-H D O •H •H •H 0) OJ CO cO cQ cd cO to 04 o > 3 03 5 5 3 3:3 5 E* < O O ♦J 2 Oi 05 (2 CO CO CO CO CO CO S p E-2 BRG 1005 C h r v s o tile : B e lo w d e te c tio n l i m i t ( le s s th a n 5 0 ,0 0 0 f i b e r s / l . ) N o t s ig n if ic a n t ( le s s th a n 5 f ib e r s in 20 f ie ld s ) . u V 4J CO 5 60 a •H co ' CN a IM o 3K'v' V. u P u O ON m < • • O M ON rH \£> © o • • • o o o rH ■ r^ m BDL = NSS = C = A = 0) 1M 0) Cti U 0 M o V cn 4-» a 2 D M o O O or^ooomo^ooo'ocoooooooooo'o M 4 44444 444 O CM *4- CM 4 4 4 4 4 4 4444444444 a> CO 4J a cd 6 ON u in • o> 0) 6C C cd ? 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M ’H o a) cd o3 oj 2 >d •* iH cd > <4 2 * CO a 2 03 03 60 60 i-H H * H £ >>rH 2I CO 5 •v rH o o OJ H CO * 8 51 ■o « rH O r. c cd iH 8 8 3 H 60 a c 0) rH > M to rH a) «H cd 4-» 4J 4J * 2 o .e £? § •H U rH CO 4J CO a CO •H U M X. 3 0) 4J 4-1 m a g-l rH y 03 o M M 03 cd «d to e CO •H rt rH cd cd o M & -d c 0J O 0) u tP r-H .y cd rQ S o !S 2 2 0 D o g 2 < < 2 2 o 2 w a /**■\ < rH > <0 J3 aye y to 3 3 £ « w «S C/5 to U u E-5 IBRG 1008 20 ✓H 2 03 l o ( le s s th a n 5 f ib e r s in 0) Cu l i m i t ( le s s th a n 5 0 ,0 0 0 f ib e r s / 1 . ) u 2 BDL = B e lo w d e te c tio n NSS = N o t s ig n if ic a n t C = C h r y s o tile A = A m p h ib o le U *H ►H Appendix F SMOKING CESSATION PROGRAMS Although a number of different program strategies may reduce smoking rates, significant long-term cessation of smoking is rare. Most reviews indicate that the greatest rate of recidivism occurs between 1 and 5 weeks following treatment, when only 30% of those who had been abstinent at the end of treatment report continued abstinence. Follow-up at 3-18 months indicates approximate cessation rates of 20%-30%. One report noted 18% cessation at 5 years after treatment.'*' Most smoking cessation programs have enrolled volunteers, who may have been motivated to quit on their own. Since 16% of persons who quit by themselves have been reported to remain abstinent one year, 2 ■' the 20% to 30% rates of abstinence achieved 3 to 18 months after smoking cessation programs suggest that formal cessation programs may be only of modest benefit. Such programs, however, may be substantially beneficial for persons who might not have been able to quit on their own. The discussion in this Appendix is intended to provide a broad per­ spective of the available options. There are several published works that provide a more comprehensive review of the subject.^^ Counseling by Health Professionals When they advise patients to quit or reduce smoking, health profes­ sionals, particularly physicians, serve as agents of behavior change. One report described the results of a physician counseling program in which 100 surgical patients were seen for a brief interview during which the health hazards and financial burdens of smoking were discussed. one year, 30% of males and 11% of females had stopped smoking. After Following another such program, which included medical lectures, physical examinations, group discussions and films, the quit rate was 58%, and 29% were still . 8,9 abstinent a year later. F-l A number of health organizations have developed visual aids—pamphlets, films and posters—to assist physicians and others in counseling patients who smoke. These organizations include the American Lung Association, American Cancer Society, National Clearinghouse for Smoking and Health, and the American Heart Association. Titles of a number of the visual aids offered by these organizations are given in the National Cancer Institute'6 The Smoking Digest (in press).^ Addresses of the organizations will be found in Table F-l. Self-Help Program A recent Gallup poll (1974) indicated that only 34% of smokers expressing a desire to quit were interested in attending cessation clinics. The majority of smokers who became abstinent quit without- the use of formal manuals and kits as judged by the amount of such materials requested during antismoking campaigns. ---- There appears, however, to be a great deal of interest in self-help n ] smoking-cessation interventions.^ A typical self-help manual includes a behavioral interpretation of smoking, a general explanation of the principles of 12 For example, the smoker might be instructed to: • List positive reasons for quitting • Record the time each cigarette is smoked • Note feelings and behavior prior to and during each smoke • Reduce gradually the number of cigarettes smoked • Impose circumstantial barriers to smoking, such as not carrying matches • Change brands twice weekly, choosing each time a brand lower in tar and nicotine • Increase physical activity • Refrain from smoking for 48 hours • Avoid situations most closely associated with smoking • Find substitute behaviors for smoking The effectiveness of self-help programs has not been established. F-2 IBRG 1010 KajCwjy* .-.*«*>, *•**.. procedures directed at smoking cessation. ; behavior change, and specific instructions for implementing self-control Table F-l POTENTIAL SOURCES OF ADDITIONAL INFORMATION Action on Smoking and Health (ASH) 2000 H Street, NW Washington, D.C. 20006 (202) 659-4310 American Cancer Society 777 Third Avenue New York, New York 10017 (212) 371-2900 American Health Foundation Department of Behavioral Sciences 1370 Avenue of the Americas New York, New York 10019 (212) 489-8700 American Heart Association 7320 Greenville Avenue Dallas, Texas 75231 (214) 750-5300 / American Lung Association 1740 Broadway New York, New York 10019 (212) 245-8000 Canadian Council on Smoking and Health 343 O'Connor Ottawa, Ontario K-2P-1V9 (613) 236-6035 Cancer Information Clearinghouse 7910 Woodmont Avenue Suite 1320 Bethesda, Maryland 20014 (301) 565-5955 General Headquarters 5 Day Plan to Stop Smoking Seventh Day Adventist Church Narcotics Education Division 6840 Eastern Avenue, N.W. Washington, D.C. 20012 (202) 723-0800 Kaiser Foundation Research Institute 1956 Webster Street, Room 310B Oakland, California 94612 (415) 645-5000 National Association on Smoking and Health 4155 East Jewel Avenue Denver, Colorado 80237 (303) 753-0777 (Continued, next page) Table F-l (continued) National Clearinghouse for Smoking and Health Public Health Service U.S. Department of Health, Education & Welfare Center for Disease Control Atlanta, Georgia 30333 (404) 633-3311 X 3235 - Tech. Info. X 3145 - Public Info. National Interagency Council on Smoking and Health 419 Park Avenue South New York, New York (212) 532-6035 Occupational Health and Safety Administration U.S. Department of Labor Constitution Avenue and Third Street, N.W. Washington, D.C. 20210 (202) 523-7081 Schick Center 4101 Frawley Drive Fort Worth, Texas 76118 (817) 268-1157 Smoking and Health Information Program P.0. Box 2003 Tyler, Texas 75710 (214) 877-3011 SmokEnders Manorial Parkway Philllpsburg, New Jersey (201) 454-HELP 08865 The Tobacco Institute 1776 K Street, N.W. Washington, D.C. 20006 (202) 457-4800 Tyler Asbestos Workers Program P.0. Box 2003 Tyler, Texas 75710 (214) 877-3011 Source: Adopted from The Smoking Digest, National Cancer Institute (in press). ■ " i }•!« F-4 Group Therapy and Five-Day Plan Various health organizations have sponsored community group smoking cessation clinics, which provide health information, encourage­ ment, and group therapy. Groups typically involve 8-18 persons and a group leader, meeting once or twice weekly for a month. Participants in the group are informed of smoking risks, asked to describe why they smoke and to detail their smoking habits, and are then encouraged to follow one of several procedures for quitting. Estimates of the effec13 14 tiveness of these programs after one year range from 18%-25%. ’ Higher success rates result from programs stressing formal long-term maintenance support. One variant of group therapy is the Five-Day Plan, which consists of five daily meetings, 1-1/2 to 2 hours each. Up to several hundred volunteer participants may be treated at these sessions. Intervention strategies range from lectures and inspirational messages to fear-arousing stimuli and behavior modification procedures. One such program—a live-in clinic including lectures, exercise, and individual as well as group therapy— reported 212-40% quit rates at a three-month follow-up.^ Isolated use of the nonspecific treatment factors characteristic of the smoking clinic approach (e.g., suggestion, high expectation of success in quitting) result in post-treatment cessation rates similar to those of 3 15 clinics that use specific planned intervention strategies. ’ A follow­ up of a group of 559 volunteers who had attended such a smoking clinic (pharmacologic agents, health education, and brief suggestions to use certain techniques for quitting) indicated that only 18% remained abstinent at five years.^ Behavior Therapies The behavior therapy approach assumes that problematic behavior is a function of a person's learned pattern of interacting with the environment. The goal is to teach more adaptive means of responding. The initial step is a "behavioral assessment," an evaluation that in­ cludes identification of antecedent events that trigger smoking; determin­ ation of thoughts and feelings that influence smoking behavior; analysis of F-5 personal smoking behavior (frequency, situations); and identification of the psychological consequences of smoking. A number of techniques may then be used to teach the individual new patterns of interacting 4 12 with environmental smoking stimuli. * These techniques can be grouped into five major categories; systematic desensitization, punishment and aversive conditioning, stimulus control, reinforcement of nonsmoking, and multicomponent interventions. Assuming that it is anxiety, that elicits the urge to smoke, attempts have been made using relaxation techniques to desensitize smokers system­ atically to anxiety-evoking stimuli.However, no substantial effect on smoking behavior has been reported. A number of aversive conditioning techniques have been employed to modify smoking behavior. Loud noises or electric shocks have been coupled to smoking or to the urge to smoke, generally with little effect. 12 Two techniques incorporate cigarette smoke as the aversive stimulus: • Rapid smoking, which requires the individual to smoke rapidly and continuously, sometimes in conjunction with drafts of warm smoky air • Satiation, which requires increasing cigarette consumption over a certain period of time (e.g., smoking double or triple the usual amount for a week) In the context of a persuasive interpersonal relationship between patient and therapist, the rapid smoking technique appears to result in about 50% abstinence three to six months following termination. 12 While one report of a satiation program indicated 62% cessation four months 19 12 following treatment, other programs have not been as successful. Before implementing the rapid smoking method, a medical screening should be required of participants due to the possible deleterious effects of increased carbon monoxide levels. 20 £ Another behavioral technique is stimulus control. This may involve forbidding smoking in situations where smoking would habitually occur (e.g., no smoking while drinking coffee, watching TV, or following a meal) as well as gradually restricting the number of situations where smoking is permitted. While (a) there appears to be no clear cessation F-6 L IBRG 1014 effect from using this method and (b) a high attrition has been reported frequently, reduction in the rate of cigarette consumption does result.^ The reinforcement of abstinence through the use of social or monetary incentives has been relatively successful. An example of a technique incorporating a monetary incentive is the use of a deposit made prior to initiation of the program. The money is returned in portions made con­ tingent upon progressively longer periods of abstinence. Fifty percent cessation has been reported at six months as opposed to 24% in a group not employing the incentive. 21 22 ’ Multicomponent interventions have been designed by combining these techniques. A number of reports indicate that this approach may yield high abstinence rates (65% to 100% immediately; 55% to 65% after one year).23,27 Miscellaneous Individualized Techniques There are a series of cigarette filters designed to assist smoking cessation by gradually reducing levels of inhaled tar and nicotine. The extent to which this method has been effective has not been evaluated.^ A diverse array of medications—including stimulants as well as tranquilizers, nicotine substitutes as well as antagonists, and anti­ cholinergics—have been prescribed to assist smokers in overcoming withdrawal symptoms. With regard to actual cessation, however, none of 28 these pharmacologic agents has shown any more promise than placebos. In fact, several studies have suggested that placebo groups may have higher quit rates.^ Very little research is available on the effects of acupuncture as a smoking cessation tool. In one study, 50% of subjects were reported 29 abstinent six weeks following auricular acupuncture. This cessation rate is similar to those obtained using less invasive techniques, and, at the present time, the use of acupuncture does not appear to be just lied. Hypnotic techniques have included attempts to reveal personality conflicts assumed to be major underlying causes of the smoking habit as 30 31 well as direct suggestions to quit. ’ While certain investigators IBRG 1015 I ! have reported positive initial results , studies. 32 33 ’ there have been few controlled Furthermore, initial successes have not been maintained at follow-up. One report of the results of a single session self-hypnotic 24 treatment noted a cessation rate at one year of 20%. Using this approach, another investigator has observed significantly higher rates of recidivism u - . , . 35 than with group counseling. Three issues related to smoking cessation—monitoring of smoking behavior, the "successful quitter," and gain of weight—are summarized briefly in Table F-2. Smoking Cessation Programs in Industry Industry provides an ideal setting for smoking cessation programs. Industrial programs often have the advantages of: ' • An existing system of occupational health care, which affords a means of careful health surveillance and follow-up • An established network of comnunications, which permits the rapid dissemination of health information • Peer and management interaction, which provides for social incentives • Readily perceived benefits in terms of diminished illness and absenteeism, which can be assessed against program costs. While the plant physician may wish to refer workers to smoking cessation programs outside the workplace, on-site programs reduce lost time and inconvenience. The local chapter of the American Cancer Society would be an excellent resource for information on available outside programs. (See also other information resources in Table F-l.) A number of imaginative industry-based smoking cessation programs have been established, but as yet there have been no published reports of their effectiveness. Several programs have been described Intermatic Incorporated (Detroit) has a no-smoking "parimutuel" window where employees can bet up to $100 on their ability to stop smoking for a year. The company has contributed $1,000 to be divided among successful participants. Persons not remaining abstinent donate their bet to the American Cancer Society. S F-8 IBRG 1016 Table F-2 MONITORING SMOKING BEHAVIOR, THE SUCCESSFUL QUITTER, AND WEIGHT GAIN • Monitoring Smoking Behavior As with any intervention, monitoring of treatment effectiveness is critical. Although self-support has been the major measure used to date, it lacks precision for a variety of reasons which include the desire to please, denial of shortcomings, or inconsistent motivation to maintain accurate records over reporting intervals. Such objective measures as serum thiocyanate or expired-air carbon monoxide, along 36 with self-support, might be useful for monitoring. • The Successful Quitter The successful quitter is likely to be a man, to be concerned about his health, to be older, to report fewer neurotic or psychosomatic synptoms, to smoke less and to have begun smoking at a later age, to have a supportive social milieu, and to have tried to quit on several 1 37 previous occasions. * The behavior of spouses appears to be a significant factor. Smokers with nonsmoking spouses, spouses who also quit, or spouses who "made it easier to quit" were more likely to remain abstinent at 5-year follow-up.^ • Weight Gain A frequent concern expressed by those planning to stop smoking is whether or not they will gain weight. Indeed, three out of four 38 persons in one study gained weight after giving up cigarettes. Specific attention to the possibility of weight gain—i.e., a special dietary or behavioral weight management program—might pos­ sibly be used to good advantage in cessation programs. Source: Appendix References cited. F-9 The Alumlnaire Standard Glass Company (Phoenix) has established a program in which a dollar amount equivalent to what abstinent smokers would have spent for cigarettes is deducted from paychecks. At the end of one year the company matches the total deductions and pays the entire sum to the worker providing he has remained abstinent. Sears Roebuck and Company (New York) encourages employees to take outside smoking cessation courses by rebating a portion of course fees to those remaining abstinent for six months or more. An interesting program package including education and social monetary incentives was implemented at the Dow Chemical Coiqpany (Freeport, Texas) in collaboration with the American Cancer Society. Abstinence was rewarded by a dollar each week, and abstinent workers were enrolled in monthly and quarterly lotteries for prizes that Included a boat and motor as well as cash awards. Ex-smokers were used to recruit program participants. For each recruited participant who remained abstinent for one month, the recruiter was awarded a chance in a lottery. (Recruiter incentive is thought to provide a useful source of social mobilization.)39 Of 395 participants, only 15 (less than 4%) continued to smoke at program termination; however, the lack of adequate follow-up precludes an assessment of long-term effects. ^ iji! While these programs are useful in providing rationale and moti­ vation for smoking abstinence, some persons do not possess the skills needed to quit. It would be useful to assist such persons through the use of behavior therapies. REFERENCES 1. West DW, et al: Five year follow-up of a smoking withdrawal clinic population. Public Health 67:536-544, 1977. 2. Guilford J: Factors Related to Successful Abstinence from Smoking: Final Report. Los Angeles, American Institute for Research, 1966. 3. Bernstein DA: Modification of smoking behavior: review. Psychol Bull 71:418-440, 1969. 4. Bernstein DA, McAlister A: The Modification of Smoking Behavior: Progress and problems. Addict Behav 1:89-102, 1976. 5. Hunt WA, Matarazzo JD: Three years later: recent developments in the experimental modifications of smoking behavior. Abnorma Psycho] 81:107-114, 1973. An evaluative IBRG 1018 i 7. Schwartz JL, Rider G: Smoking cessation methods in the United States and Canada: 1969-1974. In: Steinfeld J, Griffiths W, Ball K, Taylor Rm,(eds.) Proceedings of the 3rd World Conference on Smoking and Health. DHEW Publication No. (NIH) 77-1413, 1977. 8. Handel S: Change in smoking habits in general practice. Med J 49:479-681, 1973. 9. Delarue NC: A study in smoking withdrawal: the Toronto smoking withdrawal study centre: description of activities. Can J Public Health 64:2,5-19, 1973. Postgrad 10. National Cancer Institute. The Smoking Digest: a Nation Kicking the Habit (in press). 11. Dubren R: Evaluation of a televised stop-smoking clinic. Rep 92:81-84, 1977. 12. Lichtenstein E, Danaher BG: Modification of smoking behavior: A critical analysis of theory, research and practice. In Hersen M, Eisler RM, Miller PM, (eds.) Progress in behavior modification (vol 3) New York: Academic Press, 1976. 13. National Clearinghouse for Smoking and Health. 1975. HEW Public Health Service, 1976. 14. Schwartz JL, Dubitzky M: One-year follow-up results of a smoking cessation program. Can Public Health 59:161-165, 1968. 15. Lichtenstein E, et al: Comparison of rapid smoking, warm, smoky air, and attention placebo in the modification of smoking behavior. J Consult Clin Psychol 40:92-98, 1973. 16. Koenig KP, Masters J: Experimental treatment of habitual smoking. Behav Rese Ther 3:235-243, 1965. 17. Pyke S, McK Agnew N, Kopperud J: Modification of an overlearned maladaptive response through a relearning program: A pilot study on smoking. Behav Rese Ther 4:197-203, 1966. 18. Wagner JK, Bragg RA: Comparing behavior modification approaches to habit decrement-smoking. J Consult Clin Psychol 34:258-263, 1970. 19. Resnick JH: Effects of stimulus satiation on the overlearned maladaptive response of cigarette smoking. J Consult Clin Psychol 32:501-505, 1968. 20. Miller LC, et al: Potential hazards of rapid smoking as a techni­ que for the modification of smoking behavior. N Engl J Med 297:590-592, 1977. 21. Tiche TJ, Elliott R: Breaking the cigarette habit: effects of the technique involving threatened loss of money. Paper presented at the annual meeting of the American Psychological Association, 1967. 22. Winett RA: Parameters of deposit contracts in the modification of smoking. Psychol Rec 23:49-60, 1973. F-ll Progress Report on Pub Health Adult use of tobacco: 23. Harris MB, Rothberg C: A self-control approach to reduced smoking. Psychol Rep 31:165-166, 1972. 24. Chapman RF, Smith JW, Layden TA: Elimination of cigarette smoking by punishment and self-management training. Behav Res Ther 9:255-264, 1971. 25. Morrow J, et al: Elimination of cigarette smoking behavior by stimulus satiation, self-control techniques, and group therapy. Paper presented to the meeting of the Western Psychological Asso­ ciation, Los Angeles, April 1973. 26. Pomerleau OF, Ciccone P: Preliminary results of a treatment pro­ gram for smoking cessation using multiple behavior and modification techniques. Paper presented to the meeting of the Association for Advancement of Behavior Therapy, Chicago, November 1974. 27. Tooley JT, Pratt S: An experimental procedure for the extinction of smoking behavior. Psychol Rec 17:209-218, 1967. 28. Gritz ER, Jarvik ME: Pharmacological aids for the cessation of smoking. In Steinfeld J, Griffiths W, Ball K, Taylor RM, (eds.) Proceedings of the 3rd World Conference on Smoking and Health, DHEW Publication No. (NIH) 77-1413, 1974. Globglas A: Auricular acupuncture and the smoking habit. Presse Med p. 980, 1974. Hypnosis and smoking. Nouv 30. Bryan WJ: 31. Johnston E, Donoghue JR: Hypnosis and smoking: A review of the literature. Am J of Clin Hypn 13:265-272, 1971. 32. Korger WS: Clinical and Experimental Hypnosis. Thomas, 1963. 33. von Dedenroth TEA: The use of hypnosis in 1000 cases of "tobaccomaniacs." Am J Clin Hypn 10:194-197, 1968. 34. Spiegel H: A single-treatment method to stop smoking using ancillary self-hypnosis. Int J Clin Exp Hypn 18:235-249, 1970. 35. Shewchuk LA: A comparison of smoking cessation techniques: Initial success and eventual recidivism. Submitted to Public Health Reports, 1976. 36. Vogt TM, et al: Expired air carbon monoxide and serum thiocyanate as objective measures of cigarette exposure. Am J Public Health 67:545-549, 1977. 37. Pederson LL, Lefcoe NM: A psychological and behavioral comparison of ex-smokers and smokers. J Chronic Dis 29:431-434, 1976. 38. Hammond EC, Percy C: 39. Janis IL, Hoffman D: Facilitating effects on daily contact between partners who make a decision to cut down on smoking. J Pers and Soc Psychol 17:25-35, 1970. Ex-Smokers. J Am Inst Hypn 5:17-37, 1964. Springfield: NY State J Med 58:2956-2959, 1958. F-12 - ju.i IBRG 1020 Appendix G SOURCES OF EDUCATIONAL MATERIALS 1. Sources of Published Educational Materials Asbestos Information Association/NA Materials: Brochures on work practices, fact books, reprints of scientific articles, conference proceedings, and films reference library. Address: 1835 "K" Street, N.W. Washington, D.C. 20006 Asbestos Information Committee Materials: Brochures on work practices, health effects, and control procedures. Address: 10 Wardour Street London, W1V 3HG England Asbestos Research Council Materials: Brochures on work practices, ventilation, control procedures, protective devices, and disposal methods. Address: P.O. Box 18 Cleckheaton West Yorkshire, BD19 3UJ, England Congress of the United States Materials: Pertinent Public Laws Address: Document Room, Congress of the United States, Washington, D.C. Johns-Manville Corporation Materials: Brochures on work practices, health effects, films, slides with sound, slides with script, video tapes, newspaper, bulletins, letters, reports, and reprints of scientific articles. G-l Address: Health, Safety and Environment Department Ken-Caryl Ranch Denver, Colorado 80217 National Institute of Occupational Safety and Health, U.S. Department of Health, Education and Welfare Materials: "Criteria Document" on Asbestos; reports of occupational disease research and epidemiologic investigations. Address: Robert A. Taft Laboratories 4676 Columbia Parkway Cincinnati, Ohio 45226 National Safety Council Materials: Reprints of articles, safety data sheets; reference library. Address: 425 North Michigan Avenue Chicago, Illinois 60611 Occupational Safety and Health Administration, U.S. Department of Labor Materials: Occupational Safety and Health Standard: Subpart Z, Sec. 1910.1001, Asbestos Brochures on OSHA 1970 Address: Occupational Safety and Health. Administration U.S. Department of Labor Washington, D.C. 20210 Oil, Chemical and Atomic Workers International Union, AFL-CIO Materials: Poster, slide-tape cassette presentation Address: Citizenship-Legislative Department 1126-16th Street, N.W. Washington, D.C. 20036 Quebec Asbestos Mining Association Materials: Brochures on work practices, health effects, and control procedures. Address: 5 Place Ville Marie Montreal 113, Quebec, Canada G-2 2. Possible Sources of Published Educational Materials American Association of Poison Control Centers c/o Academy of Medicine of Cleveland Poison Information Center 10525 Carnegie Avenue Cleveland, Ohio 44105 American Medical Association 535 North Dearborn Street Chicago, Illinois 60610 American Public Health Association 1015-18th Street, N.W. Washington, D.C. 20036 Center for Science in the Public Interest I Si 1757 "S" Street, N.W. Washington, D.C. 20009 Companies mining asbestos ore Consumer Federation of America 1012-14th Street, N.W., Suite 901 Washington, D.C. 20005 Consumers Union 256 Washington Street Mount Vernon, New York 10550 Health Research Group 2000 "P" Street, N.W., Suite 708 Washington, D.C. 20036 Insulation Industry Hygiene Research Program Environmental Sciences Laboratory Mount Sinai School of Medicine of the City University of New York Fifth Avenue and 100th Street New York, New York 10029 G-3 |BRG 1023 IBRG 1024 Appendix H REFERENCES Chapter I 1. Merewether ERA, Price CW: Effect of Asbestos Dust on Lungs and Data Suppression in the Asbestos Industry. London, H.M. Stationery Office, 1930. 2. Merewether ERA: Asbestosis and carcinoma of the lung. In Annual Report of the Chief Inspector of Factories for the Year 1947. London, H.M. Stationery Office, 1949, p. 77. 3. Selikoff IJ: Cancer risk of asbestos exposure. In Symposium on the Origins of Human Cancer. Cold Spring Harbor,"New York, Cold Spring Harbor Laboratory, September 7-14, 1976. 4. Newhouse, ML, Berry G: Predictions of mortality from mesothelial tumours in asbestos factory workers. Br J Ind Med 33:147-151, 1976. 5. Wagoner JK: Occupational carcinogenesis—The 200 years since Percivall Pott. Ann NY Acad Sci 271:1-4, 1976. 6. Minerals and their nonasbestos analogs. In Electron Microscopy of Microfibers, Mineral Fibers Session. University Park, Pennsylvania, Pennsylvania State University, August 23-25, 1976. 7. Stanton MF, Wrench C: Mechanisms of mesothelioma induction with asbestos and fibrous glass. J. Natl Cancer Inst 48(3):797-821, 1972. 8. Dreessen WC, et al: A Study of Asbestosis in the Asbestos Textile Industry. U.S. Treasury Department, Public Health Service. Public Health Bulletin No. 241, Aug 1938. 9. SRI International. Personal communication, Attorney John Hynan, Occupational Safety and Health Administration, November 18, 1976. 10. U.S. Code of Federal Regulations, Title 40, Part 61.22. 11. U.S. Code of Federal Regulations, Title 40, Part 427. 12. Federal Register 41(15) :3286-3287, January 22, 1976. 13. Federal Register 40(51):11865-11869, March 14, 1975. 14. Code of Federal Regulations, Title 21, Parts 133.8 and 133.9. .r (I) (II) (III) I i 15. U.S. Code of Federal Regulations, Title 21, Farts 121.101; and personal communication, Donald Miller, Food and Drug Administration, October 24, 1976. 16. U.S. Code of Federal Regulations, Title 16, Part 1500.17(7). 17. Nicholson WJ: Case study 1: asbestos—the TLV approach. NY Acad Sci 271:152-169, 1976. f Ann Chapter II 1. Canadian Mineral Yearbook. Dept, of Energy, Mines and Resources, Mineral Resources Branch, 1974. 2. U.S. Census of Manufactures, U.S. Dept, of Commerce,^Bureau of the Census, 1972. 3. Mineral Facts and Problems. Mines, 1975. 4. Commodity Data Summaries. Mines, 1976. 5. Asbestos Information Association of North America: general information. Washington, D.C., 1975. i fc* >\"1 U.S. Dept, of Interior, Bureau of U.S. Dept of Interior, Bureau of Asbestos- Chapter III 1. Davis JMG, Conlam SW: Experimental studies on the effects of heated chrysotile asbestos and automobile brake lining dust injected into the body cavities of mice. Exp Mol Pathol 19:339-353, 1973. 2. Fondimare A, et al: Quantitative study of the deposition of asbestos in the lung and pleura of subjects with diverse exposures. Proceedings of the Symposium on the Pathology of Asbestos. Rouen, France, Oct 28, 1975. 3. Tinbrell V: Inhalation and biological effects of asbestos. In Assessment of Airborne Particles (Mercer TT, Morrow PE, Strober W, eds.). Proceedings of the Third Rochester International Conference on Environmental Toxicity. Springfield, Illinois, CC Thomas, 1972, pp 429-445. 4. Gross P, DeTreville RTP: The lung as an embattled domain against inanimate pollutants. Am Rev Respir Dis 106:684-691, 1972. 5. Evans JC, et al: Studies on the deposition of Inhaled fibrous material % in the respiratory tract of the rat and its subsequent clearance using £ radioactive trace techniques. Environ Res 6:180-201, 1973. S S 6 H-2 BRG 1026 6. Wagner JC, et al.: The effects of inhalation of asbestos in rats. Br J Cancer 29:252-269, 1974. 7. Allison AC: Experimental methods—cell and tissue culture: effects of asbestos particles on macrophages, mesothelial cells and fibro­ blasts. ^n Biological Effects of Asbestos (Bogoyski, et al., eds.). Lyon, France, International Agency for Research on Cancer, Scientific Pub. No. 8, 1973, pp 89-93. 8. Godwin ML, Jagatic J: (5-6):391-416, 1970. 9. Sebastlen P, et al: Topographic distribution of asbestos fibres in human lungs in relation with occupational and nonoccupational exposure. 4th International Symposium on Inhaled Particles and Vapors. Edinburgh, 1976. Asbestos and mesotheliomas. Environ Res 3 10. Gross P, et al: Ingested mineral fibers: do they penetrate tissue or cause cancer? Arch Environmen Health 29:341-347, 1974. ' 11. Westlake GE, Spjut HF, Smith MN: Penetration of colonic mucosa by asbestos particles, an electron microscopic study in rats fed asbestos dust. Lab Invest 14(11):2029-2033, 1965. 12. Storeygard AR, Brown AL: Penetration of the small Intestinal mucosa by asbestos fibers. Mayo Clinic Proceedings 52:809-812, 1977. 13. Bolton RIE, Davis JMG: The short-term effects of chronic asbestos Ingestion in rats. Ann Occup Hyg 19:121-128, 1976. 14. Cunningham HM, Pontefract RD: Asbestos fibers in beverages, drinking waters and tissues: their passage through the intestinal wall and movement through the body. J Assoc Offic Anal Chem 56:976-981, 1973. 15. Pontefract RD: Penetration of asbestos through the digestive wall in rats. Environ Health Perspect 9:213-224, 1974. 16. Cunningham,HM, Pontefract RD: 249:117-118, 1974. 17. Kanazawa K, et al: Migration of asbestos fibers from injection sites in mice, Br J Cancer 24:96-106, 1970. 18. Becklake MR, et al: Lung function profiles in the chrysotile asbestos fibers from injection sites in mice. Br J Cancer 24:96-106, 1970. 19. Ashcroft T, Heppleston AG: The optical and electron microscopic determination of pulmonary asbestos fibre concentration and its relation to the human pathological reaction. J Clin Pathol 26:224234, 1973. 20. Farley ML, et al: Ferruginous bodies in sputa of former asbestos workers. Tyler, Texas, Texas Chest Foundation (unpublished), 1976. Placental transfer of asbestos. H-3 Nature (Ill) Gross P, deTrevllle RTP, Haller, MN: Pulmonary ferruginous bodies in city dwellers (a study of their central fiber). Arch Environ Health 19:186-188, 1969. Blgnon J, et al: Incidents of pulmonary ferruginous bodies in France. Environ Res 3:430-442, 1970. Sellkoff IJ, Hammond EC, Churg J: Carcinogenicity of amoslte asbestos. Environ Health 25:183-186, 1972. Langer AM, Mackler AD, Pooley FD: Electron microscopial investiga­ tion of asbestos fibres. Environ Health Perspect 9:63-80, 1974. Sellkoff IJ: Cancer risk of asbestos exposure, in Origins of Human Cancer (Hiatt HH, Watson JD, Wins ten JA, eds.). Cold Spring Harbor, New York, Cold Spring Harbor Laboratory, 1977? pp, 1765-L784. Newhouse ML, et al: Predictions of mortality from msfeothelial tumours in asbestos factory workers. Br J Ind Med 33: 147-151, 1976. Gloyne, SR: asbestoBis. Two cases of squamous carcinoma of the lung occurring in Tubercle 17: 5-10-, 1935. Lynch KM, Smith WA: Pulmonary asbestosis. III. Carcinoma of lung in asbestos-silicosis. Am J Cancer 24: 56-64, 1935. Merewether ERA: Annual Report of the Chief Inspector of Factories for the Year 1947, London HMSO, 15-17, 1949. Breslow L, et al: Occupations and cigarette smoking as factors in lung cancer. Am J Public Health 44: 171-181., 1954. Doll R: Mortality from lung cancer in asbestos workers. Med 12:81-86, 1955. Br J Ind Knox JF, et al: Mortality from lung cancer and other causes among workers in an asbestos textile factory. Br J Ind Med 25: 292-303, 1968. Howard S, et al: A mortality study among workers in an English asbestos factory. (Submitted to Br J Ind Hyg) 1977. Elmes PC, Simpson MJC: Insulation workers in Belfast, III, Mortality 1940-1966. Br J Ind Med 28: 226-236, 1971. Kogan FM, Gulsenikova NA, Gulevskaya MR: The cancer mortality rate among workers in the asbestos industry of the Urals. Gig Sanit 37: 29-32, 1972. Meurman L0, Kiviluoto R, Hakama M: Mortality and morbidity among the working population of anthophyllite asbestos miners in Finland. Br J Ind Med 31: 105-112, 1974. H-4 (Ill) 37. Nurminen M: A study of the mortality of workers in an anthophyllite asbestos factory in Finland. Work Environ Health 9: 112-118, 1972. 38. McDonald JC, et al: The health' of chrysotile asbestos mine and mill workers of Quebec. Arch Environ Hlth 28: 61-68, 1974. 39. 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